0001523711-22-000031.txt : 20220503 0001523711-22-000031.hdr.sgml : 20220503 20220503195657 ACCESSION NUMBER: 0001523711-22-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220429 FILED AS OF DATE: 20220503 DATE AS OF CHANGE: 20220503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thompson Amanda J CENTRAL INDEX KEY: 0001718049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 22889297 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD STREET 2: TRW 15-1 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_165162219759205.xml FORM 4 X0306 4 2022-04-29 0 0000063276 MATTEL INC /DE/ MAT 0001718049 Thompson Amanda J 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 EVP & Chief People Officer Restricted Stock Units 2022-04-29 4 A 0 16197 0 A Common Stock 16197.0 16197 D Employee Stock Option - Right to Buy 24.31 2022-04-29 4 A 0 11373 0 A 2032-04-29 Common Stock 11373.0 11373 D The Restricted Stock Units ("RSUs" or "Units") were granted on April 29, 2022 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. The option was granted on April 29, 2022 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. /s/ Tiffani Magri, Attorney-in-Fact for Amanda J. Thompson 2022-05-03