0001523711-15-000017.txt : 20150424 0001523711-15-000017.hdr.sgml : 20150424 20150424153051 ACCESSION NUMBER: 0001523711-15-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150423 FILED AS OF DATE: 20150424 DATE AS OF CHANGE: 20150424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOPHAM HERBERT SCOTT CENTRAL INDEX KEY: 0001279654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 15791577 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BLVD STREET 2: MATTEL INC CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-04-23 0000063276 MATTEL INC /DE/ MAT 0001279654 TOPHAM HERBERT SCOTT MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 SVP and Corporate Controller Common Stock 2015-04-23 4 M 0 7679 26.375 A 9830 D Common Stock 2015-04-23 4 S 0 7679 28.8837 D 2151 D Common Stock 2015-04-23 4 S 0 2151 28.8837 D 0 D Common Stock 1224 I In 401(k) Employee Stock Option - Rght to Buy 26.375 2015-04-23 4 M 0 7679 0 D 2014-08-01 2021-08-01 Common Stock 7679 0 D This transaction was executed in multiple trades at prices ranging from $28.881 to $28.887. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. As of April 23, 2015, the reporting person had a balance of $35,410.47 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Julie Kwok, Attorney-in-Fact for H. Scott Topham 2015-04-24