0001127602-22-020447.txt : 20220803 0001127602-22-020447.hdr.sgml : 20220803 20220803214746 ACCESSION NUMBER: 0001127602-22-020447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220801 FILED AS OF DATE: 20220803 DATE AS OF CHANGE: 20220803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dickson Richard CENTRAL INDEX KEY: 0001482551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 221134362 MAIL ADDRESS: STREET 1: C/O MATTEL, INC. STREET 2: 333 CONTINENTAL BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-08-01 0000063276 MATTEL INC /DE/ MAT 0001482551 Dickson Richard 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 Pres & Chief Operating Officer Common Stock 2022-08-01 4 M 0 28146 A 502493 D Common Stock 2022-08-01 4 F 0 13980 23.16 D 488513 D Common Stock 2022-08-02 4 M 0 16944 A 505457 D Common Stock 2022-08-02 4 F 0 8424 23.13 D 497033 D Common Stock 7844 I In 401(k) Restricted Stock Units 2022-08-01 4 M 0 28146 0 D Common Stock 28146 0 D Restricted Stock Units 2022-08-02 4 M 0 16944 0 D Common Stock 16944 34402 D As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 82,781 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 28,146 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the August 1, 2019 RSU grant, 13,980 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the August 2, 2021 RSU grant, 8,424 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. As of August 1, 2022, the Reporting Person had a balance of $181,664.84 in the Mattel Stock Fund of Mattel Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP. /s/ Tiffani Magri, Attorney-in-Fact for Richard Dickson 2022-08-03