0000006281-19-000063.txt : 20190315
0000006281-19-000063.hdr.sgml : 20190315
20190315160855
ACCESSION NUMBER: 0000006281-19-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190313
FILED AS OF DATE: 20190315
DATE AS OF CHANGE: 20190315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cotter Martin
CENTRAL INDEX KEY: 0001685760
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07819
FILM NUMBER: 19685113
MAIL ADDRESS:
STREET 1: ONE TECHNOLOGY WAY
CITY: NORWOOD
STATE: MA
ZIP: 02062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANALOG DEVICES INC
CENTRAL INDEX KEY: 0000006281
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042348234
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1102
BUSINESS ADDRESS:
STREET 1: ONE TECHNOLOGY WAY
CITY: NORWOOD
STATE: MA
ZIP: 02062
BUSINESS PHONE: 7813294700
MAIL ADDRESS:
STREET 1: ONE TECHNOLOGY WAY
CITY: NORWOOD
STATE: MA
ZIP: 02062
4
1
wf-form4_155268052052038.xml
FORM 4
X0306
4
2019-03-13
0
0000006281
ANALOG DEVICES INC
ADI
0001685760
Cotter Martin
PO BOX 9106
ONE TECHNOLOGY WAY
NORWOOD
MA
02062-9106
0
1
0
0
SVP, WW Sales & Dig MKTG
Comm Stock - $.16-2/3 value
2019-03-14
4
S
0
1244
108.39
D
173
D
Non-Qualified Stock Option (right to buy)
108.08
2019-03-13
4
A
0
10164
0
A
2020-03-13
2029-03-13
Comm Stock - $.16-2/3 value
10164.0
10164
D
Restricted Stock Unit (RSU)
0.0
2019-03-13
4
A
0
2295
0
A
2020-03-13
Comm Stock - $.16-2/3 value
2295.0
2295
D
Performance-Based Restricted Stock Unit
0.0
2019-03-13
5
A
0
E
2295
0
A
2022-03-27
Comm Stock - $.16-2/3 value
2295.0
2295
D
Performance-Based Restricted Stock Unit
0.0
2019-03-13
5
A
0
E
2295
0
A
2022-03-13
Comm Stock - $.16-2/3 value
2295.0
2295
D
These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option vests in equal installments on the first, second, third, and fourth anniversaries of the Original Grant Date, which was March 13, 2019.
The Restricted Stock Units granted to the Reporting Person on March 13, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.
Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.
Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of the grant date.
Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of the grant date.
/s/ Cynthia M. McMakin, Assistant General Counsel, by Power of Attorney
2019-03-15