0001127602-17-018492.txt : 20170517 0001127602-17-018492.hdr.sgml : 20170517 20170517162612 ACCESSION NUMBER: 0001127602-17-018492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ledford Laurie CENTRAL INDEX KEY: 0001546793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 17851721 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10314 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-16 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001546793 Ledford Laurie 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 SVP & Chief HR Officer Common Stock 2017-05-16 4 M 0 7500 0 A 44419.5441 D Common Stock 2017-05-16 4 M 0 22046 0 A 66465.5441 D Common Stock 2017-05-16 4 M 0 34938 0 A 101403.5441 D Common Stock 2017-05-16 4 M 0 64517 0 A 165920.5441 D Common Stock 2017-05-16 4 M 0 12418 0 A 178338.5441 D Common Stock 2017-05-16 4 M 0 11245 0 A 189583.5441 D Common Stock 2017-05-16 4 S 0 184305 74.027 D 5278.5441 D Stock Options (Right to Buy) 57.325 2017-05-16 4 M 0 7500 0 D 2026-02-21 Common Stock 7500 35753 D Stock Options (Right to Buy) 56.84 2017-05-16 4 M 0 22046 0 D 2025-02-22 Common Stock 22046 22046 D Stock Options (Right to Buy) 48.00 2017-05-16 4 M 0 34938 0 D 2024-02-23 Common Stock 34938 11646 D Stock Options (Right to Buy) 36.495 2017-05-16 4 M 0 64517 0 D 2023-02-24 Common Stock 64517 0 D Stock Options (Right to Buy) 31.885 2017-05-16 4 M 0 12418 0 D 2022-02-23 Common Stock 12418 0 D Stock Options (Right to Buy) 30.595 2017-05-16 4 M 0 11245 0 D 2021-02-20 Common Stock 11245 0 D The reporting person's original Form 3 filed on April 12, 2012, inadvertently misstated the number of shares of MMC common stock held by the reporting person. This filing amends that error. These options were granted on February 22, 2016 and vest in four equal annual installments. The first installment vested and became exercisable on February 22, 2017. The remaining installments vest on February 22nd of 2018, 2019 and 2020. These options were granted on February 23, 2015 and vest in four equal annual installments. The first two installments vested and became exercisable on February 23rd of 2016 and 2017. The remaining installments vest on February 23rd of 2018 and 2019. These options were granted on February 24, 2014 and vest in four equal annual installments. The first three installments vested and became exercisable on February 24th of 2015, 2016 and 2017. The remaining installment vests on February 24, 2018. These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017. These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016. These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015. /s/ Tiffany D. Wooley, Attorney-in-Fact 2017-05-17