0001127602-17-004622.txt : 20170208
0001127602-17-004622.hdr.sgml : 20170208
20170208165158
ACCESSION NUMBER: 0001127602-17-004622
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170206
FILED AS OF DATE: 20170208
DATE AS OF CHANGE: 20170208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC.
CENTRAL INDEX KEY: 0000062709
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 362668272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123455000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MARLENNAN CORP
DATE OF NAME CHANGE: 19760505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zaffino Peter
CENTRAL INDEX KEY: 0001428849
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05998
FILM NUMBER: 17583184
MAIL ADDRESS:
STREET 1: C/O GUY CARPENTER & COMPANY, LLC
STREET 2: ONE MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-06
0000062709
MARSH & MCLENNAN COMPANIES, INC.
MMC
0001428849
Zaffino Peter
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
Chairman, RIS and CEO, Marsh
Common Stock
2017-02-06
4
M
0
59485
0
A
210221
D
Common Stock
2017-02-06
4
M
0
51715
0
A
261936
D
Common Stock
2017-02-06
4
S
0
111200
70.256
D
150736
D
Common Stock
2017-02-07
4
M
0
2901
0
A
153637
D
Common Stock
2017-02-07
4
M
0
3476
0
A
157113
D
Common Stock
2017-02-07
4
S
0
6377
70.048
D
150736
D
Common Stock
19079
I
By Family Trust
Common Stock
1209.292
I
MMC 401(k) Savings & Investment Plan
Stock Options (Right to Buy)
30.595
2017-02-06
4
M
0
59485
0
D
2021-02-20
Common Stock
59485
40515
D
Stock Options (Right to Buy)
31.885
2017-02-06
4
M
0
51715
0
D
2022-02-23
Common Stock
51715
196630
D
Stock Options (Right to Buy)
30.595
2017-02-07
4
M
0
2901
0
D
2021-02-20
Common Stock
2901
37614
D
Stock Options (Right to Buy)
31.885
2017-02-07
4
M
0
3476
0
D
2022-02-23
Common Stock
3476
193154
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.
These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.
These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016.
/s/ Tiffany D. Wooley, Attorney-in-Fact
2017-02-08