0001567619-21-002175.txt : 20210204 0001567619-21-002175.hdr.sgml : 20210204 20210204113849 ACCESSION NUMBER: 0001567619-21-002175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210202 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcus Gregory S CENTRAL INDEX KEY: 0001333075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 21589831 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 4 1 doc1.xml FORM 4 X0306 4 2021-02-02 0 0000062234 MARCUS CORP MCS 0001333075 Marcus Gregory S THE MARCUS CORPORATION 100 E. WISCONSIN AVE., SUITE 1900 MILWAUKEE WI 53202 0 1 0 0 President and CEO Common Stock 2021-02-02 4 M 0 37973 10.00 A 237518 D Common Stock 2021-02-02 4 S 0 37973 17.5747 D 199545 D Common Stock 2021-02-03 4 M 0 12027 10.00 A 211572 D Common Stock 2021-02-03 4 S 0 12027 17.5852 D 199545 D Common Stock 75 I As custodian Common Stock 7245 I By 401(k) Plan Stock Option (right to buy) (granted 7/26/11) 10.00 2021-02-02 4 M 0 37973 0 D 2021-07-26 Common Stock 37973 22027 D Stock Option (right to buy) (granted 7/26/11) 10.00 2021-02-03 4 M 0 12027 0 D 2021-07-26 Common Stock 12027 10000 D Stock Option (right to buy) (granted 7/31/12) 13.12 2022-07-31 Common Stock 52000 52000 D Stock Option (right to buy) (granted 7/30/13) 13.04 2023-07-30 Common Stock 57500 57500 D Stock Option (right to buy) (granted 7/29/14) 18.34 2024-07-29 Common Stock 49500 49500 D Stock Option (right to buy) (granted 7/28/15) 20.26 2025-07-28 Common Stock 44100 44100 D Stock Option (right to buy) (granted 3/1/16) 18.68 2026-03-01 Common Stock 28500 28500 D Stock Option (right to buy) (granted 2/28/17) 31.20 2027-02-28 Common Stock 40000 40000 D Stock Option (right to buy) (granted 2/27/18) 27 2028-02-27 Common Stock 75000 75000 D Stock Option (right to buy) (granted 2/26/19) 41.9 2029-02-26 Common Stock 70200 70200 D Stock Option (right to buy) (granted 2/25/20) 28.88 2030-02-25 Common Stock 121000 121000 D Stock Option (right to buy) (granted 5/8/20) 12.71 2030-05-08 Common Stock 80000 80000 D Class B Common Stock Common Stock 191056 191056 D Class B Common Stock Common Stock 10786 10786 I As custodian Class B Common Stock Common Stock 8388 8388 I As trustee Class B Common Stock Common Stock 18233 18233 I By spouse The price in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.69. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.92. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. As sole custodian of the Alexandra Marcus U/WI/UTMA. Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years. This security is convertible into common stock on a 1-for-1 basis at no cost. This security is immediately exercisable. No expiration date. As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA. As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust. /s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus 2021-02-04