-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CuZD8XAAJsb2hrX/xICxeaT++s5d/qfQqK/4c2uMbnbaFUoTgEiQJdEV16gBPfL9 i2Q8qxlCDwEjCaTXbuC1iw== 0000897069-07-000002.txt : 20070103 0000897069-07-000002.hdr.sgml : 20070101 20070103095947 ACCESSION NUMBER: 0000897069-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061228 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcus Gregory S CENTRAL INDEX KEY: 0001333075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 07501171 BUSINESS ADDRESS: BUSINESS PHONE: 414-905-1390 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 4 1 mar412.xml X0202 4 2006-12-28 0 0000062234 MARCUS CORP MCS 0001333075 Marcus Gregory S C/O THE MARCUS CORPORATION 100 EAST WISCONSIN AVENUE, SUITE 1900 MILWAUKEE WI 532024125 0 1 0 0 Senior Vice President Common Stock 25195 D Common Stock 75 I As custodian Common Stock 3314 I By 401(k) Plan Class B Common Stock 2006-12-28 5 G 0 563 0 A Common Stock 563 197054 D Class B Common Stock 2006-12-28 5 G 0 1689 0 A Common Stock 1689 30849 I As trustee Class B Common Stock 0.00 Common Stock 31800 31800 I As custodian Class B Common Stock 0.00 Common Stock 10667 10667 I By spouse Stock Option (right to buy) (granted 6/26/97) 11.57 2007-06-26 Common Stock 2139 2139 D Stock Option (right to buy) (granted 6/25/98) 11.88 2008-06-25 Common Stock 2139 2139 D Stock Option (right to buy) (granted 6/30/99) 8.64 2009-06-30 Common Stock 4990 4990 D Stock Option (right to buy) (granted 6/28/00) 8.02 2010-06-28 Common Stock 21387 21387 D Stock Option (right to buy) (granted 7/11/02) 10.91 2012-07-11 Common Stock 35645 35645 D Stock Option (right to buy) (granted 9/8/03) 10.25 2013-09-08 Common Stock 10693 10693 D Stock Option (right to buy) (granted 8/18/04) 12.73 2014-08-18 Common Stock 10694 10694 D Stock Option (right to buy) (granted 10/6/05) 14.07 2015-10-06 Common Stock 14258 14258 D Stock Option (right to buy) (granted 7/31/06) 19.74 2016-07-31 Common Stock 15000 15000 D As sole custodian of the Alexandra Marcus U/WI/UTMA. Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. This security is convertible into common stock on a 1-for-1 basis at no cost. This security is immediately exercisable. No expiration date. As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust. As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA. The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. By: Steven R. Barth, Attorney-In-Fact 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----