-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SYeMM1dKZSgoUP6rw7Kv+Q5OKKrwkflK1TfsG/LDAhZkTHdWwIeI1WOmFHp8ojeO cQVBofyHLSMtIzAP4Mn6xw== 0000897069-06-000669.txt : 20060228 0000897069-06-000669.hdr.sgml : 20060228 20060228183832 ACCESSION NUMBER: 0000897069-06-000669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060224 FILED AS OF DATE: 20060228 DATE AS OF CHANGE: 20060228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILSTEIN PHILIP L CENTRAL INDEX KEY: 0001195907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 06652703 BUSINESS ADDRESS: STREET 1: 5 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-339-2140 MAIL ADDRESS: STREET 1: 390 PARK AVENUE, SUITE 600 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 mil331.xml X0202 4 2006-02-24 0 0000062234 MARCUS CORP MCS 0001195907 MILSTEIN PHILIP L C/O OGDEN CAP PROPERTIES, LLC 390 PARK AVENUE, SUITE 600 NEW YORK NY 10022 1 0 0 0 Common Stock 54509 D Class B Common Stock 39601 D Common Stock 7800 I As Co-Manager Class B Common Stock 62055 I As Partner of Northmon Investment Co. Common Stock 8100 I By Children Common Stock 124111 I By Self as Co-Trustee for SVM Foundation Common Stock 5625 I By Self as Trustee for Abby Black Elbaum Common Stock 57500 I By Self as Trustee for PLM Foundation Common Stock 2000 I By Spouse Stock Option (Right to Buy) 14.2500 2006-02-24 4 D 0 1500 D 1996-12-18 2006-12-18 Common Stock 1500 0 D Stock Option (Right to Buy) 9.9945 2006-02-24 4 A 0 2139 A 1996-12-18 2006-12-18 Common Stock 2139 2139 D Stock Option (Right to Buy) 16.3334 2006-02-24 4 D 0 750 D 1997-05-29 2007-05-29 Common Stock 750 0 D Stock Option (Right to Buy) 11.4557 2006-02-24 4 A 0 1069 A 1997-05-29 2007-05-29 Common Stock 1069 1069 D Stock Option (Right to Buy) 18.1250 2006-02-24 4 D 0 500 D 1998-05-28 2008-05-28 Common Stock 500 0 D Stock Option (Right to Buy) 12.7122 2006-02-24 4 A 0 713 A 1998-05-28 2008-05-28 Common Stock 713 713 D Stock Option (Right to Buy) 12.7500 2006-02-24 4 D 0 500 D 1999-05-27 2009-05-27 Common Stock 500 0 D Stock Option (Right to Buy) 8.9424 2006-02-24 4 A 0 713 A 1999-05-27 2009-05-27 Common Stock 713 713 D Stock Option (Right to Buy) 11.0000 2006-02-24 4 D 0 500 D 2000-05-25 2010-05-25 Common Stock 500 0 D Stock Option (Right to Buy) 7.7150 2006-02-24 4 A 0 713 A 2000-05-25 2010-05-25 Common Stock 713 713 D Stock Option (Right to Buy) 14.3000 2006-02-24 4 D 0 500 D 2001-05-31 2011-05-31 Common Stock 500 0 D Stock Option (Right to Buy) 10.0295 2006-02-24 4 A 0 713 A 2001-05-31 2011-05-31 Common Stock 713 713 D Stock Option (Right to Buy) 13.1400 2006-02-24 4 D 0 500 D 2002-05-30 2012-05-30 Common Stock 500 0 D Stock Option (Right to Buy) 9.2159 2006-02-24 4 A 0 713 A 2002-05-30 2012-05-30 Common Stock 713 713 D Stock Option (Right to Buy) 13.5800 2006-02-24 4 D 0 500 D 2003-05-29 2013-05-29 Common Stock 500 0 D Stock Option (Right to Buy) 9.5245 2006-02-24 4 A 0 713 A 2003-05-29 2013-05-29 Common Stock 713 713 D Stock Option (Right to Buy) 16.0700 2006-02-24 4 D 0 500 D 2004-05-27 2014-05-27 Common Stock 500 0 D Stock Option (Right to Buy) 11.2709 2006-02-24 4 A 0 713 A 2004-05-27 2014-05-27 Common Stock 713 713 D Stock Option (Right to Buy) 22.3800 2006-02-24 4 D 0 500 D 2005-05-26 2015-05-26 Common Stock 500 0 D Stock Option (Right to Buy) 15.6966 2006-02-24 4 A 0 713 A 2005-05-26 2015-05-26 Common Stock 713 713 D The undersigned reports these shares (a) as Co-Manager of Ogden CAP Associates, LLC (the "LLC") and (b) as a beneficiary of certain trusts. As the beneficiary of trusts that participate in the investments of the LLC, the undersigned may be deemed to have a pecuniary interest in 1,300 shares owned by the LLC. The undersigned disclaims any beneficial interest in the remaining 6,500 shares owned by the LLC, in which he does not have a pecuniary interest. The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation. Granted pursuant to The Marcus Corporation 1994 Nonemployee Director Stock Option Plan. Involves an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. In connection with a special cash distribution paid to shareholders, the number of shares purchasable pursuant to the option and the exercise price payable upon exercise of the option were adjusted to reflect the effects of the cash distribution. Granted pursuant to The Marcus Corporation 2004 Equity Incentive Plan. By: Steven R. Barth, Attorney-In-Fact 2006-02-28 -----END PRIVACY-ENHANCED MESSAGE-----