-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sk+9usuJcOK70ETCQ5AukoKGtCAVGEo52ma7eIGxtxH1kQL9SGliC+NPtuQi9gSo DGMExoUNPThiYbXLipfyZw== 0000897069-02-000784.txt : 20021015 0000897069-02-000784.hdr.sgml : 20021014 20021015110758 ACCESSION NUMBER: 0000897069-02-000784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021010 FILED AS OF DATE: 20021015 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MILSTEIN PHILIP L CENTRAL INDEX KEY: 0001195907 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 5 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 02788530 BUSINESS ADDRESS: STREET 1: 250 EAST WISCONSIN AVE STREET 2: SUITE 1700 CITY: MILWAUKEE STATE: WI ZIP: 53202-4220 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 250 EAST WISCONSIN AVENUE STREET 2: STE 1700 CITY: MILWAUKEE STATE: WI ZIP: 53202-4220 4 1 sdc221.txt FORM 4 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* MILSTEIN, PHILIP L. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 5 EAST 42ND STREET - -------------------------------------------------------------------------------- (Stree NEW YORK, NY 10017 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol THE MARCUS CORPORATION (NYSE: MCS) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year OCTOBER 10, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [ ] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 2A. 4. Amount of Owner- Deemed Securities Acquired (A) or Securities ship 2. Execution 3. Disposed of (D) Beneficially Form: 7. Transaction Date, if Transaction (Instr. 3, 4 and 5) Owned Follow- Direct Nature of Date any Code ------------------------------- ing Reported (D) or Indirect 1. (Month/ (Month/ (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Day/ Day/ ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) Year) Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/10/02 A 392 A (2) 53,333 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock No Change 2,000 I By Spouse(1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock No Change 8,100 I By Children(1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock No Change 5,625 I By Self as Trustee for Abby Black Elbaum (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock No Change 57,500 I By Self as Trustee for PLM Foundation(1) - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock No Change 62,055 I As Partner of Northmon Investment Co. - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock No Change 39,601 D ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Persons who respond to the collection of information contained in this form are not required to respond (Over) unless the form displays a currently valid OMB SEC 1474 (9-02) control number. FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ====================================================================================================================================
9. 10. Number Owner- 5. of Deriv- ship Number of ative Form 2. Deriva- Securi- of Conver- tive 7. ties Deriv- 11. sion Securi- Title and Amount Benefi- ative Nature or 3A. ties 6. of Underlying 8. cially Secur- of Exer- Deemed 4. Acquired Date Securities Price Owned ity: In- cise 3. Execu- Trans- (A) or Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price Trans- tion action Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date if any (Instr. (Instr 3, ----------------- or Secur- Transac- direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity tion(s) (I) ship Security Secur- Day/ Day/ ------ --------- Exer- tion of (Instr. (Instr. (Instr (Instr (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $14.25 No Immed. 12/18/05 * 1,500 (2) 1,500 D (Right to Buy) Change - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $16.3334 No Immed. 5/29/07 * 750 (2) 750 D (Right to Buy) Change - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $18.125 No Immed. 5/28/08 * 500 (2) 500 D (Right to Buy) Change - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $12.75 No Immed. 5/27/09 * 500 (2) 500 D (Right to Buy) Change - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $11.00 No Immed. 5/25/10 * 500 (2) 500 D (Right to Buy) Change - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $14.30 No Immed. 5/31/11 * 500 (2) 500 D (Right to Buy) Change - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option $13.14 No Immed. 5/30/12 * 500 (2) 500 D (Right to Buy) Change ==================================================================================================================================== Explanation of Responses: * Common Stock (1) The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, or held by him as trustee for PLM Foundation. (2) Grant by Issuer in consideration of service as a director. PHILIP L. MILSTEIN /s/ Ralph J. Gundrum 10-14-02 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date By Ralph J. Gundrum, attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2
EX-99 3 sdc221a.txt POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Steven R. Barth or Ralph J. Gundrum, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of The Marcus Corporation (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. In exercising the powers herein granted, to the extent true and correct information is effectively and timely supplied to the attorneys-in-fact by the undersigned or the Company, the attorneys-in-fact shall exercise their best ability to follow the customary practices and procedures of Foley & Lardner in providing similar services to similarly situated individuals, it being understood and agreed that the undersigned shall be solely and fully responsible for effectively and timely communicating to the attorneys-in-fact all necessary true and correct information relating to the above-referenced filings on behalf of the undersigned, including without limitation, all current true and correct information relating to the undersigned's (and related parties') beneficial ownership of Company Class B Common Stock and/or Common Stock and stock options related thereto. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 26th day of September, 2002. /s/ Philip L. Milstein ------------------------------------------------ Philip L. Milstein -----END PRIVACY-ENHANCED MESSAGE-----