13F-HR 1 second.txt United States Securities & Exchange Commission Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this report: Name: Manning & Napier Advisors, Inc. Address: 1100 Chase Square Rochester, New York 14604 13F File Number: 028-00866 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Name: Jodi L. Hedberg Title: Compliance Manager Phone: (716) 325-6880 Signature, Place and Date of Signing /s/Jodi L. Hedberg Jodi L. Hedberg Rochester, New York August 7, 2002 Report Type (Check only one): [ ] 13F Holdings Report [ ] 13F Notice [ X ] 13F Combination Report List of other manager reporting for this manager: NONE I am signing this report as required by the Securities Exchange Act of 1934.
TITLE VALUE SHARES VOTING AUTHORITY OF X PRN SH/ PUT INVSTMT OTHR NAME OF ISSUER CLASS CUSIP 1000 SMT PRN CLL DSCRTN MGR SOLE SHARED NONE ------------------------ ----- --------- ------------- ---------- --- --- ------- ---- ---------- --------- --------- AOL TIME WARNER COM 00184A105 43,159,140 2,934,000 SH SOLE 00 2,581,175 352,825 AOL TIME WARNER COM 00184A105 1,339,934 91,090 SH OTHER 01 91,090 AOL TIME WARNER COM 00184A105 4,980,071 338,550 SH DEFINED 02 338,550 AOL TIME WARNER COM 00184A105 5,066,845 344,449 SH DEFINED 03 344,259 190 AFFYMETRIX INC COM 00826T108 383,840 16,000 SH SOLE 00 16,000 AFFYMETRIX INC COM 00826T108 2,674,885 111,500 SH DEFINED 02 111,500 AGERE SYSTEMS INC CL A 00845V100 266,928 190,663 SH SOLE 00 166,328 24,335 AGERE SYSTEMS INC CL A 00845V100 28,428 20,306 SH DEFINED 02 20,306 AGERE SYSTEMS INC CL A 00845V100 30,018 21,441 SH DEFINED 03 21,424 17 AGERE SYSTEMS INC. CL B 00845V209 7,055,932 4,703,954 SH SOLE 00 4,106,405 597,549 AGERE SYSTEMS INC. CL B 00845V209 242,784 161,856 SH OTHER 01 161,856 AGERE SYSTEMS INC. CL B 00845V209 747,711 498,474 SH DEFINED 02 498,474 AGERE SYSTEMS INC. CL B 00845V209 804,974 536,649 SH DEFINED 03 536,215 434 AGRIUM INC COM 008916108 1,441,020 153,300 SH SOLE 00 153,300 AGRIUM INC COM 008916108 109,040 11,600 SH OTHER 01 11,600 AGRIUM INC COM 008916108 4,151,980 441,700 SH DEFINED 02 441,700 ALBANY INTL CORP CL A 012348108 211,432 7,857 SH OTHER 01 7,857 ALBANY INTL CORP CL A 012348108 4,104,717 152,535 SH DEFINED 02 152,535 ALLEGHENY ENERGY INC COM 017361106 9,566,125 371,500 SH SOLE 00 327,825 43,675 ALLEGHENY ENERGY INC COM 017361106 588,388 22,850 SH OTHER 01 22,850 ALLEGHENY ENERGY INC COM 017361106 1,087,294 42,225 SH DEFINED 02 42,225 ALLEGHENY ENERGY INC COM 017361106 823,356 31,975 SH DEFINED 03 31,975 ALTERA CORP COM 021441100 3,439,100 252,875 SH SOLE 00 219,600 33,275 ALTERA CORP COM 021441100 328,304 24,140 SH OTHER 01 24,140 ALTERA CORP COM 021441100 1,216,180 89,425 SH DEFINED 02 89,425 ALTERA CORP COM 021441100 418,989 30,808 SH DEFINED 03 30,808 AMAZON.COM INC COM 023135106 2,056,438 126,550 SH DEFINED 02 126,550 AMCAST COM 023395106 137,858 30,100 SH DEFINED 02 30,100 AMEREN CORPORATION COM 023608102 1,764,485 41,025 SH SOLE 00 31,325 9,700 AMERICAN EXPRESS CO COM 025816109 8,295,996 228,414 SH SOLE 00 205,389 23,025 AMERICAN EXPRESS CO COM 025816109 568,408 15,650 SH OTHER 01 15,650 AMERICAN EXPRESS CO COM 025816109 899,719 24,772 SH DEFINED 02 24,772 AMERICAN EXPRESS CO COM 025816109 949,042 26,130 SH DEFINED 03 26,130 ANIXTER INTERNATIONAL COM 035290105 279,650 11,900 SH DEFINED 02 11,900 APOGENT TECHNOLOGIES COM 03760A101 619,671 30,125 SH SOLE 00 30,125 APOGENT TECHNOLOGIES COM 03760A101 4,185,769 203,489 SH DEFINED 02 203,489 APPLERA CORP - APPLIED COM 038020103 123,441,104 6,333,561 SH SOLE 00 5,563,786 769,775 APPLERA CORP - APPLIED COM 038020103 3,922,363 201,250 SH OTHER 01 201,250 APPLERA CORP - APPLIED COM 038020103 18,219,252 934,800 SH DEFINED 02 934,800 APPLERA CORP - APPLIED COM 038020103 13,129,283 673,642 SH DEFINED 03 673,642 APPLIED EXTRUSION TECH COM 038196101 113,111 16,275 SH OTHER 01 16,275 APPLIED EXTRUSION TECH COM 038196101 2,105,155 302,900 SH DEFINED 02 302,900 ARACRUZ CELULOSE SA SPON 038496204 36,089,500 1,804,475 SH SOLE 00 1,679,500 124,975 ADR ARACRUZ CELULOSE SA SPON 038496204 1,376,300 68,815 SH OTHER 01 68,815 ADR ARACRUZ CELULOSE SA SPON 038496204 10,031,000 501,550 SH DEFINED 02 501,550 ADR ARACRUZ CELULOSE SA SPON 038496204 4,565,500 228,275 SH DEFINED 03 228,275 ADR ATWOOD OCEANICS INC COM 050095108 2,831,250 75,500 SH DEFINED 02 75,500 AUTODESK INC COM 052769106 442,550 33,400 SH DEFINED 02 33,400 BAKER HUGHES INC COM 057224107 47,663,790 1,431,775 SH SOLE 00 1,252,375 179,400 BAKER HUGHES INC COM 057224107 1,662,836 49,950 SH OTHER 01 49,950 BAKER HUGHES INC COM 057224107 3,215,614 96,594 SH DEFINED 02 96,594 BAKER HUGHES INC COM 057224107 4,378,301 131,520 SH DEFINED 03 131,520 BANK OF NEW YORK INC COM 064057102 41,775,750 1,237,800 SH SOLE 00 1,081,225 156,575 BANK OF NEW YORK INC COM 064057102 1,330,594 39,425 SH OTHER 01 39,425 BANK OF NEW YORK INC COM 064057102 2,975,096 88,151 SH DEFINED 02 88,151 BANK OF NEW YORK INC COM 064057102 4,045,275 119,860 SH DEFINED 03 119,860 BELLSOUTH CORP COM 079860102 71,448,679 2,268,212 SH SOLE 00 2,038,337 229,875 BELLSOUTH CORP COM 079860102 2,762,550 87,700 SH OTHER 01 87,700 BELLSOUTH CORP COM 079860102 5,819,279 184,739 SH DEFINED 02 184,739 BELLSOUTH CORP COM 079860102 9,356,288 297,025 SH DEFINED 03 297,025 BENTLEY PHARMACEUT COM 082657107 218,080 18,800 SH SOLE 00 18,800 BENTLEY PHARMACEUT COM 082657107 1,239,750 106,875 SH DEFINED 02 106,875 BEST BUY INC COM 086516101 1,950,235 53,726 SH SOLE 00 43,414 10,312 BEST BUY INC COM 086516101 215,096 5,926 SH DEFINED 03 5,926 BIACORE INTL AB SPON 088658109 3,114,732 114,850 SH DEFINED 02 114,850 ADR BOSTON SCIENTIFIC CORP COM 101137107 1,422,020 48,500 SH SOLE 00 48,500 BOSTON SCIENTIFIC CORP COM 101137107 275,315 9,390 SH OTHER 01 9,390 BOSTON SCIENTIFIC CORP COM 101137107 8,462,749 288,634 SH DEFINED 02 288,634 BRISTOL MYERS SQUIBB CO COM 110122108 142,527,960 5,545,835 SH SOLE 00 4,871,385 674,450 BRISTOL MYERS SQUIBB CO COM 110122108 4,615,720 179,600 SH OTHER 01 179,600 BRISTOL MYERS SQUIBB CO COM 110122108 17,149,687 667,303 SH DEFINED 02 667,303 BRISTOL MYERS SQUIBB CO COM 110122108 15,433,261 600,516 SH DEFINED 03 600,219 297 BROOKS-PRI AUTOMATION COM 11442E102 2,607,120 102,000 SH DEFINED 02 102,000 BRUKER AXS INC COM 11679P101 255,000 170,000 SH SOLE 00 170,000 BRUKER AXS INC COM 11679P101 79,763 53,175 SH OTHER 01 53,175 BRUKER AXS INC COM 11679P101 2,944,575 1,963,050 SH DEFINED 02 1,963,050 CSG SYSTEMS INTL INC COM 126349109 2,710,224 141,600 SH DEFINED 02 141,600 CVS CORP COM 126650100 19,699,515 643,775 SH SOLE 00 562,050 81,725 CVS CORP COM 126650100 697,680 22,800 SH OTHER 01 22,800 CVS CORP COM 126650100 1,441,076 47,094 SH DEFINED 02 47,094 CVS CORP COM 126650100 2,160,819 70,615 SH DEFINED 03 70,615 CABOT MICROELECTRONICS COM 12709P103 2,336,035 54,125 SH DEFINED 02 54,125 CALLAWAY GOLF CO COM 131193104 649,440 41,000 SH DEFINED 02 41,000 CAMDEN NATIONAL CORP COM 133034108 971,250 35,000 SH DEFINED 02 35,000 CARNIVAL CORP COM 143658102 43,998,580 1,588,970 SH SOLE 00 1,355,620 233,350 CARNIVAL CORP COM 143658102 1,774,237 64,075 SH OTHER 01 64,075 CARNIVAL CORP COM 143658102 3,299,264 119,150 SH DEFINED 02 119,150 CARNIVAL CORP COM 143658102 3,403,101 122,900 SH DEFINED 03 122,900 CASCADE NATURAL GAS COM 147339105 586,120 28,044 SH DEFINED 02 28,044 CHIQUITA BRANDS INTL COM 170032809 607,597 33,925 SH DEFINED 02 33,925 CIENA CORP COM 171779101 61,069 14,575 SH SOLE 00 14,575 CIENA CORP COM 171779101 654,478 156,200 SH DEFINED 02 156,200 CINERGY CORP COM 172474108 8,493,640 236,000 SH SOLE 00 209,525 26,475 CINERGY CORP COM 172474108 651,419 18,100 SH OTHER 01 18,100 CINERGY CORP COM 172474108 976,229 27,125 SH DEFINED 02 27,125 CINERGY CORP COM 172474108 901,550 25,050 SH DEFINED 03 25,050 CIRRUS LOGIC COM 172755100 241,927 32,300 SH DEFINED 02 32,300 KENNETH COLE PROD CL A 193294105 839,160 29,600 SH DEFINED 02 29,600 COMSTOCK RESOURCES COM 205768203 668,800 88,000 SH DEFINED 02 88,000 CONVERGYS CORP COM 212485106 827,413 42,475 SH DEFINED 02 42,475 COOPER CAMERON CORP COM 216640102 30,454,486 628,965 SH SOLE 00 552,390 76,575 COOPER CAMERON CORP COM 216640102 993,578 20,520 SH OTHER 01 20,520 COOPER CAMERON CORP COM 216640102 2,130,480 44,000 SH DEFINED 02 44,000 COOPER CAMERON CORP COM 216640102 3,143,669 64,925 SH DEFINED 03 64,925 CORUS BANKSHARES INC COM 220873103 551,028 12,000 SH DEFINED 02 12,000 DASSAULT SYSTEMS ADR SPON 237545108 372,544 8,325 SH SOLE 00 8,325 ADR WALT DISNEY CO COM 254687106 41,020,995 2,170,423 SH SOLE 00 1,894,023 276,400 WALT DISNEY CO COM 254687106 1,456,718 77,075 SH OTHER 01 77,075 WALT DISNEY CO COM 254687106 4,441,500 235,000 SH DEFINED 02 235,000 WALT DISNEY CO COM 254687106 3,956,243 209,325 SH DEFINED 03 209,325 EASTMAN KODAK CO COM 277461109 67,609,467 2,317,774 SH SOLE 00 1,990,513 327,261 EASTMAN KODAK CO COM 277461109 2,253,383 77,250 SH OTHER 01 77,250 EASTMAN KODAK CO COM 277461109 7,182,033 246,213 SH DEFINED 02 246,213 EASTMAN KODAK CO COM 277461109 6,825,401 233,987 SH DEFINED 03 233,987 EFUNDS CORP COM 28224R101 417,089 43,955 SH DEFINED 02 43,955 ELECTRONIC DATA SYS COM 285661104 1,550,715 41,742 SH DEFINED 02 41,742 ELECTRONICS FOR IMAGING COM 286082102 3,302,518 207,575 SH DEFINED 02 207,575 EMBRAER AIRCRAFT CORP SPON 29081M102 1,425,390 66,607 SH SOLE 00 66,607 ADR EMBRAER AIRCRAFT CORP SPON 29081M102 4,383,533 204,838 SH DEFINED 02 204,838 ADR EMERSON ELEC CO COM 291011104 3,795,197 70,925 SH SOLE 00 58,450 12,475 EMERSON ELEC CO COM 291011104 404,001 7,550 SH DEFINED 03 7,550 EXULT INC COM 302284104 964,763 148,425 SH DEFINED 02 148,425 FMC CORP COM 302491303 2,302,665 76,323 SH DEFINED 02 76,323 FIRST CMTY BNCSHRS COM 31983A103 888,624 26,400 SH DEFINED 02 26,400 FIRST FINANCIAL BANCORP COM 320209109 782,800 40,000 SH DEFINED 02 40,000 FIRST MERCHANTS CORP COM 320817109 841,022 28,035 SH DEFINED 02 28,035 1ST SOURCE CORPORATION COM 336901103 741,600 30,000 SH DEFINED 02 30,000 FRANKLIN RES INC COM 354613101 716,352 16,800 SH SOLE 00 16,800 GBC BANCORP/CALIFORNIA COM 361475106 622,425 21,500 SH DEFINED 02 21,500 GRUPO FINANCIERO GALICIA SPON 399909100 13,780 26,500 SH DEFINED 02 26,500 ADR HAIN CELESTIAL GROUP COM 405217100 444,000 24,000 SH DEFINED 02 24,000 HANDELMAN CO DEL COM 410252100 783,000 54,000 SH DEFINED 02 54,000 HEINZ H J CO COM 423074103 10,194,855 248,050 SH SOLE 00 221,650 26,400 HEINZ H J CO COM 423074103 604,992 14,720 SH OTHER 01 14,720 HEINZ H J CO COM 423074103 1,035,309 25,190 SH DEFINED 02 25,190 HEINZ H J CO COM 423074103 1,134,360 27,600 SH DEFINED 03 27,600 HOLOGIC INC COM 436440101 463,040 32,000 SH SOLE 00 32,000 HOLOGIC INC COM 436440101 1,530,203 105,750 SH DEFINED 02 105,750 HOME DEPOT INC COM 437076102 268,129 7,300 SH SOLE 00 7,300 ICN PHARMACEUTICALS COM 448924100 1,047,010 43,247 SH DEFINED 02 43,247 IMC GLOBAL INC COM 449669100 1,206,250 96,500 SH DEFINED 02 96,500 IMS HEALTH INC COM 449934108 44,056,301 2,454,390 SH SOLE 00 2,159,690 294,700 IMS HEALTH INC COM 449934108 1,457,989 81,225 SH OTHER 01 81,225 IMS HEALTH INC COM 449934108 7,342,896 409,075 SH DEFINED 02 409,075 IMS HEALTH INC COM 449934108 4,229,020 235,600 SH DEFINED 03 235,600 INTEGRA BANK CORP COM 45814P105 619,136 27,640 SH DEFINED 02 27,640 INTERMET CORP COM 45881K104 1,809,959 168,525 SH DEFINED 02 168,525 IBM COM 459200101 1,732,968 24,069 SH DEFINED 02 24,069 INVITROGEN CORP COM 46185R100 582,582 18,200 SH SOLE 00 18,200 INVITROGEN CORP COM 46185R100 3,551,510 110,950 SH DEFINED 02 110,950 KANSAS CITY SOUTHERN COM 485170302 5,361,375 315,375 SH SOLE 00 267,950 47,425 KANSAS CITY SOUTHERN COM 485170302 349,350 20,550 SH OTHER 01 20,550 KANSAS CITY SOUTHERN COM 485170302 4,606,864 270,992 SH DEFINED 02 270,992 KANSAS CITY SOUTHERN COM 485170302 483,650 28,450 SH DEFINED 03 28,450 KIMBERLY CLARK CORP COM 494368103 56,622,058 913,259 SH SOLE 00 803,534 109,725 KIMBERLY CLARK CORP COM 494368103 2,433,500 39,250 SH OTHER 01 39,250 KIMBERLY CLARK CORP COM 494368103 4,520,792 72,916 SH DEFINED 02 72,916 KIMBERLY CLARK CORP COM 494368103 5,917,590 95,445 SH DEFINED 03 95,445 KOREA ELEC POWER CORP SPON 500631106 1,506,371 143,875 SH SOLE 00 143,875 ADR KOREA ELEC POWER CORP SPON 500631106 2,041,650 195,000 SH DEFINED 02 195,000 ADR LACLEDE GROUP INC COM 505597104 541,731 23,072 SH DEFINED 02 23,072 LANCE INC COM 514606102 564,246 38,700 SH DEFINED 02 38,700 LAUDER ESTEE COS INC CL A 518439104 48,467,760 1,376,925 SH SOLE 00 1,207,525 169,400 LAUDER ESTEE COS INC CL A 518439104 1,421,200 40,375 SH OTHER 01 40,375 LAUDER ESTEE COS INC CL A 518439104 3,367,760 95,675 SH DEFINED 02 95,675 LAUDER ESTEE COS INC CL A 518439104 4,821,520 136,975 SH DEFINED 03 136,975 LEXMARK INTL GROUP INC CL A 529771107 2,101,200 38,625 SH SOLE 00 38,625 LEXMARK INTL GROUP INC CL A 529771107 1,645,219 30,243 SH DEFINED 02 30,243 LIBBEY INC COM 529898108 818,400 24,000 SH DEFINED 02 24,000 LIBERTY MEDIA CORP COM 530718105 997,660 99,766 SH DEFINED 02 99,766 LUCENT TECHNOLOGIES INC COM 549463107 29,728,338 17,908,637 SH SOLE 00 15,555,262 2,353,375 LUCENT TECHNOLOGIES INC COM 549463107 1,015,630 611,825 SH OTHER 01 611,825 LUCENT TECHNOLOGIES INC COM 549463107 3,128,209 1,884,463 SH DEFINED 02 1,884,463 LUCENT TECHNOLOGIES INC COM 549463107 3,432,080 2,067,518 SH DEFINED 03 2,065,875 1,643 LUMINEX CORP COM 55027E102 111,148 14,800 SH SOLE 00 14,800 LUMINEX CORP COM 55027E102 1,373,955 182,950 SH DEFINED 02 182,950 MBNA CORP COM 55262L100 7,844,369 237,205 SH SOLE 00 212,530 24,675 MBNA CORP COM 55262L100 550,616 16,650 SH OTHER 01 16,650 MBNA CORP COM 55262L100 880,753 26,633 SH DEFINED 02 26,633 MBNA CORP COM 55262L100 892,063 26,975 SH DEFINED 03 26,975 MELLON FINANCIAL CORP COM 58551A108 11,290,442 359,225 SH SOLE 00 321,050 38,175 MELLON FINANCIAL CORP COM 58551A108 942,900 30,000 SH OTHER 01 30,000 MELLON FINANCIAL CORP COM 58551A108 1,321,191 42,036 SH DEFINED 02 42,036 MELLON FINANCIAL CORP COM 58551A108 1,241,485 39,500 SH DEFINED 03 39,500 MERCHANTS BANCSHARES COM 588448100 873,915 30,750 SH DEFINED 02 30,750 MERCK & CO INC COM 589331107 41,364,423 816,833 SH SOLE 00 720,058 96,775 MERCK & CO INC COM 589331107 1,476,662 29,160 SH OTHER 01 29,160 MERCK & CO INC COM 589331107 10,242,294 202,257 SH DEFINED 02 202,257 MERCK & CO INC COM 589331107 4,300,956 84,932 SH DEFINED 03 84,932 MERRILL LYNCH & CO INC COM 590188108 5,837,873 144,145 SH SOLE 00 129,695 14,450 MERRILL LYNCH & CO INC COM 590188108 376,650 9,300 SH OTHER 01 9,300 MERRILL LYNCH & CO INC COM 590188108 657,275 16,229 SH DEFINED 02 16,229 MERRILL LYNCH & CO INC COM 590188108 688,500 17,000 SH DEFINED 03 17,000 MICROSOFT CORP COM 594918104 1,753,573 32,058 SH DEFINED 02 32,058 MICROMUSE INC COM 595094103 244,750 55,000 SH DEFINED 02 55,000 MID-STATE BANCSHARES COM 595440108 772,000 40,000 SH DEFINED 02 40,000 MILLIPORE CORP COM 601073109 69,774,764 2,181,825 SH SOLE 00 1,923,600 258,225 MILLIPORE CORP COM 601073109 2,101,406 65,710 SH OTHER 01 65,710 MILLIPORE CORP COM 601073109 10,847,616 339,200 SH DEFINED 02 339,200 MILLIPORE CORP COM 601073109 7,596,050 237,525 SH DEFINED 03 237,525 MINERAL TECHNOLOGIES INC COM 603158106 2,506,689 50,825 SH DEFINED 02 50,825 MORGAN STANLEY COM 617446448 6,852,262 159,059 SH SOLE 00 140,934 18,125 MORGAN STANLEY COM 617446448 500,805 11,625 SH OTHER 01 11,625 MORGAN STANLEY COM 617446448 770,400 17,883 SH DEFINED 02 17,883 MORGAN STANLEY COM 617446448 767,901 17,825 SH DEFINED 03 17,825 MOTOROLA INC COM 620076109 2,481,033 172,055 SH DEFINED 02 172,055 NUI CORP COM 629431107 715,000 26,000 SH DEFINED 02 26,000 NAUTICA ENTERPRISES INC COM 639089101 502,713 38,700 SH DEFINED 02 38,700 NDCHEALTH CORP COM 639480102 549,630 19,700 SH SOLE 00 19,700 NDCHEALTH CORP COM 639480102 2,457,990 88,100 SH DEFINED 02 88,100 NEWPARK RESOURCES COM 651718504 86,546 11,775 SH OTHER 01 11,775 NEWPARK RESOURCES COM 651718504 1,932,315 262,900 SH DEFINED 02 262,900 NEWS CORP LTD SPON 652487802 2,920,531 147,875 SH SOLE 00 147,875 ADR NOKIA CORP SPON 654902204 31,575,088 2,180,600 SH SOLE 00 1,936,275 244,325 ADR NOKIA CORP SPON 654902204 1,422,660 98,250 SH OTHER 01 98,250 ADR NOKIA CORP SPON 654902204 4,851,886 335,075 SH DEFINED 02 335,075 ADR NOKIA CORP SPON 654902204 4,494,230 310,375 SH DEFINED 03 310,375 ADR NOBLE ENERGY INC COM 655044105 205,485 5,700 SH SOLE 00 5,700 NORTEL NETWORKS CORP COM 656568102 28,296,642 19,514,925 SH SOLE 00 17,422,350 2,092,575 NORTEL NETWORKS CORP COM 656568102 1,085,361 748,525 SH OTHER 01 748,525 NORTEL NETWORKS CORP COM 656568102 3,312,018 2,284,150 SH DEFINED 02 2,284,150 NORTEL NETWORKS CORP COM 656568102 3,694,542 2,547,960 SH DEFINED 03 2,547,960 NOVARTIS ADR SPON 66987V109 54,045,678 1,233,075 SH SOLE 00 1,073,425 159,650 ADR NOVARTIS ADR SPON 66987V109 1,381,741 31,525 SH OTHER 01 31,525 ADR NOVARTIS ADR SPON 66987V109 13,540,183 308,925 SH DEFINED 02 308,925 ADR NOVARTIS ADR SPON 66987V109 3,775,955 86,150 SH DEFINED 03 86,150 ADR PPL CORPORATION COM 69351T106 7,788,686 235,450 SH SOLE 00 213,225 22,225 PPL CORPORATION COM 69351T106 504,470 15,250 SH OTHER 01 15,250 PPL CORPORATION COM 69351T106 766,629 23,175 SH DEFINED 02 23,175 PPL CORPORATION COM 69351T106 841,059 25,425 SH DEFINED 03 25,425 PARAMETRIC TECHNOLOGY COM 699173100 38,330 11,175 SH OTHER 01 11,175 PARAMETRIC TECHNOLOGY COM 699173100 1,764,992 514,575 SH DEFINED 02 514,575 PEPSIAMERICAS INC COM 71343P200 214,016 14,325 SH SOLE 00 14,325 PEPSIAMERICAS INC COM 71343P200 657,360 44,000 SH DEFINED 02 44,000 PEREZ COMPANC SA SPON 71367B103 125,400 22,000 SH DEFINED 02 22,000 ADR PETROLEO BRASILEIRO SPON 71654V101 75,238,244 4,324,037 SH SOLE 00 3,837,887 486,150 ADR PETROLEO BRASILEIRO SPON 71654V101 2,441,220 140,300 SH OTHER 01 140,300 ADR PETROLEO BRASILEIRO SPON 71654V101 11,242,140 646,100 SH DEFINED 02 646,100 ADR PETROLEO BRASILEIRO SPON 71654V101 7,865,670 452,050 SH DEFINED 03 452,050 ADR PETROLEUM GEO-SVCS SPON 716597109 715,950 198,875 SH SOLE 00 198,875 ADR PFIZER INC COM 717081103 6,231,750 178,050 SH SOLE 00 157,225 20,825 PFIZER INC COM 717081103 617,750 17,650 SH OTHER 01 17,650 PFIZER INC COM 717081103 3,671,920 104,912 SH DEFINED 02 104,912 PFIZER INC COM 717081103 601,265 17,179 SH DEFINED 03 16,275 904 PHARMACOPEIA INC COM 71713B104 421,691 49,500 SH SOLE 00 49,500 PHARMACOPEIA INC COM 71713B104 2,894,543 339,775 SH DEFINED 02 339,775 PHARMACIA CORP COM 71713U102 119,864,718 3,200,660 SH SOLE 00 2,816,710 383,950 PHARMACIA CORP COM 71713U102 4,200,954 112,175 SH OTHER 01 112,175 PHARMACIA CORP COM 71713U102 15,754,129 420,671 SH DEFINED 02 420,671 PHARMACIA CORP COM 71713U102 11,068,010 295,541 SH DEFINED 03 294,585 956 PLAYTEX PRODUCTS INC COM 72813P100 564,063 43,557 SH DEFINED 02 43,557 POLYONE CORP COM 73179P106 159,750 14,200 SH OTHER 01 14,200 POLYONE CORP COM 73179P106 3,136,500 278,800 SH DEFINED 02 278,800 PRAECIS PHARMACEUT COM 739421105 1,330,752 382,400 SH DEFINED 02 382,400 T ROWE PRICE GROUP INC COM 74144T108 6,884,250 209,375 SH SOLE 00 188,300 21,075 T ROWE PRICE GROUP INC COM 74144T108 429,084 13,050 SH OTHER 01 13,050 T ROWE PRICE GROUP INC COM 74144T108 694,590 21,125 SH DEFINED 02 21,125 T ROWE PRICE GROUP INC COM 74144T108 749,664 22,800 SH DEFINED 03 22,800 PRIDE INTERNATIONAL INC COM 74153Q102 3,804,989 242,975 SH DEFINED 02 242,975 QUALCOMM INC COM 747525103 59,963,250 2,181,275 SH SOLE 00 1,931,925 249,350 QUALCOMM INC COM 747525103 1,866,983 67,915 SH OTHER 01 67,915 QUALCOMM INC COM 747525103 6,893,200 250,753 SH DEFINED 02 250,753 QUALCOMM INC COM 747525103 7,609,534 276,811 SH DEFINED 03 276,811 RALCORP HOLDINGS INC COM 751028101 578,125 18,500 SH DEFINED 02 18,500 RAYOVAC CORP COM 755081106 3,656,432 197,325 SH DEFINED 02 197,325 REED ELSEVIER PLC SPON 758205108 1,610,700 41,300 SH SOLE 00 41,300 ADR RESEARCH IN MOTION COM 760975102 1,376,127 120,925 SH DEFINED 02 120,925 ROWE COMPANIES COM 779528108 237,800 82,000 SH DEFINED 02 82,000 SBC COMMUNICATIONS INC COM 78387G103 67,783,170 2,222,399 SH SOLE 00 1,973,224 249,175 SBC COMMUNICATIONS INC COM 78387G103 2,192,188 71,875 SH OTHER 01 71,875 SBC COMMUNICATIONS INC COM 78387G103 5,433,972 178,163 SH DEFINED 02 178,163 SBC COMMUNICATIONS INC COM 78387G103 8,098,391 265,521 SH DEFINED 03 265,521 SANDISK CORP COM 80004C101 2,266,100 182,750 SH DEFINED 02 182,750 SAPPI LTD SPON 803069202 1,527,479 108,950 SH SOLE 00 108,950 SAPPI LTD ADR SAPPI LTD SPON 803069202 2,972,240 212,000 SH DEFINED 02 212,000 SAPPI LTD ADR SATYAM COMPUTER SVCS ADR 804098101 1,918,104 183,200 SH DEFINED 02 183,200 SCHERING PLOUGH CORP COM 806605101 114,187,345 4,641,762 SH SOLE 00 4,075,862 565,900 SCHERING PLOUGH CORP COM 806605101 3,603,285 146,475 SH OTHER 01 146,475 SCHERING PLOUGH CORP COM 806605101 15,316,231 622,611 SH DEFINED 02 622,611 SCHERING PLOUGH CORP COM 806605101 12,358,499 502,378 SH DEFINED 03 502,378 SCHLUMBERGER LTD COM 806857108 97,120,877 2,088,621 SH SOLE 00 1,822,596 266,025 SCHLUMBERGER LTD COM 806857108 3,454,950 74,300 SH OTHER 01 74,300 SCHLUMBERGER LTD COM 806857108 7,052,888 151,675 SH DEFINED 02 151,675 SCHLUMBERGER LTD COM 806857108 10,674,819 229,566 SH DEFINED 03 229,566 SCHWAB CHARLES COM 808513105 6,838,440 610,575 SH SOLE 00 550,775 59,800 SCHWAB CHARLES COM 808513105 344,400 30,750 SH OTHER 01 30,750 SCHWAB CHARLES COM 808513105 666,579 59,516 SH DEFINED 02 59,516 SCHWAB CHARLES COM 808513105 692,440 61,825 SH DEFINED 03 61,825 SIEBEL SYSTEMS INC COM 826170102 902,046 63,435 SH DEFINED 02 63,435 SIGMA ALDRICH CORP COM 826552101 28,714,938 572,581 SH SOLE 00 498,931 73,650 SIGMA ALDRICH CORP COM 826552101 1,162,226 23,175 SH OTHER 01 23,175 SIGMA ALDRICH CORP COM 826552101 2,200,331 43,875 SH DEFINED 02 43,875 SIGMA ALDRICH CORP COM 826552101 2,930,014 58,425 SH DEFINED 03 58,425 STAPLES INC COM 855030102 19,418,941 985,733 SH SOLE 00 890,408 95,325 STAPLES INC COM 855030102 768,793 39,025 SH OTHER 01 39,025 STAPLES INC COM 855030102 2,482,102 125,995 SH DEFINED 02 125,995 STAPLES INC COM 855030102 2,269,933 115,225 SH DEFINED 03 115,225 STATE STREET CORP COM 857477103 40,487,920 905,770 SH SOLE 00 798,545 107,225 STATE STREET CORP COM 857477103 1,224,780 27,400 SH OTHER 01 27,400 STATE STREET CORP COM 857477103 2,735,506 61,197 SH DEFINED 02 61,197 STATE STREET CORP COM 857477103 4,438,710 99,300 SH DEFINED 03 99,300 STILWELL FINANCIAL INC COM 860831106 232,050 12,750 SH SOLE 00 12,750 STOLT OFFSHORE SA SPON 861567105 1,329,435 214,425 SH SOLE 00 214,425 ADR STOLT OFFSHORE SA SPON 861567105 65,565 10,575 SH OTHER 01 10,575 ADR STOLT OFFSHORE SA SPON 861567105 2,818,055 454,525 SH DEFINED 02 454,525 ADR SUNRISE ASSISTED LIVING COM 86768K106 986,240 36,800 SH SOLE 00 36,800 SUNRISE ASSISTED LIVING COM 86768K106 221,770 8,275 SH OTHER 01 8,275 SUNRISE ASSISTED LIVING COM 86768K106 8,117,050 302,875 SH DEFINED 02 302,875 SYLVAN INC COM 871371100 2,424,175 186,475 SH DEFINED 02 186,475 SYMANTEC CORP COM 871503108 939,510 28,600 SH DEFINED 02 28,600 SYMS CORP COM 871551107 1,058,279 158,425 SH DEFINED 02 158,425 SYNGENTA AG SPON 87160A100 76,291,062 6,273,936 SH SOLE 00 5,495,961 777,975 ADR SYNGENTA AG SPON 87160A100 2,594,032 213,325 SH OTHER 01 213,325 ADR SYNGENTA AG SPON 87160A100 10,890,496 895,600 SH DEFINED 02 895,600 ADR SYNGENTA AG SPON 87160A100 7,289,713 599,483 SH DEFINED 03 599,483 ADR TASTY BAKING CO COM 876553306 553,500 41,000 SH DEFINED 02 41,000 TECHNE CORP COM 878377100 3,788,535 134,250 SH DEFINED 02 134,250 TEKNOWLEDGE CORP COM 878919208 24,490 15,800 SH DEFINED 02 15,800 TELECOM ARGENTINA SPON 879273209 19,825 30,500 SH DEFINED 02 30,500 ADR TELEBRAS-ADR PFD BLOCK SPON 879287308 52,567,977 2,317,812 SH SOLE 00 2,036,117 281,695 ADR TELEBRAS-ADR PFD BLOCK SPON 879287308 1,942,202 85,635 SH OTHER 01 85,635 ADR TELEBRAS-ADR PFD BLOCK SPON 879287308 5,925,944 261,285 SH DEFINED 02 261,285 ADR TELEBRAS-ADR PFD BLOCK SPON 879287308 5,958,059 262,701 SH DEFINED 03 262,701 ADR TELEFONICA DE ESPANA SPON 879382208 1,108,122 44,592 SH SOLE 00 44,592 ADR TEXAS INSTRS INC COM 882508104 85,969,594 3,627,409 SH SOLE 00 3,221,384 406,025 TEXAS INSTRS INC COM 882508104 2,474,873 104,425 SH OTHER 01 104,425 TEXAS INSTRS INC COM 882508104 7,074,189 298,489 SH DEFINED 02 298,489 TEXAS INSTRS INC COM 882508104 10,198,821 430,330 SH DEFINED 03 430,330 THORATEC CORPORATION COM 885175307 384,772 42,800 SH SOLE 00 42,800 THORATEC CORPORATION COM 885175307 177,103 19,700 SH OTHER 01 19,700 THORATEC CORPORATION COM 885175307 5,645,046 627,925 SH DEFINED 02 627,925 TIMBERLAND COMPANY CL A 887100105 476,406 13,300 SH DEFINED 02 13,300 TRICO MARINE SERVICES COM 896106101 113,393 16,700 SH OTHER 01 16,700 TRICO MARINE SERVICES COM 896106101 2,615,678 385,225 SH DEFINED 02 385,225 UNILEVER PLC SPON 904767704 83,735,247 2,292,860 SH SOLE 00 1,998,329 294,531 ADR UNILEVER PLC SPON 904767704 2,936,281 80,402 SH OTHER 01 80,402 ADR UNILEVER PLC SPON 904767704 10,121,262 277,143 SH DEFINED 02 277,143 ADR UNILEVER PLC SPON 904767704 8,004,892 219,192 SH DEFINED 03 219,192 ADR UNISYS CORP COM 909214108 105,300 11,700 SH SOLE 00 11,700 UNISYS CORP COM 909214108 872,100 96,900 SH DEFINED 02 96,900 VARCO INTERNATIONAL COM 922122106 30,808,572 1,756,475 SH SOLE 00 1,543,100 213,375 VARCO INTERNATIONAL COM 922122106 1,037,491 59,150 SH OTHER 01 59,150 VARCO INTERNATIONAL COM 922122106 5,322,075 303,425 SH DEFINED 02 303,425 VARCO INTERNATIONAL COM 922122106 3,183,615 181,506 SH DEFINED 03 181,506 VARIAN INC COM 922206107 336,090 10,200 SH SOLE 00 10,200 VARIAN INC COM 922206107 3,792,776 115,107 SH DEFINED 02 115,107 VERITAS SOFTWARE CORP COM 923436109 1,910,329 96,530 SH DEFINED 02 96,530 VERISIGN INC COM 92343E102 1,721,466 239,425 SH DEFINED 02 239,425 VERITAS DGC INC COM 92343P107 485,100 38,500 SH DEFINED 02 38,500 VERIZON COMMUNICATIONS COM 92343V104 80,508,660 2,005,197 SH SOLE 00 1,765,532 239,665 VERIZON COMMUNICATIONS COM 92343V104 2,560,566 63,775 SH OTHER 01 63,775 VERIZON COMMUNICATIONS COM 92343V104 6,724,041 167,473 SH DEFINED 02 167,473 VERIZON COMMUNICATIONS COM 92343V104 8,788,353 218,888 SH DEFINED 03 218,888 VERMONT TEDDY BEAR CO COM 92427X109 357,000 105,000 SH DEFINED 02 105,000 VOTORANTIM CELULOSE SPON 92906P106 1,576,449 83,410 SH SOLE 00 83,410 ADR VOTORANTIM CELULOSE SPON 92906P106 2,457,000 130,000 SH DEFINED 02 130,000 ADR WABASH NATL CORP COM 929566107 1,624,500 162,450 SH DEFINED 02 162,450 WABTEC CORP COM 929740108 154,256 10,825 SH SOLE 00 10,825 WABTEC CORP COM 929740108 1,995,926 140,065 SH DEFINED 02 140,065 WAL MART STORES COM 931142103 367,192 6,675 SH SOLE 00 5,225 1,450 WAVECOMM SA-ADR SPON 943531103 3,294,600 80,750 SH DEFINED 02 80,750 ADR WISCONSIN ENERGY CORP COM 976657106 2,359,334 93,365 SH SOLE 00 65,815 27,550 WOLVERINE WORLD WIDE COM 978097103 587,838 33,687 SH DEFINED 02 33,687 ZEBRA TECHNOLOGIES CL A 989207105 482,200 10,000 SH DEFINED 02 10,000 AMDOCS LTD ORD G02602103 481,501 63,775 SH SOLE 00 63,775 AMDOCS LTD ORD G02602103 1,289,918 170,850 SH DEFINED 02 170,850 HELEN OF TROY LTD COM G4388N106 516,525 44,375 SH DEFINED 02 44,375 TRANSOCEAN INC ORD G90078109 41,134,977 1,320,545 SH SOLE 00 1,161,145 159,400 TRANSOCEAN INC ORD G90078109 1,242,885 39,900 SH OTHER 01 39,900 TRANSOCEAN INC ORD G90078109 2,785,589 89,425 SH DEFINED 02 89,425 TRANSOCEAN INC ORD G90078109 4,064,390 130,478 SH DEFINED 03 130,478 PANAMERICAN BEVERAGES CL A P74823108 1,086,206 76,225 SH SOLE 00 76,225 PANAMERICAN BEVERAGES CL A P74823108 1,852,500 130,000 SH DEFINED 02 130,000 TEEKAY SHIPPING CORP COM Y8564W103 634,508 17,200 SH SOLE 00 17,200 TEEKAY SHIPPING CORP COM Y8564W103 414,090 11,225 SH DEFINED 02 11,225 377 3,130,806,018
FORM 13 F SUMMARY PAGE Report Summary Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 377 Form 13F Information Table Value Total: 3,130,806,018 (x 1,000) List of Other Included Managers: No. Form 13F File Number Name 0 028-00866 Manning & Napier Advisors, Inc. 1 028-04279 Exeter Trust Company 2 028-04273 Exeter Fund, Inc. 3 028-04271 Manning & Napier Advisory Advantage Corporation