0001209191-20-051765.txt : 20200924 0001209191-20-051765.hdr.sgml : 20200924 20200924081152 ACCESSION NUMBER: 0001209191-20-051765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200922 FILED AS OF DATE: 20200924 DATE AS OF CHANGE: 20200924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PFORZHEIMER CARL H II CENTRAL INDEX KEY: 0001190987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00898 FILM NUMBER: 201193567 MAIL ADDRESS: STREET 1: CARL H PFORZHEIMER & CO STREET 2: 650 MADISON 23 FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMPCO PITTSBURGH CORP CENTRAL INDEX KEY: 0000006176 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 251117717 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 726 BELL AVENUE STREET 2: SUITE 301 CITY: CARNEGIE STATE: PA ZIP: 15106 BUSINESS PHONE: 412-456-4400 MAIL ADDRESS: STREET 1: 726 BELL AVENUE STREET 2: SUITE 301 CITY: CARNEGIE STATE: PA ZIP: 15106 FORMER COMPANY: FORMER CONFORMED NAME: SCREW & BOLT CORP OF AMERICA DATE OF NAME CHANGE: 19710518 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-22 0 0000006176 AMPCO PITTSBURGH CORP AP 0001190987 PFORZHEIMER CARL H II 122 EAST 42ND STREET SUITE 4305 NEW YORK NY 10168 1 0 0 0 Common Stock 2020-09-22 4 X 0 22320 3.50 A 72320 D Common Stock 1600 I See Footnote Subscription Rights (right to buy) 1.5624 2020-09-22 4 X 0 50000 0.00 D 2020-08-18 2020-09-18 Units consisting of Common Stock and Series A Warrants 0 D Series A Warrant (right to buy) 2.5668 2020-09-22 4 X 0 50000 A 2020-09-22 2025-08-01 Common Stock 22320 50000 D Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. 1,600 shares held by a trust of which he is a trustee. Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. /s/ Rose Hoover for Carl H. Pforzheimer, III (POA previously filed) 2020-09-24