0001181431-13-056460.txt : 20131104 0001181431-13-056460.hdr.sgml : 20131104 20131104164039 ACCESSION NUMBER: 0001181431-13-056460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131104 DATE AS OF CHANGE: 20131104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMPCO PITTSBURGH CORP CENTRAL INDEX KEY: 0000006176 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 251117717 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 GRANT ST STE 4600 CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 4124564400 FORMER COMPANY: FORMER CONFORMED NAME: SCREW & BOLT CORP OF AMERICA DATE OF NAME CHANGE: 19710518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAUL ROBERT A CENTRAL INDEX KEY: 0001181684 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00898 FILM NUMBER: 131189613 MAIL ADDRESS: STREET 1: AMPCO PITTSBURGH CORP STREET 2: 600 GRANT STREET STE 4600 CITY: PITTSBURGH STATE: PA ZIP: 15219-2700 4 1 rrd394191.xml FORM 4 X0306 4 2013-11-01 0 0000006176 AMPCO PITTSBURGH CORP AP 0001181684 PAUL ROBERT A 600 GRANT STREET 4600 USX TOWER PITTSBURGH PA 15219 1 1 0 0 Chairman & CEO Common Stock 2013-11-01 4 S 0 3610 18.5007 D 191124 I By Louis Berkman Declaration of Trust Common Stock 2013-11-04 4 S 0 6215 18.5325 D 184909 I By Louis Berkman Declaration of Trust Common Stock 42889 D Common Stock 13767 I Shares Held By Spouse Non-Qualified Stock Options 37.89 2018-09-04 Common Stock 35000 35000 D Non-Qualified Stock Options 13.37 2019-02-19 Common Stock 35000 35000 D Non-Qualified Stock Options 25.77 2020-02-18 Common Stock 35000 35000 D Non-Qualified Stock Options 25.18 2021-05-05 Common Stock 20000 20000 D Non-Qualified Stock Options 17.67 2022-05-03 Common Stock 20000 20000 D Non-Qualified Stock Options 17.16 2023-05-02 Common Stock 20000 20000 D Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013. The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.5000 to $18.5250, inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.5000 to $18.6500, inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Rose Hoover for Robert A. Paul (POA Previously Filed) 2013-11-04