0000950147-01-501716.txt : 20011010
0000950147-01-501716.hdr.sgml : 20011010
ACCESSION NUMBER: 0000950147-01-501716
CONFORMED SUBMISSION TYPE: 497J
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011005
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM EQUITY TRUST
CENTRAL INDEX KEY: 0001063946
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-56881
FILM NUMBER: 1753333
BUSINESS ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 800-992-0180
MAIL ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR EQUITY TRUST
DATE OF NAME CHANGE: 19980612
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM SMALLCAP OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0000779235
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 042886856
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 033-00847
FILM NUMBER: 1753334
BUSINESS ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 800-992-0180
MAIL ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: ADVANTAGE SPECIAL FUND
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR ADVANTAGE SPECIAL FUND
DATE OF NAME CHANGE: 19950620
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR SPECIAL FUND
DATE OF NAME CHANGE: 19981209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM MUTUAL FUNDS
CENTRAL INDEX KEY: 0000895430
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 033-56094
FILM NUMBER: 1753335
BUSINESS ADDRESS:
STREET 1: 7337 E DOUBLETREE RANCH ROAD
STREET 2:
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 1-800-992-0180
MAIL ADDRESS:
STREET 1: 7337 E DOUBLETREE RANCH ROAD
STREET 2:
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: NICHOLAS APPLEGATE MUTUAL FUNDS
DATE OF NAME CHANGE: 19930328
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM MAYFLOWER TRUST
CENTRAL INDEX KEY: 0000911294
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 033-67852
FILM NUMBER: 1753336
BUSINESS ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 800-992-0180
MAIL ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR ADVANTAGE TRUST
DATE OF NAME CHANGE: 19950620
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR TRUST
DATE OF NAME CHANGE: 19981209
FORMER COMPANY:
FORMER CONFORMED NAME: NWNL NORTHSTAR SERIES TRUST
DATE OF NAME CHANGE: 19931108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM INVESTMENT FUNDS INC/MD
CENTRAL INDEX KEY: 0000061448
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 136066974
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 002-34552
FILM NUMBER: 1753337
BUSINESS ADDRESS:
STREET 1: 7337 E DOUBLETREE RANCH ROAD
STREET 2:
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 1-800-992-0180
MAIL ADDRESS:
STREET 1: 7337 E DOUBLETREE RANCH ROAD
STREET 2:
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: MAGNACAP FUND INC
DATE OF NAME CHANGE: 19850701
FORMER COMPANY:
FORMER CONFORMED NAME: PILGRIM INVESTMENT FUNDS INC
DATE OF NAME CHANGE: 19950503
FORMER COMPANY:
FORMER CONFORMED NAME: PILGRIM MAGNACAP FUND INC
DATE OF NAME CHANGE: 19920703
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM GROWTH OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0000779233
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 042886865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 033-00849
FILM NUMBER: 1753338
BUSINESS ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 800-992-0180
MAIL ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: ADVANTAGE GROWTH FUND
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR ADVANTAGE GROWTH FUND
DATE OF NAME CHANGE: 19950828
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR GROWTH FUND
DATE OF NAME CHANGE: 19981209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM GROWTH & INCOME FUND INC
CENTRAL INDEX KEY: 0000059146
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 221644924
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 002-14767
FILM NUMBER: 1753339
BUSINESS ADDRESS:
STREET 1: 7337 E DOUBLETREE RANCH ROAD
STREET 2:
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 1-800-992-0180
MAIL ADDRESS:
STREET 1: 7337 E DOUBLETREE RANCH ROAD
STREET 2:
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: LEXINGTON GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: LEXINGTON RESEARCH FUND INC
DATE OF NAME CHANGE: 19910506
FORMER COMPANY:
FORMER CONFORMED NAME: LEXINGTON RESEARCH INVESTING CORP
DATE OF NAME CHANGE: 19690813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM FUNDS TRUST
CENTRAL INDEX KEY: 0001066602
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-59745
FILM NUMBER: 1753340
BUSINESS ADDRESS:
STREET 1: ING PILGRIM FUNDS
STREET 2: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 800-992-0180
MAIL ADDRESS:
STREET 1: 7337 E. DOUBLETREE RANCH ROAD
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: ING FUNDS TRUST
DATE OF NAME CHANGE: 19980721
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILGRIM FINANCIAL SERVICES FUND
CENTRAL INDEX KEY: 0000784055
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 954020286
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 497J
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-33445
FILM NUMBER: 1753341
BUSINESS ADDRESS:
STREET 1: 7337 E DOUBLETREE RANCH ROAD
STREET 2:
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 1-800-992-0180
MAIL ADDRESS:
STREET 1: 7337 E DOUBLETREE RANCH ROAD
STREET 2:
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: PILGRIM BANK & THRIFT FUND INC
DATE OF NAME CHANGE: 19981113
497J
1
e-7581.txt
497J FOR PILGRIM FUNDS SAI
[LETTERHEAD OF DECHERT]
October 5, 2001
VIA ELECTRONIC TRANSMISSION
U.S. Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
Re:
Pilgrim Equity Trust Pilgrim Investment Funds, Inc.
(File Nos. 33-56881 and 811-8817) (File Nos. 002-34552 and 811-01939)
Pilgrim Financial Services Fund, Inc. Pilgrim Mayflower Trust
(formerly Pilgrim Bank and Thrift Fund, Inc.) (File Nos. 33-67852 and 811-7978)
(File Nos. 333-33445 and 811-04504) Pilgrim Mutual Funds
Pilgrim Funds Trust (File Nos. 33-56094 and 811-7428)
(File Nos. 333-59745 and 811-08895) Pilgrim SmallCap Opportunities Fund
Pilgrim Growth and Income Fund, Inc. (File Nos. 33-847 and 811-4434)
(File Nos. 2-14767 and 811-0865)
Pilgrim Growth Opportunities Fund
(File Nos. 33-849 and 811-4431)
Dear Sir or Madam:
On behalf of each of the above-captioned registrants (each a "Registrant" and
collectively, the "Registrants"), we hereby certify, pursuant to Rule 497(j)
under the Securities Act of 1933, as amended ("1933 Act"), that (i) the form of
the Statement of Additional Information that the Registrants would have filed
pursuant to Rule 497(c) under the 1933 Act would not have differed from those
filed on October 1, 2001 as part of each Registrant's most recent registration
statement, and (ii) the text of the Registrants' most recent registration
statements was filed on October 1, 2001. The definitive forms of the
Registrants' prospectuses are being filed separately pursuant to Rule 497(c)
under the 1933 Act.
If you have any questions concerning the attached filing, please do not hesitate
to contact the undersigned at (202) 261-3384.
Sincerely,
/s/ Karen L. Anderberg
Karen L. Anderberg