-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iab1DwJdEWwmrfJ7Iuwn2GRDnqygkiz2MAqIiqNDdIJLXjQ5qaxXwCsE4SDqnsiJ hCP6+h1ehEG3x7HJbrb3og== 0000950147-00-000310.txt : 20000302 0000950147-00-000310.hdr.sgml : 20000302 ACCESSION NUMBER: 0000950147-00-000310 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PILGRIM INVESTMENT FUNDS INC/MD CENTRAL INDEX KEY: 0000061448 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 136066974 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-01939 FILM NUMBER: 557911 BUSINESS ADDRESS: STREET 1: TWO RENAISSANCE SQUARE 40 N CENTRAL STREET 2: STE 1200 CITY: PHOENIX STATE: AZ ZIP: 85004-4424 BUSINESS PHONE: 6024178100 MAIL ADDRESS: STREET 1: TWO RENAISSANCE SQ STREET 2: 40 N CENTRAL STE 1200 CITY: PHOENIX STATE: AZ ZIP: 85004-4424 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19950503 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM MAGNACAP FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MAGNACAP FUND INC DATE OF NAME CHANGE: 19850701 NSAR-A 1 NSAR-A FOR PILGRIM INVESTMENT FUNDS PAGE 1 000 A000000 12/31/1999 000 C000000 0000061448 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PILGRIM INVESTMENT FUNDS, INC. 001 B000000 811-1939 001 C000000 6024178100 002 A000000 40 NORTH CENTRAL AVENUE, SUITE 1200 002 B000000 PHOENIX 002 C000000 AZ 002 D010000 85004 002 D020000 4408 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 PILGRIM MAGNACAP FUND 007 C030100 N 007 C010200 2 007 C020200 PILGRIM HIGH YIELD FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 PILGRIM INVESTMENTS, INC. 008 B00AA01 A 008 C00AA01 801-48282 008 D01AA01 PHOENIX 008 D02AA01 AZ 008 D03AA01 85004 008 D04AA01 4408 010 A00AA01 PILGRIM GROUP, INC. 010 C01AA01 PHOENIX 010 C02AA01 AZ 010 C03AA01 85004 010 C04AA01 4408 011 A00AA01 PILGRIM SECURITIES, INC. 011 B00AA01 8-48020 PAGE 2 011 C01AA01 PHOENIX 011 C02AA01 AZ 011 C03AA01 85004 011 C04AA01 4408 012 A00AA01 PILGRIM GROUP, INC. 012 B00AA01 85- 012 C01AA01 PHOENIX 012 C02AA01 AZ 012 C03AA01 85004 012 C04AA01 4408 013 A00AA01 KPMG LLP 013 B01AA01 LOS ANGELES 013 B02AA01 CA 013 B03AA01 90017 014 A00AA01 PILGRIM SECURITIES, INC. 014 B00AA01 8-38545 014 A00AA02 WASHINGTON SQUARE SECURITIES, INC. 014 B00AA02 8-00000000 014 A00AA03 PRIMEVEST FINANCIAL SERVICES, INC. 014 B00AA03 8-00000000 014 A00AA04 GRANITE INVESTMENT SERVICES, INC. 014 B00AA04 8-00000000 014 A00AA05 FINANCIAL NORTHEASTERN SECURITIES 014 B00AA05 8-00000000 015 A00AA01 INVESTORS FIDUCIARY TRUST COMPANY 015 B00AA01 C 015 C01AA01 KANSAS CITY 015 C02AA01 MO 015 C03AA01 64105 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 38 019 C00AA00 PILGRIMINV 020 A000001 AUTRANET 020 B000001 13-2961507 020 C000001 50 020 A000002 BEAR STEARNS 020 B000002 13-3299429 020 C000002 16 020 A000003 SALOMON SMITH BARNEY 020 B000003 13-1912900 020 C000003 16 020 A000004 MERRILL LYNCH, PIERCE, FENNER AND SMITH 020 B000004 13-3495487 020 C000004 13 020 A000005 BERNSTEIN 020 C000005 12 020 A000006 MORGAN STANLEY/DEAN WITTER 020 B000006 13-2655998 020 C000006 10 PAGE 3 020 A000007 DONALDSON, LUFKIN, JENRETTE 020 C000007 9 020 A000008 GOLDMAN SACHS & CO. 020 B000008 13-5108880 020 C000008 8 020 A000009 PRUDENTIAL-BACHE SECURITIES 020 C000009 6 020 A000010 SCHRODER SECURITIES LTD LONDON 020 C000010 5 021 000000 169 022 A000001 MERRILL LYNCH, PIERCE, FENNER AND SMITH 022 B000001 13-3495487 022 C000001 2926712 022 D000001 16669 022 A000002 GENERAL ELECTRIC CAPITAL 022 C000002 2505913 022 D000002 24075 022 A000003 FORD MOTOR CREDIT 022 C000003 180233 022 D000003 0 022 A000004 BARING SECURITIES 022 B000004 13-3107580 022 C000004 19950 022 D000004 30818 022 A000005 GOLDMAN SACHS & CO. 022 B000005 13-5108880 022 C000005 24192 022 D000005 19040 022 A000006 DONALDSON, LUFKIN, JENRETTE 022 B000006 13-2741729 022 C000006 22302 022 D000006 17852 022 A000007 J.P. MORGAN 022 B000007 13-3224016 022 C000007 13990 022 D000007 10023 022 A000008 FIRST BOSTON CORP 022 B000008 13-5659485 022 C000008 5095 022 D000008 15904 022 A000009 DEUTSCH BANK 022 C000009 8390 022 D000009 11417 022 A000010 SHEARSON LEHMAN 022 B000010 36-3710666 022 C000010 4474 022 D000010 15142 023 C000000 5794852 023 D000000 249833 024 00AA00 N 025 D00AA01 0 PAGE 4 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 Y 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 028 A010100 8679 028 A020100 0 028 A030100 0 028 A040100 15644 028 B010100 13130 028 B020100 827 028 B030100 0 028 B040100 16205 028 C010100 20758 028 C020100 0 028 C030100 0 028 C040100 22849 028 D010100 18231 028 D020100 0 PAGE 5 028 D030100 0 028 D040100 21470 028 E010100 25892 028 E020100 45254 028 E030100 0 028 E040100 19815 028 F010100 6171 028 F020100 -222 028 F030100 0 028 F040100 23097 028 G010100 92861 028 G020100 45859 028 G030100 0 028 G040100 119080 028 H000100 68368 029 000100 Y 030 A000100 219 030 B000100 5.75 030 C000100 0.00 031 A000100 29 031 B000100 0 032 000100 190 033 000100 0 034 000100 Y 035 000100 245 036 A000100 Y 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 1160 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 30000 048 A020100 1.000 048 B010100 220000 048 B020100 0.750 048 C010100 250000 PAGE 6 048 C020100 0.625 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 500000 048 K020100 0.500 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 054 A000100 Y 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 Y 054 I000100 N 054 J000100 Y 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 PAGE 7 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 N 070 J020100 N 070 K010100 N 070 K020100 N 070 L010100 N 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 N PAGE 8 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 67530 071 B000100 73230 071 C000100 446918 071 D000100 15 072 A000100 6 072 B000100 844 072 C000100 3277 072 D000100 0 072 E000100 0 072 F000100 1715 072 G000100 0 072 H000100 0 072 I000100 556 072 J000100 47 072 K000100 60 072 L000100 84 072 M000100 27 072 N000100 71 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 16 072 S000100 40 072 T000100 1160 072 U000100 0 072 V000100 0 072 W000100 116 072 X000100 3892 072 Y000100 0 072 Z000100 229 072AA000100 0 072BB000100 3060 072CC010100 12314 072CC020100 0 072DD010100 1038 072DD020100 13 072EE000100 48878 073 A010100 0.0510 073 A020100 0.0000 073 B000100 1.7885 073 C000100 0.0000 074 A000100 43 PAGE 9 074 B000100 0 074 C000100 18126 074 D000100 0 074 E000100 0 074 F000100 464097 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 783 074 M000100 65 074 N000100 483114 074 O000100 0 074 P000100 1 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 2230 074 S000100 0 074 T000100 480883 074 U010100 21136 074 U020100 6880 074 V010100 16.26 074 V020100 15.91 074 W000100 0.0000 074 X000100 37039 074 Y000100 0 075 A000100 0 075 B000100 486619 076 000100 0.00 028 A010200 11683 028 A020200 1312 028 A030200 0 028 A040200 12122 028 B010200 9188 028 B020200 1290 028 B030200 0 028 B040200 12630 028 C010200 7857 028 C020200 1287 028 C030200 0 028 C040200 10267 028 D010200 9883 028 D020200 1294 028 D030200 0 028 D040200 18494 028 E010200 19271 028 E020200 1250 028 E030200 0 PAGE 10 028 E040200 16148 028 F010200 18705 028 F020200 1525 028 F030200 0 028 F040200 27434 028 G010200 76587 028 G020200 7958 028 G030200 0 028 G040200 97095 028 H000200 31358 029 000200 Y 030 A000200 147 030 B000200 4.75 030 C000200 0.00 031 A000200 23 031 B000200 0 032 000200 124 033 000200 0 034 000200 Y 035 000200 760 036 A000200 Y 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 1517 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.600 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 PAGE 11 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 054 A000200 Y 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 Y 054 H000200 Y 054 I000200 N 054 J000200 Y 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 055 A000200 Y 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 1000 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 6.0 PAGE 12 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 90.7 062 Q000200 0.0 062 R000200 0.7 063 A000200 0 063 B000200 10.2 064 A000200 N 064 B000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 N 070 K020200 N 070 L010200 Y 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N PAGE 13 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 177521 071 B000200 210155 071 C000200 374201 071 D000200 47 072 A000200 6 072 B000200 21967 072 C000200 4 072 D000200 0 072 E000200 110 072 F000200 1203 072 G000200 0 072 H000200 0 072 I000200 272 072 J000200 31 072 K000200 14 072 L000200 72 072 M000200 20 072 N000200 60 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 17 072 S000200 20 072 T000200 1517 072 U000200 0 072 V000200 0 072 W000200 79 072 X000200 3305 072 Y000200 271 072 Z000200 19047 072AA000200 0 072BB000200 17062 072CC010200 0 072CC020200 11742 072DD010200 6469 072DD020200 12309 072EE000200 0 073 A010200 0.3000 073 A020200 0.2790 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 22532 074 D000200 340679 074 E000200 0 074 F000200 541 074 G000200 0 PAGE 14 074 H000200 0 074 I000200 2212 074 J000200 971 074 K000200 34 074 L000200 12036 074 M000200 73 074 N000200 379078 074 O000200 0 074 P000200 0 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 3581 074 S000200 0 074 T000200 375497 074 U010200 19618 074 U020200 44228 074 V010200 5.51 074 V020200 5.50 074 W000200 0.0000 074 X000200 27301 074 Y000200 0 075 A000200 0 075 B000200 395832 076 000200 0.00 SIGNATURE MICHAEL J. ROLAND TITLE CFO EX-27.12 2 FDS - PILGRIM MAGNACAP FUND CLASS B
6 061448 PILGRIM INVESTMENT FUNDS, INC. 12 PILGRIM MAGNACAP FUND CLASS B 1 U.S. DOLLARS 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 333,940,841 482,222,887 783,481 108,042 0 483,114,410 0 0 2,231,574 2,231,574 0 335,637,562 6,879,903 6,696,203 0 285,070 0 2,751,702 148,282,046 480,882,836 3,227,451 843,870 0 3,892,338 228,983 (3,059,907) 12,313,998 9,483,074 0 1,050,366 48,878,271 0 749,792 1,236,263 670,171 (20,804,629) 536,313 49,186,476 0 0 1,715,475 0 3,893,203 112,067,066 17.36 (.03) 0.37 0 1.79 0 15.91 2.14

EX-27.13 3 FDS - PILGRIM MAGNACAP FUND CLASS C
6 061448 PILGRIM INVESTMENT FUNDS, INC. 13 PILGRIM MAGNACAP FUND CLASS C 1 U.S. DOLLARS 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 333,940,841 482,222,887 783,481 108,042 0 483,114,410 0 0 2,231,574 2,231,574 0 335,637,562 168,736 34,608 0 285,070 0 2,751,702 148,282,046 480,882,836 3,277,451 843,870 0 3,892,338 228,983 (3,059,907) 12,313,998 9,483,074 0 1,050,366 48,878,271 0 121,516 818 13,431 (20,804,629) 536,313 49,186,476 0 0 1,715,475 0 3,893,203 1,606,482 17.37 (.08) 0.41 0 1.79 0 15.91 2.14

EX-27.14 4 FDS - PILGRIM MAGNACAP FUND CLASS M
6 061448 PILGRIM INVESTMENT FUND, INC. 14 PILGRIM MAGNACAP FUND CLASS M 1 U.S. DOLLARS 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 333,940,841 482,222,887 783,481 108,042 0 483,114,410 0 0 2,231,574 2,231,574 0 335,637,562 942,476 933,696 0 285,070 0 2,751,702 148,282,046 480,882,836 3,277,451 843,870 0 3,892,338 228,983 (3,059,907) 12,313,998 9,483,074 0 1,050,366 48,878,271 0 24,847 46,603 38,028 (20,804,629) 536,313 49,186,476 0 0 1,715,475 0 3,893,203 15,418,324 17.51 (.01) 0.37 .01 1.79 0 16.07 1.89

EX-27.21 5 FDS - PILGRIM MAGNACAP FUND CLASS Q
6 061448 PILGRIM INVESTMENT FUNDS, INC. 21 PILGRIM MAGNACAP FUND CLASS Q 1 U.S. DOLLARS 2-MOS JUN-30-2000 NOV-21-1999 DEC-31-1999 1 333,940,841 482,222,887 783,481 108,042 0 483,114,410 0 0 2,231,574 2,231,574 0 335,637,562 615,006 0 0 285,070 0 2,751,702 148,282,046 480,882,836 3,277,451 843,870 0 3,892,338 228,983 (3,059,907) 12,313,998 9,483,074 0 1,050,366 48,878,271 0 615,006 0 0 (20,804,629) 536,313 49,186,476 0 0 1,715,475 0 3,893,203 9,811,385 16.13 0 .13 0 0 0 16.26 1.51

EX-27.22 6 FDS - PILGRIM HIGH YIELD FUND CLASS B
6 061448 PILGRIM INVESTMENT FUNDS, INC. 22 PILGRIM HIGH YIELD FUND CLASS B 1 U.S. DOLLARS 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 387,049,834 365,964,214 13,040,767 73,153 0 379,078,134 0 0 3,581,114 3,581,114 0 455,788,834 44,228,094 44,172,526 0 953,951 0 58,252,243 (21,085,620) 375,497,020 4,556 21,966,521 110,009 3,034,202 19,046,884 (17,061,749) (11,741,992) (9,756,857) 0 20,000,835 0 0 6,958,178 7,649,011 746,401 (42,306,940) 0 0 0 41,190,494 1,203,016 0 3,308,406 251,400,188 5.92 0.27 (0.41) 0.28 0 0 5.50 1.75

EX-27.23 7 FDS - PILGRIM HIGH YIELD FUND CLASS C
6 061448 PILGRIM INVESTMENT FUNDS, INC. 023 PILGRIM HIGH YIELD FUND CLASS C 1 U.S. DOLLARS 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 1 387,049,834 365,964,214 13,040,767 73,153 0 379,078,134 0 0 3,581,114 3,581,114 0 455,788,834 1,022,363 93,124 0 953,951 0 58,252,243 (21,085,620) 375,497,020 4,556 21,966,521 110,009 3,034,202 19,046,884 (17,061,749) (11,741,992) (9,756,857) 0 20,000,835 0 0 1,062,843 144,492 10,887 (42,306,940) 0 0 0 41,190,494 1,203,016 0 3,308,406 2,683,456 5.92 0.28 (0.43) 0.28 0 0 5.49 1.75

EX-27.24 8 FDS - PILGRIM HIGH YIELD FUND CLASS M
6 061448 PILGRIM INVESTMENT FUNDS, INC. 024 PILGRIM HIGH YIELD FUND CLASS M 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 387,049,834 365,964,214 13,040,767 73,153 0 379,078,134 0 0 3,581,114 3,581,114 0 455,788,834 3,411,754 4,071,134 0 953,951 0 58,252,243 (21,085,620) 375,497,020 4,556 21,966,521 110,009 3,034,202 19,046,884 (17,061,749) (11,741,992) (9,756,857) 0 20,000,835 0 0 68,340 831,634 103,914 (42,306,940) 0 0 0 41,190,494 1,203,016 0 3,308,406 21,860,165 5.93 0.27 (0.41) 0.29 0 0 5.50 1.50

EX-27.25 9 FDS - PILGRIM HIGH YIELD FUND CLASS Q
6 061448 PILGRIM INVESTMENT FUNDS, INC. 025 PILGRIM HIGH YIELD FUND CLASS Q 6-MOS JUN-30-2000 JUL-01-1999 DEC-31-1999 387,049,834 365,964,214 13,040,767 73,153 0 379,078,134 0 0 3,581,114 3,581,114 0 455,788,834 5 5 0 953,951 0 58,252,243 (21,085,620) 375,497,020 4,556 21,966,521 110,009 3,034,202 19,046,884 (17,061,749) (11,741,992) (9,756,857) 0 20,000,835 0 0 0 0 0 (42,306,940) 0 0 0 41,190,494 1,203,016 0 3,308,406 30 5.93 0.36 (0.42) 0.30 0 0 5.57 0

EX-99.77.C 10 SHAREHOLDER MEETING VOTING RESULTS SHAREHOLDER MEETINGS - -------------------------------------------------------------------------------- I. A special meeting of the shareholders of the Pilgrim Mutual Funds was held in San Diego, California on October 26, 1999. A brief description of each matter voted upon as well as the results are outlined below:
Shares Shares voted against Shares Broker voted for or withheld abstained non-vote Total ------------- --------------- ----------- ---------- ------------- 1. Election of Trustees to serve until the election and qualifications of their successors: Name - ---- Mary A. Baldwin 173,566,928 3,019,701 -- -- 176,586,629 Al Burton 173,526,092 3,110,537 -- -- 176,536,629 Paul S. Doherty 173,562,130 3,024,499 -- -- 176,586,629 Robert B. Goode, Jr. 173,524,538 3,062,091 -- -- 176,586,629 Alan L. Gosule 173,601,730 2,984,899 -- -- 176,586,629 Mark Lipson 173,603,955 2,982,674 -- -- 176,586,629 Walter H. May 173,589,664 2,966,965 -- -- 176,586,629 Jock Patton 173,607,208 2,979,421 -- -- 176,586,629 David W.C. Putnam 173,596,791 2,989,838 -- -- 176,586,629 John R. Smith 173,440,576 3,146,053 -- -- 176,586,629 Robert W. Stallings 173,605,732 2,980,897 -- -- 176,586,629 John G. Turner 173,594,721 2,991,908 -- -- 176,586,629 David W. Wallace 173,459,812 3,125,817 -- -- 176,586,629 2. Approval of the selection of independent public accountants, KPMG LLP, for the fiscal year ended June 30, 2000 Fund - ---- Pilgrim Bank & Thrift Fund, Inc. 22,631,201 506,895 -- -- 23,138,096 Pilgrim Advisory Funds, Inc. 7,158,402 124,438 -- -- 7,282,840 Pilgrim Investment Funds, Inc. 72,087,236 2,071,003 -- -- 74,158,239 Pilgrim Mutual Funds 68,230,426 1,675,090 -- -- 69,905,516 3.a. Approval of the management agreement between Pilgrim Mutual Funds and Nicholas Applegate Fund - ---- Pilgrim Convertible Fund 7,745,962 390,963 -- -- 8,137,925 Pilgrim Emerging Countries Fund 7,742,317 153,510 -- -- 7,895,827 Pilgrim Int'l Core Growth Fund 1,572,037 41,967 -- -- 1,614,004 Pilgrim Int'l SmallCap Growth Fund 3,481,258 94,125 -- -- 3,575,383 Pilgrim LargeCap Growth Fund 4,102,660 150,348 -- -- 4,253,008 Pilgrim MidCap Growth Fund 10,912,221 629,116 -- -- 11,541,337 Pilgrim SmallCap Growth Fund 13,534,326 717,130 -- -- 14,251,456 Pilgrim Worldwide Growth Fund 8,123,819 618,136 -- -- 8,741,955 3.b. Approval of the management agreement between Pilgrim Mutual Funds and HSBC Fund - ---- Pilgrim Asia-Pacific Equity Fund 2,788,432 130,823 -- -- 2,919,255 4. Approval of sub-advisory between Pilgrim Investments, Inc. and the Funds Fund - ---- Pilgrim Bank & Thrift Fund, Inc. 22,043,033 1,095,063 -- -- 23,138,095 Pilgrim LargeCap Leaders Fund 1,667,693 38,937 -- -- 1,706,630 Pilgrim MidCap Value Fund 2,586,750 70,205 -- -- 2,656,955 Pilgrim Asia-Pacific Equity Fund 2,877,917 41,338 -- -- 2,919,255 Pilgrim MagnaCap Fund 16,433,186 953,331 -- -- 17,386,517 Pilgrim High Yield Fund 54,078,191 2,693,531 -- -- 56,771,722 Pilgrim Balanced Fund 1,573,739 58,095 -- -- 1,631,834 Pilgrim Convertible Fund 7,702,985 434,940 -- -- 8,137,925 Pilgrim Emerging Countries Fund 7,735,262 160,565 -- -- 7,895,827 Pilgrim High Yield II Fund 5,259,680 201,342 -- -- 5,461,022 Pilgrim Strategic Income Fund 998,479 41,275 -- -- 1,039,754 Pilgrim Int'l Core Growth Fund 1,576,276 37,728 -- -- 1,614,004 Pilgrim Int'l SmallCap Growth Fund 3,483,148 92,235 -- -- 3,575,383 Pilgrim LargeCap Growth Fund 4,116,432 136,576 -- -- 4,253,008 Pilgrim MidCap Growth Fund 10,794,994 746,343 -- -- 11,541,337 Pilgrim SmallCap Growth Fund 13,511,955 739,501 -- -- 14,251,456 Pilgrim Worldwide Growth Fund 8,086,550 655,405 -- -- 8,741,955 Pilgrim Money Market Fund 1,762,011 0 -- -- 1,762,011
TAX INFORMATION (unaudited) - -------------------------------------------------------------------------------- Corporate shareholders are generally entitled to take the dividend received deduction on the portion of the Funds' dividend distribution that qualifies under tax law. The percentage of calendar year 1999 net investment income dividends that qualify for the corporate dividends received deduction are as follows: MagnaCap Fund 99.89% Bank and Thrift Fund 100% Strategic Income Fund 7.39% Shareholders are strongly advised to consult their own tax advisers with respect to the tax consequences of their investments in the Funds. In January 2000, shareholders, excluding corporate shareholders, should have received an IRS Form 1099 DIV regarding their federal tax status of the dividends and distributions received from them in calendar 1999. EX-99.77.E 11 LEGAL PROCEEDINGS In 1996, the Official Committee of the Unsecured Creditors of Color Tile, Inc. (the "Plaintiff"), filed an action in the United States Bankruptcy Court for the District of Delaware against a number of defendants including Pilgrim High Yield Fund, a series of Pilgrim Investment Funds, Inc. (formerly named Pilgrim High Yield Trust). The Plaintiff seeks return of five quarters' worth of dividends paid to the holders of Color Tile's Senior Series Preferred Stock. On August 10, 1998, the action was transferred to United States District Court, District of Delaware. The action is currently pending and a hearing is scheduled for March 7, 2000. The named defendants are: Blackstone Family Investment Partnership, L.P., Bankers Trust Company, Pilgrim High Yield Trust, IDS Extra Income Fund, Inc., Dan W. Lufkin, Elise Lufkin, Northern Trust Company, The Prudential High Yield Fund, The Prudential Insurance Company of America, The General Motors High Yield Account, the Prudential Series Fund, Reliance Insurance Company, Bear Stearns & Company, Inc., Morgan Guaranty Trust Company of New York, Atwell & Co., How & Company, BTC US High Yield Fund, North Broward Radiologists, P.A. Profit Sharing Plan for the Benefit of Carl C. Peterson, M.D., Northstar High Yield Bond Fund (renamed Pilgrim High Yield III), Riverside Income Fund, Ltd. and Salomon Smith Barney. EX-99.77.H 12 CHANGES IN CONTROL OF REGISTRANT Disclosure regarding change in control of Registrant incorporated by reference to Post-Effective Amendment No. 45 to the Registrant's Registration Statement on Form N-1A as filed on November 5, 1999. EX-99.77.I 13 TERMS OF NEW OR AMENDED SECURITIES On November 16, 1999, the Board of Directors amended the Articles of Incorporation for Pilgrim Investment Funds, Inc. to add Class Q Shares of Pilgrim MagnaCap Fund. The Articles Supplementary to the Articles of Incorporation designating Class Q is incorporated by reference to Post-Effective Amendment No. 46 to the Registration Statement on Form N-1A as filed on January 4, 2000. EX-99.77.Q.1 14 EXHIBITS (a) Form of Articles Supplementary to the Articles of Incorporation designating Class Q incorporated by reference to Post-Effective Amendment No. 46 to the Registrant's Registration Statement filed on Form N-1A as filed January 4, 2000. (e) Form of Investment Management Agreement between the Fund and Pilgrim Investments, Inc. is incorporated by reference to Post-Effective No. 43 to the Registrant's Registration Statement filed on Form N-1A as filed September 2, 1999. (h) Financial Data Schedule to be submitted by Pilgrim. ~~-----END PRIVACY-ENHANCED MESSAGE-----~~