0000950142-21-001534.txt : 20210504 0000950142-21-001534.hdr.sgml : 20210504 20210504210130 ACCESSION NUMBER: 0000950142-21-001534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYON WILLIAM H CENTRAL INDEX KEY: 0000061043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35873 FILM NUMBER: 21890818 MAIL ADDRESS: STREET 1: C/O WILLIAM LYON HOMES STREET 2: 4695 MACARTHUR COURT, 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER NAME: FORMER CONFORMED NAME: LYON WILLIAM H JR DATE OF NAME CHANGE: 20000101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Taylor Morrison Home Corp CENTRAL INDEX KEY: 0001562476 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 900907433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4900 N. SCOTTSDALE ROAD, SUITE 2000 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 480-840-8100 MAIL ADDRESS: STREET 1: 4900 N. SCOTTSDALE ROAD, SUITE 2000 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 4 1 es210149637_4-lyon.xml OWNERSHIP DOCUMENT X0306 4 2021-04-30 0 0001562476 Taylor Morrison Home Corp TMHC 0000061043 LYON WILLIAM H C/O TAYLOR MORRISON HOME CORPORATION 4900 N. SCOTTSDALE ROAD, SUITE 2000 SCOTTSDALE AZ 85251 1 0 0 0 Common Stock 2021-04-30 4 S 0 1025699 31.77 D 2828216 I By LLC Common Stock 2021-04-30 4 X 0 1704205 19.12 A 4532421 I By LLC Common Stock 182570 D Common Stock 2346 I By Trust Common Stock Warrant (Right to buy) 19.12 2021-04-30 4 X 0 1704205 0 D 2022-02-24 Common Stock 1704205 0 I By LLC On April 30, 2021, the Reporting Person exercised a warrant to purchase 1,704,205 shares of common stock of Taylor Morrison Home Corporation (the "Issuer"). The Reporting Person paid the exercise price on a cashless basis, in which the Reporting Person surrendered 1,025,699 shares of the Issuer's common stock to the Issuer to pay the exercise price and the Issuer issued to the Reporting Person 1,704,205 shares of the Issuer's common stock. Held by Lyon Shareholder 2012, LLC ("Lyon LLC"). The members of Lyon LLC are the William Harwell Lyon Separate Property Trust established July 28, 2000 (the "Lyon Separate Property Trust"), the Lyon Shareholder 2012 Irrevocable Trust No. 1 established December 24, 2012, and the Lyon Shareholder 2012 Irrevocable Trust No. 2 established December 24, 2012 (collectively, the "Lyon Trusts"). The Reporting Person is the manager of Lyon LLC and the trustee of the Lyon Trusts, and in such capacities, has voting and investment power with respect to securities held by Lyon LLC. The Reporting Person is also the beneficiary of each of the Lyon Trusts. Held by the Lyon Separate Property Trust of which the Reporting Person is trustee. Pursuant to the terms of the that certain Agreement and Plan of Merger dated November 5, 2019 (the "Merger Agreement") among William Lyon Homes ("WLH"), the Issuer and Tower Merger Sub, Inc., a wholly owned subsidiary of the Issuer, at the effective time of the merger, the warrant held by Lyon LLC related to shares of WLH Class B common stock (the "Class B Warrant") was substituted and converted into a warrant to purchase a number of whole shares of the Issuer's common stock (rounded down to the nearest whole share). /s/ William H. Lyon 2021-05-04