0000950142-21-001534.txt : 20210504
0000950142-21-001534.hdr.sgml : 20210504
20210504210130
ACCESSION NUMBER: 0000950142-21-001534
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYON WILLIAM H
CENTRAL INDEX KEY: 0000061043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35873
FILM NUMBER: 21890818
MAIL ADDRESS:
STREET 1: C/O WILLIAM LYON HOMES
STREET 2: 4695 MACARTHUR COURT, 8TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER NAME:
FORMER CONFORMED NAME: LYON WILLIAM H JR
DATE OF NAME CHANGE: 20000101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Taylor Morrison Home Corp
CENTRAL INDEX KEY: 0001562476
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 900907433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4900 N. SCOTTSDALE ROAD, SUITE 2000
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
BUSINESS PHONE: 480-840-8100
MAIL ADDRESS:
STREET 1: 4900 N. SCOTTSDALE ROAD, SUITE 2000
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
4
1
es210149637_4-lyon.xml
OWNERSHIP DOCUMENT
X0306
4
2021-04-30
0
0001562476
Taylor Morrison Home Corp
TMHC
0000061043
LYON WILLIAM H
C/O TAYLOR MORRISON HOME CORPORATION
4900 N. SCOTTSDALE ROAD, SUITE 2000
SCOTTSDALE
AZ
85251
1
0
0
0
Common Stock
2021-04-30
4
S
0
1025699
31.77
D
2828216
I
By LLC
Common Stock
2021-04-30
4
X
0
1704205
19.12
A
4532421
I
By LLC
Common Stock
182570
D
Common Stock
2346
I
By Trust
Common Stock Warrant (Right to buy)
19.12
2021-04-30
4
X
0
1704205
0
D
2022-02-24
Common Stock
1704205
0
I
By LLC
On April 30, 2021, the Reporting Person exercised a warrant to purchase 1,704,205 shares of common stock of Taylor Morrison Home Corporation (the "Issuer"). The Reporting Person paid the exercise price on a cashless basis, in which the Reporting Person surrendered 1,025,699 shares of the Issuer's common stock to the Issuer to pay the exercise price and the Issuer issued to the Reporting Person 1,704,205 shares of the Issuer's common stock.
Held by Lyon Shareholder 2012, LLC ("Lyon LLC"). The members of Lyon LLC are the William Harwell Lyon Separate Property Trust established July 28, 2000 (the "Lyon Separate Property Trust"), the Lyon Shareholder 2012 Irrevocable Trust No. 1 established December 24, 2012, and the Lyon Shareholder 2012 Irrevocable Trust No. 2 established December 24, 2012 (collectively, the "Lyon Trusts"). The Reporting Person is the manager of Lyon LLC and the trustee of the Lyon Trusts, and in such capacities, has voting and investment power with respect to securities held by Lyon LLC. The Reporting Person is also the beneficiary of each of the Lyon Trusts.
Held by the Lyon Separate Property Trust of which the Reporting Person is trustee.
Pursuant to the terms of the that certain Agreement and Plan of Merger dated November 5, 2019 (the "Merger Agreement") among William Lyon Homes ("WLH"), the Issuer and Tower Merger Sub, Inc., a wholly owned subsidiary of the Issuer, at the effective time of the merger, the warrant held by Lyon LLC related to shares of WLH Class B common stock (the "Class B Warrant") was substituted and converted into a warrant to purchase a number of whole shares of the Issuer's common stock (rounded down to the nearest whole share).
/s/ William H. Lyon
2021-05-04