0001437749-23-034194.txt : 20231212 0001437749-23-034194.hdr.sgml : 20231212 20231212153003 ACCESSION NUMBER: 0001437749-23-034194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARC CENTRAL INDEX KEY: 0001233348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00106 FILM NUMBER: 231481051 MAIL ADDRESS: STREET 1: 401 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LGL GROUP INC CENTRAL INDEX KEY: 0000061004 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 381799862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 BUSINESS PHONE: (407) 298-2000 MAIL ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 FORMER COMPANY: FORMER CONFORMED NAME: LYNCH CORP DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml 20231212 GABELLI FORM 4 X0508 4 2023-12-08 0000061004 LGL GROUP INC LGL 0001233348 GABELLI MARC 2525 SHADER RD ORLANDO FL 32804 1 1 1 Co-Chief Executive Officer 0 Common Stock 2023-12-08 4 A 0 2874 0 A 83454 D Common Stock 764303 I Shares held by a Ltd. Partnership Warrants 4.7500 2025-11-16 2025-11-16 Common Stock 12593 62968 D Warrants 4.7500 2025-11-16 2025-11-16 Common Stock 152860 764303 I Shares held by a Ltd. Partnership These shares vest 3 years from the date of grant, on 12/8/2026. These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, isdeemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. /s/ Marc Gabelli 2023-12-12