0001446607-11-000002.txt : 20110315
0001446607-11-000002.hdr.sgml : 20110315
20110315130538
ACCESSION NUMBER: 0001446607-11-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110314
FILED AS OF DATE: 20110315
DATE AS OF CHANGE: 20110315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Saunier Patrick H
CENTRAL INDEX KEY: 0001297256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05263
FILM NUMBER: 11687914
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BOULEVARD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBRIZOL Corp
CENTRAL INDEX KEY: 0000060751
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 340367600
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
BUSINESS PHONE: 4409434200
MAIL ADDRESS:
STREET 1: 29400 LAKELAND BLVD
CITY: WICKLIFFE
STATE: OH
ZIP: 44092
FORMER COMPANY:
FORMER CONFORMED NAME: LUBRIZOL CORP
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0303
4
2011-03-14
0
0000060751
LUBRIZOL Corp
LZ
0001297256
Saunier Patrick H
29400 LAKELAND BOULEVARD
WICKLIFFE
OH
44092
0
1
0
0
Vice President
Common Shares
2011-03-14
4
M
0
8800
53.07
A
38626
D
Common Shares
2011-03-14
4
M
0
8300
58.45
A
46926
D
Common Shares
2011-03-14
4
S
0
17100
133.77
D
29826
D
Common Shares
4178
I
By 401(k) Plan
Nonqualified Stock Option (Right to Buy)
53.07
2011-03-14
4
M
0
8800
0
D
2017-02-20
Common Shares
8800
0
D
Nonqualified Stock Option (Right to Buy)
58.45
2011-03-14
4
M
0
8300
0
D
2018-02-19
Common Shares
8300
0
D
The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
These options vested in three installments as follows: 50% on February 20, 2008, 25% on February 20, 2009, and 25% on February 20, 2010.
These options vested in three installments as follows: 50% on February 19, 2009, 25% on February 19, 2010, and 25% on February 19, 2011.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2011, and effective February 18, 2011 through February 17, 2012.
Benita R. Burton for Patrick H. Saunier
2011-03-15