0001446607-11-000002.txt : 20110315 0001446607-11-000002.hdr.sgml : 20110315 20110315130538 ACCESSION NUMBER: 0001446607-11-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110314 FILED AS OF DATE: 20110315 DATE AS OF CHANGE: 20110315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saunier Patrick H CENTRAL INDEX KEY: 0001297256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 11687914 MAIL ADDRESS: STREET 1: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL Corp CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 4409434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 FORMER COMPANY: FORMER CONFORMED NAME: LUBRIZOL CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-03-14 0 0000060751 LUBRIZOL Corp LZ 0001297256 Saunier Patrick H 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2011-03-14 4 M 0 8800 53.07 A 38626 D Common Shares 2011-03-14 4 M 0 8300 58.45 A 46926 D Common Shares 2011-03-14 4 S 0 17100 133.77 D 29826 D Common Shares 4178 I By 401(k) Plan Nonqualified Stock Option (Right to Buy) 53.07 2011-03-14 4 M 0 8800 0 D 2017-02-20 Common Shares 8800 0 D Nonqualified Stock Option (Right to Buy) 58.45 2011-03-14 4 M 0 8300 0 D 2018-02-19 Common Shares 8300 0 D The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on February 20, 2008, 25% on February 20, 2009, and 25% on February 20, 2010. These options vested in three installments as follows: 50% on February 19, 2009, 25% on February 19, 2010, and 25% on February 19, 2011. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2011, and effective February 18, 2011 through February 17, 2012. Benita R. Burton for Patrick H. Saunier 2011-03-15