-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SaVSICegxUPCqT8iM7BbSFL1HkdxnCoXbZR7M9AMW1Ek4CunyfFCL5EsI2wvmy3j AH4IQMjyzWfHjFbcdedugw== 0001015022-96-000001.txt : 19961010 0001015022-96-000001.hdr.sgml : 19961010 ACCESSION NUMBER: 0001015022-96-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961009 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL CORP CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 96640926 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 COMPANY DATA: COMPANY CONFORMED NAME: ANDREAS RAY A CENTRAL INDEX KEY: 0001015022 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 2169434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 4 1 FORM 4 - SEPTEMBER 1996 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 4 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Andreas, Ray A. 29400 Lakeland Boulevard Wickliffe, OH 44092 2. Issuer Name and Ticker or Trading Symbol The Lubrizol Corporation LZ 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year September 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President and Chief Financial Officer
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Shares Without Par V|9/20/9|M | |400 |A |$21.5313 | | | | alue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Shares Without Par V|9/20/9|F | |295 |D |$29.1875 | | | | alue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Shares Without Par V|9/20/9|M | |3,000 |A |$16.6563 | | | | alue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Shares Without Par V|9/20/9|F | |1,711 |D |$29.1875 |14,411 |D | | alue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Shares Without Par V| | | | | | |2,381 |I |Qualified Plan | alue | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$21.5313|9/20/|M | |400 |D |Curre|6/19/|Common Share|400 | |0 |D | | (Right to Buy) | |96 | | | | |nt |99 |s | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$16.6563|9/20/|M | |3,000 |D |Curre|2/26/|Common Share|3,000 | |0 |D | | (Right to Buy) | |96 | | | | |nt |2000 |s | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$28.8750|9/23/|A |V|1,711 |A |Curre|2/26/|Common Share|1,711 | |1,711 |D | | (Right to Buy) | |96 | | | | |nt |2000 |s | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$28.8750|9/23/|A |V|295 |A |Curre|6/19/|Common Share|295 | |295 |D | | (Right to Buy) | |96 | | | | |nt |99 |s | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON Ray A. Andreas by Leslie M. Reynolds DATE October 8, 1996 -----END PRIVACY-ENHANCED MESSAGE-----