0001567619-21-013270.txt : 20210713 0001567619-21-013270.hdr.sgml : 20210713 20210713101225 ACCESSION NUMBER: 0001567619-21-013270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210709 FILED AS OF DATE: 20210713 DATE AS OF CHANGE: 20210713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROEDEL RICHARD CENTRAL INDEX KEY: 0001205976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 211086984 MAIL ADDRESS: STREET 1: 164 WEST RD CITY: NEW CANAAN STATE: CT ZIP: 06840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES INC CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3503 NW 63RD STREET STREET 2: SUITE 500 CITY: OKLAHOMA CITY STATE: OK ZIP: 73116 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 3503 NW 63RD STREET STREET 2: SUITE 500 CITY: OKLAHOMA CITY STATE: OK ZIP: 73116 4 1 doc1.xml FORM 4 X0306 4 2021-07-09 0 0000060714 LSB INDUSTRIES INC LXU 0001205976 ROEDEL RICHARD 202 NUECES ST #2406 AUSTIN TX 78701 1 0 0 0 Common Stock 2021-07-09 5 G 0 89109 0.00 D 23470 D Common Stock 26820 I By Profit Sharing Plan Common Stock 2021-07-09 5 G 0 89109 0.00 A 100640 I By Spouse On July 9, 2021, the reporting person transferred 89,109 shares of common stock to his spouse. The reporting person disclaims Section 16 beneficial ownership of these shares except to the extent, if any, of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Following this transfer, the reporting person directly held 23,470 shares and his spouse directly held 100,640 shares. On the Form 4 filed by the reporting person on May 17, 2021, the Amount of Securities Beneficially Owned Following Reported Transaction(s) was reported as 106,052. The amount should have been 112,579. /s/ Michael J. Foster, Attorney-in-Fact 2021-07-13