-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WKEDfPxNiTKXtCvkN7VRIv3Fq+AEIBOjzZRIilJLF18iRmOf6jsAMrbxE45BWwlw LUxPkXDYcvqnbdjgtmMiUw== 0001181431-08-014062.txt : 20080227 0001181431-08-014062.hdr.sgml : 20080227 20080227161657 ACCESSION NUMBER: 0001181431-08-014062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080225 FILED AS OF DATE: 20080227 DATE AS OF CHANGE: 20080227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES INC CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 S PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 16 SOUTH PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golsen Family LLC CENTRAL INDEX KEY: 0001402465 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 08646788 BUSINESS ADDRESS: STREET 1: 16 S. PENNSYLVANIA AVENUE CITY: OKLAHOMA CITY STATE: OK ZIP: 73107 BUSINESS PHONE: 405-232-7033 MAIL ADDRESS: STREET 1: 16 S. PENNSYLVANIA AVENUE CITY: OKLAHOMA CITY STATE: OK ZIP: 73107 4 1 rrd197236.xml X0202 4 2008-02-25 0 0000060714 LSB INDUSTRIES INC LXU 0001402465 Golsen Family LLC 16 SOUTH PENNSYLVANIA AVENUE OKLAHOMA CITY OK 73107 0 0 1 0 Common Stock 2008-02-25 4 S 0 27563 24.00 D 695313 D Common Stock 2008-02-26 4 S 0 28037 23.99 D 667276 D Common Stock 1796054 I By SBL Series B Preferred Common Stock 133333 4000 D Series B Preferred Common Stock 533333 16000 I By SBL Series D Preferred Common Stock 250000 1000000 I By SBL Golsen Family LLC ("GFLLC") is owned by Jack E. Golsen, chief executive officer and chairman of the board of the Issuer, through his revocable trust (45.923%), his spouse, Sylvia Golsen through her revocable trust (45.923%), his sons, Barry H. Golsen, director and the president of the Issuer (2.718%), and Steven J. Golsen, executive officer of a subsidiary of the Issuer (2.718%), and his daughter (2.718%). SBL, LLC ("SBL") is owned by GFLLC (49% owner), Barry Golsen (17% owner), Steven Golsen (17% owner), and Jack E. Golsen's daughter (17% owner). Golsen Petroleum Corporation ("GPC") is a wholly owned subsidiary of SBL. The amount shown in Table I includes 1,512,099 shares owned by SBL and 283,955 shares owned directly by GPC, and the amount shown in Table II includes 12,000 shares of the Issuer's Series B Preferred owned by SBL and 4,000 shares of the Issuer's Series B Preferred owned directly by GPC. Voting and dispositive power over the securities held by SBL and GPC is possessed by Jack E. Golsen, who is the chief executive officer and chairman of the board of the Issuer, and Barry H. Golsen, a director and the president of the Issuer. Each share of the Issuer's Series "B" 12% Cumulative Preferred Stock is convertible, at the option of the holder into 33.3333 shares of the Issuer's common stock. Each share is convertible as long as such is outstanding. The Company's Series "D" 6% Cumulative, Convertible Class C Preferred Stock is convertible at the option of the holder into the Issuer's common stock at the rate of four shares of Preferred "D" for one share of common stock. Each share is convertible as long as such is outstanding. These shares were sold pursuant to a Rule 10b5-1 Sales Plan adopted on November 29, 2007. Jack E. Golsen, Manager 2008-02-27 -----END PRIVACY-ENHANCED MESSAGE-----