0000899243-16-020523.txt : 20160520 0000899243-16-020523.hdr.sgml : 20160520 20160520115412 ACCESSION NUMBER: 0000899243-16-020523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160519 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES INC CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 S PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 16 SOUTH PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LSB Funding LLC CENTRAL INDEX KEY: 0001660229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 161665266 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-607-0543 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-19 0 0000060714 LSB INDUSTRIES INC LXU 0001660229 LSB Funding LLC 350 PARK AVENUE, 14TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2016-05-19 4 X 0 4103746 0.10 A 4103746 D Common Stock 2016-05-19 4 S 0 34422 11.9219 D 4069324 D Warrants to Purchase Common Stock 0.10 2016-05-19 4 X 0 4103746 6.36 D 2015-12-04 2025-12-04 Common Stock 4103746 0 D The Reporting Peron paid the exercise price in connection with the exercise of its warrants to purchase 4,103,746 shares of common stock on a cashless basis, resulting in the issuer's withholding 34,422 shares of common stock to pay the exercise price and issuing to the Reporting Person the remaining 4,069,324 shares. /s/ Anthony D. Minella , Manager 2016-05-20