0000899243-16-020523.txt : 20160520
0000899243-16-020523.hdr.sgml : 20160520
20160520115412
ACCESSION NUMBER: 0000899243-16-020523
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160519
FILED AS OF DATE: 20160520
DATE AS OF CHANGE: 20160520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSB INDUSTRIES INC
CENTRAL INDEX KEY: 0000060714
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 731015226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16 S PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
BUSINESS PHONE: 4052354546
MAIL ADDRESS:
STREET 1: 16 SOUTH PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LSB Funding LLC
CENTRAL INDEX KEY: 0001660229
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07677
FILM NUMBER: 161665266
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-607-0543
MAIL ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-19
0
0000060714
LSB INDUSTRIES INC
LXU
0001660229
LSB Funding LLC
350 PARK AVENUE, 14TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2016-05-19
4
X
0
4103746
0.10
A
4103746
D
Common Stock
2016-05-19
4
S
0
34422
11.9219
D
4069324
D
Warrants to Purchase Common Stock
0.10
2016-05-19
4
X
0
4103746
6.36
D
2015-12-04
2025-12-04
Common Stock
4103746
0
D
The Reporting Peron paid the exercise price in connection with the exercise of its warrants to purchase 4,103,746 shares of common stock on a cashless basis, resulting in the issuer's withholding 34,422 shares of common stock to pay the exercise price and issuing to the Reporting Person the remaining 4,069,324 shares.
/s/ Anthony D. Minella , Manager
2016-05-20