0000060667-14-000071.txt : 20140404 0000060667-14-000071.hdr.sgml : 20140404 20140404104418 ACCESSION NUMBER: 0000060667-14-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140402 FILED AS OF DATE: 20140404 DATE AS OF CHANGE: 20140404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LOWES COMPANIES INC CENTRAL INDEX KEY: 0000060667 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 560578072 STATE OF INCORPORATION: NC FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 1000 LOWE'S BLVD. CITY: MOORESVILLE STATE: NC ZIP: 28117 BUSINESS PHONE: 7047581000 MAIL ADDRESS: STREET 1: P.O. BOX 1000 CITY: MOORESVILLE STATE: NC ZIP: 28115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSURA MAUREEN K CENTRAL INDEX KEY: 0001230085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07898 FILM NUMBER: 14744696 MAIL ADDRESS: STREET 1: C/O ARCHER DANIELS MIDLAND CO STREET 2: 4666 FARIES PARKWAY CITY: DECATUR STATE: IL ZIP: 62526 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-04-02 0 0000060667 LOWES COMPANIES INC LOW 0001230085 AUSURA MAUREEN K 1000 LOWE'S BOULEVARD MOORESVILLE NC 28117 0 1 0 0 Chief Human Resources Officer Common Stock 2014-04-02 4 S 0 22254.0 49.8375 D 80870 D Common Stock 2014-04-02 4 S 0 646.0 49.472 D 80224 D Common Stock 2014-04-02 4 M 0 53334.0 28.38 A 133558 D Common Stock 2014-04-02 4 S 0 53334.0 49.6988 D 80224 D Common Stock 2014-04-02 4 M 0 46666.0 25.5 A 126890 D Common Stock 2014-04-02 4 S 0 46666.0 49.6988 D 80224 D Common Stock 2014-04-02 4 M 0 23333.0 23.98 A 103557 D Common Stock 2014-04-02 4 S 0 23333.0 49.6988 D 80224 D Non-Qualified Stock Option (right to buy) 23.98 2014-04-02 4 M 0 23333.0 0.0 D 2017-03-01 Common Stock 23333 0 D Non-Qualified Stock Option (right to buy) 25.5 2014-04-02 4 M 0 46666.0 0.0 D 2018-03-01 Common Stock 46666 0 D Non-Qualified Stock Option (right to buy) 28.38 2014-04-02 4 M 0 53334.0 0.0 D 2019-03-01 Common Stock 53334 26666 D This transaction was executed in multiple trades at prices ranging from $49.62 to $49.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $49.41 to $49.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option vests in three annual installments beginning on March 1, 2011. The option vests in three annual installments beginning on March 1, 2012. The option vests in three annual installments beginning on March 1, 2013. By: /s/ Sandra Felton by power of attorney For: Maureen K. Ausura 2014-04-04