N-PX 1 npx2019.htm CGM TRUST N-PX Document


 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
 
 
Investment Company Act file number
811-00082

 
 
CGM TRUST
(Exact name of registrant as specified in charter)
 
One International Place, Boston, MA
02110
(Address of principal executive offices)
(Zip code)
 
Barry N. Hurwitz, Esq.
Morgan, Lewis & Bockius LLP, One Federal St., Boston, MA 02110
(Name and address of agent for service)
 
Registrant's telephone number, including area code:
617-737-3225
 
Date of fiscal year end:
12/31
 
Date of reporting period:
7/1/2018 - 6/30/2019

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 
 
SEC 2451 (4-03)
PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.





CGM Trust - File No. 811-00082
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Mutual Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Banco Bradesco SA
BBD
059460303
3/11/2019
3. Election of fiscal council: 3a. Luiz Carlos de Freitas / Joao Batistela Biazon, 3b. Walter Luis Bernardes Albertoni / Reginaldo Ferreira Alexandre.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Banco Santander Brasil S.A.
BSBR
05967A107
4/26/2019
01. To TAKE the management accounts, examining, discussing and voting the Company's financial statements related to the fiscal year ended on December 31, 2018, together with management report, the balance sheet, other parts of the financial statements, external auditors' opinion and the audit committee report.
Issuer
Yes
For
For
 
 
 
 
02. To DECIDE on the destination of the net profit of the fiscal year of 2018 and the distribution of dividends.
Issuer
Yes
For
For
 
 
 
 
03. To FIX the number of members that will compose the Board of Directors in the mandate from 2019 to 2021. The controlling shareholders propose that the number of members to be members of the Board of Directors for the 2017 to 2019 term be set at ten members.
Issuer
Yes
For
For
 
 
 
 
04a. To ELECT the members of the Company's Board of Directors for a term of office from 2019 to 2021: Alvaro Antonio Cardoso de Souza, Sergio Agapito Lires Rial, Celso Clemente Giacometti, Conrado Engel, Deborah Patricia Wright, Deborah Stern Vieitas, Jose Antonio Alvarez Alvarez, Jose de Paiva Ferreira, Jose Maria Nus Badia, Marilia Artimonte Rocca.
Issuer
Yes
For
For
 
 
 
 
04b. If one or more of the candidates that compose the slate fails to integrate it, your votes will continue to be conferred to the slate.
Issuer
Yes
For
For
 
 
 
 
05. To FIX the annual overall compensation of the Company's management and members of Audit Committee.
Issuer
Yes
For
For
 
 
 
 
E1. To AMEND the wording of articles 21 and 24 of the Company's Bylaws, in order to modify the rules for the installation of meetings of the Executive Board, granting mandates and representation of the Company.
Issuer
Yes
For
For
 
 
 
 
E2. Due to the deliberate in item (i), APPROVE the consolidation of the Company's Bylaws.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Dollar Tree, Inc.
DLTR
256746108
6/13/2019
1. To elect thirteen directors: 1a. Arnold S. Barron, 1b. Gregory M. Bridgeford, 1c. Thomas W. Dickson, 1d. Conrad M. Hall, 1e. Lemuel E. Lewis, 1f. Jeffrey G. Naylore, 1g. Gary M. Philbin, 1h. Bob Sasser, 1i. Thomas A. Saunders III, 1j. Stephanie P. Stahl, 1k. Carrie A. Wheeler, 1l. Thomas E. Whiddon, 1m. Carl P. Zeithami.
Issuer
Yes
For
For
 
 
 
 
2. To approve, on an advisory basis, the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
General Electric Company
GE
369604103
5/8/2019
1. Election of Director: Sebastien Bazin.
Issuer
No
 
 
 
 
 
 
2. Election of Director: H. Lawrence Culp, Jr..
Issuer
No
 
 
 
 
 
 
3. Election of Director: Francisco D'Souza.
Issuer
No
 
 





 
 
 
 
4. Election of Director: Edward Garden.
Issuer
No
 
 
 
 
 
 
5. Election of Director: Thomas Horton.
Issuer
No
 
 
 
 
 
 
6. Election of Director: Risa Lavizzo-Mourey.
Issuer
No
 
 
 
 
 
 
7. Election of Director: Catherine Lesjak.
Issuer
No
 
 
 
 
 
 
8. Election of Director: Paula Rosput Reynolds.
Issuer
No
 
 
 
 
 
 
9. Election of Director: Leslie Seidman.
Issuer
No
 
 
 
 
 
 
10. Election of Director: James Tisch.
Issuer
No
 
 
 
 
 
 
11, Advisory approval of Company's named executives' compensation.
Issuer
No
 
 
 
 
 
 
12. Approval of a reduction of minimum number of Directors from 10 to 7.
Issuer
No
 
 
 
 
 
 
13. Ratification of KPMG as independent auditor for 2019.
Issuer
No
 
 
 
 
 
 
14. Stockholder proposal requiring the Chairman of the Board to be independent.
Security Holder
Yes
Against
For
 
 
 
 
15. Stockholder proposal to adopt cumulative voting for Director elections.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Huntington Ingalls Industries, Inc.
HLL
446413106
4/30/2019
1. Elect eleven directors: 1.01. Phillip M. Bilden, 1.02. Augustus L. Collins, 1.03. Kirkland H. Donald, 1.04. Thomas B. Fargo, 1.05. Victoria D. Harker, 1.06. Anastasia D. Kelly, 1.07. Tracy B. McKibben, 1.08. C. Michael Petters, 1.09. Thomas C. Schievelbein, 1.10. John K. Welch, 1.11. Stephen R. Wilson.
Issuer
No
 
 
 
 
 
 
2. Approve executive compensation on an advisory basis.
Issuer
No
 
 
 
 
 
 
3. Ratify the appointment of Deloitte and Touche LLP as Company's independent auditors for 2019.
Issuer
No
 
 
 
 
 
 
4. Shareholder proposal to permit unlimited number of stockholders to aggregate their ownership of HII common stock to satisfy the ownership requirement under HII's proxy access bylaw.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Kohl's Corporation
KSS
500255104
5/15/2019
1. Elect ten directors: 1a. Steven A. Burd, 1b. Steven A. Burd, 1c. H. Charles Floyd, 1d. Michelle Gass, 1e. Jonas Prising, 1f. John E. Schlifske, 1g. Adrianne Shapira, 1h. Frank V. Sica, 1i. Stephanie A. Streeter, 1j. Stephen E. Watson.
Issuer
Yes
For
For
 
 
 
 
2. Ratify the appointment of Ernst & Young LLP as Company's independent registered public accounting firm for the fiscal year ending February 1, 2020.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote on approval of the compensation of named executives.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal regarding political disclosure.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal regarding vendor policy regarding oversight on animal welfare.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Northrop Grumman Corporation
NOC
666807102
5/15/2019
1. To elect thirteen directors: 1a. Wesley G. Bush, 1b. Marianne C. Brown, 1c. Donald E. Felsinger, 1d. Ann M. Fudge, 1e. Bruce S. Gordon, 1f. William H. Hernandez, 1g. Madeleine A. Kleiner, 1h. Karl J. Krapek, 1i. Gary Roughead, 1j. Thomas M. Schoewe, 1k. James S. Turley, 1l. Kathy J. Warden, 1m. Mark A. Welsh III.
Issuer
Yes
For
For
 
 
 
 
2. Proposal to approve, on an advisory basis, the compensation of the Company's executive officers.
Issuer
Yes
For
For
 
 
 
 
3. Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent auditor for fiscal year ending December 31, 2019.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal to provide for a report on management systems and processes for implementing the Company's human rights policy.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal to provide for an independent chair.
Security Holder
Yes
Against
For





 
 
 
 
 
 
 
 
 
Norwegian Cruise Line Holdings LTD.
NLCH
G66721104
6/13/2019
1. To elect four directors: 1a. Frank J. Del Rio, 1b. Chad A. Leat, 1c. Steve Martinez, 1d. Pamela Thomas-Graham.
Issuer
No
 
 
 
 
 
 
2. Approval, on a non-binding, advisory basis, of the compensation of named executive officers.
Issuer
No
 
 
 
 
 
 
3. Approval of the amendment and restatement of Company's by-laws to delete obsolete provisions.
Issuer
No
 
 
 
 
 
 
4. Ratification of the appointment of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm for the year ending December 31, 2019 and the determination of PwC's remuneration by Company's audit committee.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
PBF Energy Inc.
PBF
69318G106
5/23/2019
1. To elect nine directors: 1A. Thomas Nimbley, 1B. Spencer Abraham, 1C. Wayne Budd, 1D. S. Eugene Edwards, 1E. William Hantke, 1F. Edward Kosnik, 1G. Robert Lavinia, 1H. Kimberly Lubel, 1I. George Ogden.
Issuer
No
 
 
 
 
 
 
2. The ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditor for the year ended December 31, 2019.
Issuer
No
 
 
 
 
 
 
3. An advisory vote on the 2018 compensation of the named executive officers.
Issuer
No
 
 
 
 
 
 
4. An advisory vote on the frequency of the advisory vote on executive compensation being 1 year.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Petroleo Brasileiro S.A.
PBR
71654V408
12/11/2018
1. Proposal to amend Petrobras' Articles of Incorporation to amend articles 23, 28 and 30, and consequent consolidation of the Articles of Corporation, as proposed by Management filed in electronic addresses of the Brazilian Securities and Exchange Commission (CMV) and the Company.
Issuer
No
 
 
 
 
 
 
2. Proposal for merger of PDET Offshore S.A. by Petrobras to:
Issuer
No
 
 
 
 
 
 
2a. Ratify the contracting of Recall Ledger Consultoria e Desenvolvimento Empresarial Ltda. By Petrobras for the preparation of the Appraisal Report, at book value, of PDET's shareholders' equity, pursuant to paragraph 1 of article 227 of Law 6404, of December 15, 1976.
Issuer
No
 
 
 
 
 
 
2b. To approve the Appraisal Report prepared by Recall Ledger Consultoria e Desenvolvimento Empresarial Ltda. For the appraisal, at book value, of PDET's shareholders' equity.
Issuer
No
 
 
 
 
 
 
2c. To approve, in all its terms and conditions, the Protocol and Justification of the Merger, executed between PDET and Petrobras on October 24, 2018.
Issuer
No
 
 
 
 
 
 
2d. To approve the incorporation of PDET by Petrobras, with its consequent extinction, without increasing the capital stock of Petrobras.
Issuer
No
 
 
 
 
 
 
2e. To authorize Petrobras' Board of Executive Officers to perform all acts required to complete the incorporation and regularization of the situation of the acquired Company and the surviving Company before the competent bodies, as necessary.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Petroleo Brasileiro S.A.
PBR
71654V408
4/25/2019
1. To analyze management's accounts, examination, discussion and voting of the Annual Report and the Company's financial statements, accompanied by the report of the independent auditors and the Fiscal council's report, for the fiscal year ended December 31, 2018.
Issuer
No
 
 
 
 
 
 
2. Capital budget proposal for the 2019 fiscal year.
Issuer
No
 
 
 
 
 
 
3. Proposal for the 2018 fiscal year results destination.
Issuer
No
 
 
 
 
 
 
4. Removal of a member of the Board of directors elected by the controlling shareholder.
Issuer
No
 
 





 
 
 
 
5. Election of the members of the Board of Directors.
Issuer
No
 
 
 
 
 
 
5a. Candidates appointed by the controlling shareholder and candidate appointed by the Company's employees. Roberto da Cunha Castello Branco, Eduardo Bacellar Leal Ferreira, Joao Cox, Nivio Ziviani, Alexandre Vigigal de Oliveira, Danilo Ferreira da Silva.
Issuer
No
 
 
 
 
 
 
5b. If one or more of the candidates that compose the slate fails to integrate it, your votes will continue to be conferred to the slate.
Issuer
No
 
 
 
 
 
 
5c. In case of adoption of the multiple vote process, to distribute your votes in equal percentages by the members of the slate.
Issuer
No
 
 
 
 
 
 
6. Election of Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira.
Issuer
No
 
 
 
 
 
 
7. Election of the members of the Fiscal council:
Issuer
No
 
 
 
 
 
 
7a1. Candidates appointed by the controlling shareholder: Holder: Marisete Fatima Dadald Pereira, Substitute: Agnes Maria de Aragao da Costa, Holder: Eduardo Cesar Pasa, Substitute: Jairez Eloi de Sousa Paulista, Holder: Jose Franco Medeiros de Morais, Substitute: Gildenora Batista Dantas Milhomem.
Issuer
No
 
 
 
 
 
 
8. Establishment of the compensation of Management, members of the Fiscal council and members of the Statutory Advisory Committee to the Board of Directors.
Issuer
No
 
 
 
 
 
 
E1. Proposal to amend Petros' bylaws to amend articles 3, 16, 18, 19, 20, 21, 25, 29, 30, 32, 34, 35, 36, 40, 52, 58 and 63 of the bylaws, and consequent consolidation of the bylaws, as proposed by Management filed in the electronic addresses of the Brazilian Securities and Exchange Commission (CVM) and the Company.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Phillips 66
PSX
718546104
5/8/2019
1. To elect four directors: 1a. Greg C. Garland, 1b. Gary K. Adams, 1c. John E. Lowe, 1d. Denise L. Ramos.
Issuer
No
 
 
 
 
 
 
2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019.
Issuer
No
 
 
 
 
 
 
3. Advisory vote to approve executive compensation.
Issuer
No
 
 
 
 
 
 
4. Advisory vote on the frequency of future shareholder advisory votes to approve executive compensation at 1 year.
Issuer
No
 
 
 
 
 
 
5. Shareholder proposal requesting an annual report on plastic pollution.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
PVH Corp
PVH
693656100
6/20/2019
1. To elect twelve directors: 1a. Mary Baglivo, 1b. Brent Callinicos, 1c. Emanuel Chirico, 1d. Juan R. Figuereo, 1e. Joseph B. Fuller, 1f. V. James Marino, 1g. G. Penny McIntyre, 1h. Amy McPherson, 1i. Henry Nasella, 1j. Edward R. Rosenfeld, 1k. Craig Rydin, 1l. Judith Amanda Sourry Knox.
Issuer
No
 
 
 
 
 
 
2. Approval of the advisory resolution on executive compensation.
Issuer
No
 
 
 
 
 
 
3. Approval of the amendment to Company's Certificate of Incorporation to eliminate the requirement of an 80% supermajority vote for stockholder to approve certain transactions with certain stockholders.
Issuer
No
 
 
 
 
 
 
4. Approval of the amendment to Company's Certificate of Incorporation to eliminate the requirement of an 80% supermajority vote for stockholders to amend Company's By-laws.
Issuer
No
 
 
 
 
 
 
5. Ratification of Ernst & Young LLP as auditors for fiscal year 2019.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 





Tiffany & Co.
TIF
886547108
6/4/2019
1. To elect eleven directors: 1a. Alessandro Bogliolo, 1b. Rose Marie Bravo, 1c. Hafize Gaye Erkan, 1d. Roger N. Farah, 1e. Jane Hertzmark Hudis, 1f. Abby F. Kohnstamm, 1g. James E. Little, 1h. William Shutzer, 1i. Robert S. Singer, 1j. Francesco Trapani, 1k. Annie Young-Scrivner.
Issuer
No
 
 
 
 
 
 
2. Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's consolidated financial statements for fiscal 2019.
Issuer
No
 
 
 
 
 
 
3. Approval, on an advisory basis, of the compensation paid to the Company's named executive officers in fiscal 2018.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
United Rental, Inc.
URI
911363109
5/8/2019
1a. Election of director: Jose B. Alvarez.
Issuer
No
 
 
 
 
 
 
1b. Election of director: Marc A. Bruno.
Issuer
No
 
 
 
 
 
 
1c. Election of director: Matthew J. Flannery.
Issuer
No
 
 
 
 
 
 
1d. Election of director: Bobby J. Griffin.
Issuer
No
 
 
 
 
 
 
1e. Election of director: Kim Harris Jones.
Issuer
No
 
 
 
 
 
 
1f. Election of director: Terri L. Kelly.
Issuer
No
 
 
 
 
 
 
1g. Election of director: Michael J. Kneeland.
Issuer
No
 
 
 
 
 
 
1h. Election of director: Gracia C. Martore.
Issuer
No
 
 
 
 
 
 
1i. Election of director: Jason D. Papastavrou.
Issuer
No
 
 
 
 
 
 
1j. Election of director: Filippo Passerini.
Issuer
No
 
 
 
 
 
 
1k. Election of director: Donald C. Roof.
Issuer
No
 
 
 
 
 
 
1l. Election of director: Shiv Singh.
Issuer
No
 
 
 
 
 
 
2. Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019.
Issuer
No
 
 
 
 
 
 
3. Advisory approval of executive compensation.
Issuer
No
 
 
 
 
 
 
4. Approval of 2019 Long Term Incentive Plan.
Issuer
No
 
 
 
 
 
 
5. Stockholder proposal on right to act written consent.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Valero Energy Corporation
VLO
91913Y100
4/30/2019
1. To elect ten directors: 1A. H. Paulett Eberhart, 1B. Joseph W. Gorder, 1C. Kimberly S. Greene, 1D. Deborah P. Majoras, 1E. Donald L. Nickles, 1F. Philip J. Pfeiffer, 1G. Robert A. Profusek, 1H. Stephen M. Waters, 1I. Randall J. Weisenburger, 1J. Rayford Wilkins, Jr..
Issurer
Yes
For
For
 
 
 
 
2. Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2019.
Issuer
Yes
For
For
 
 
 
 
3. Approve, by non-binding vote, the 2018 compensation of Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Zebra Technologies Corporation
ZBRA
989207105
5/16/2019
1. To elect two directors: 01. Frank B. Modruson, 02. Michael A. Smith
Issuer
No
 
 
 
 
 
 
2. Proposal to approve, by non-binding vote, compensation of named executive officers.
Issuer
No
 
 
 
 
 
 
3. Ratify the appointment of Ernst & Young LLP as Company's independent auditors for 2019.
Issuer
No
 
 






CGM Trust - File No. 811-00082
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Realty Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Alexandria Real Estate Equities, Inc.
ARE
015271109
5/9/2019
1. Election of eight directors: 1.1. Joel S. Marcus, 1.2. Steven R. Hash, 1.3. John L. Atkins, III, 1.4. James P. Cain, 1.5. Maria C. Freire, 1.6. Richard H. Klein, 1.7. James H. Richardson, 1.8. Michael A. Woronoff.
Issuer
Yes
For
For
 
 
 
 
2. To cast a non-binding, advisory vote on a resolution to approve the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2019.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
American Tower Corporation
AMT
03027X100
5/21/2019
1. Proposal to elect ten directors: 1.a. Raymond P. Dolan, 1.b. Robert D. Hormats, 1.c. Gustavo Lara Cantu, 1.d. Grace D. Lieblein, 1.e. Craig Macnab, 1.f. JoAnn A. Reed, 1.g. Pamela D.A. Reeve, 1.h. David E. Sharbutt, 1.i. James D. Taiclet, 1.j. Samme L. Thompson.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019.
Issuer
Yes
For
For
 
 
 
 
3. To approve, on an advisory basis, the Company's executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. To adopt a policy requiring an independent Board Chairman.
Security Holder
Yes
Against
For
 
 
 
 
5. To require periodic reports on political contributions and expenditures.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Americold Realty Trust
COLD
03064D108
5/22/2019
1. Election of six directors: 1A. Fred W. Boehler, 1B. George J. Alburger, Jr., 1C. James R. Heistland, 1D. Michelle M. MacKay, 1E. Mark R. Patterson, 1F. Andrew P. Power.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote on compensation of named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote on frequency of Say-On-Pay to 1 year.
Issuer
Yes
For
For
 
 
 
 
4. Ratification of Ernst & Young LLP as Company's independent accounting firm for 2019.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Banco Bradesco SA
BBD
059460303
3/11/2019
3. Election of fiscal council: 3a. Luiz Carlos de Freitas / Joao Batistela Biazon, 3b. Walter Luis Bernardes Albertoni / Reginaldo Ferreira Alexandre.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
CBRE Group, Inc.
CBRE
12504L109
5/17/2019
1. To elect eleven directors: 1a. Brandon B. Boze, 1b. Beth F. Cobert, 1c. Curtis F. Feeny, 1d. Reginald H. Gilyard, 1e. Shira D. Goodman, 1f. Christopher T. Jenny, 1g. Gerardo I. Lopez, 1h. Robert E. Sulentic, 1i. Laura D. Tyson, 1j. Ray Wirta, 1k. Sanjiv Yajnik.
Issuer
Yes
For
For
 
 
 
 
2. Ratify the appointment of KPMG LLP as Company's independent registered public accounting firm for 2019.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote to approve named executive officer compensation for 2018.
Issuer
Yes
For
For
 
 
 
 
4. Approve the 2019 Equity Incentive Plan.
Issuer
Yes
For
For





 
 
 
 
5. Stockholder proposal regarding revisions to the Company's proxy access by-law.
Security Holder
Yes
Against
For
 
 
 
 
6. Stockholder proposal requesting that the Board of Directors prepare a report on the impact of mandatory arbitration policies.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
CoreCivic, Inc.
CXW
21871N101
5/16/2019
1. Election of eleven directors: 1a. Donna M. Alvardo, 1b. Robert J. Dennis, 1c. Mark A. Emkes, 1d. Damon T. Hininger, 1e. Stacia A. Hylton, 1f. Harley G. Lappin, 1g. Anne L. Mariucci, 1h. Thurgood Marshall, Jr., 1i. Devin I. Murphy, 1j. Charles L. Overby, 1k. John R. Prann, Jr..
Issuer
Yes
For
For
 
 
 
 
2. Non-binding ratification of the appointment by our Audit Committee of Ernst & Young LLP as Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote to approve the compensation of Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Crown Castle International Corp
CCI
22822V101
5/16/2019
1. To elect twelve directors: 1a. P. Roberto Bartolo, 1b. Jay A. Brown, 1c. Cindy Christy, 1d. Ari Q. Fitzgerald, 1e. Robert E. Garrison II, 1f. Andrea J. Goldsmith, 1g. Lee W. Hogan, 1h. Edward C. Hutcheson, Jr., 1i. J. Landis Martin, 1j. Robert F. McKenzie, 1k. Anthony J. Melone, 1l. Benjamin Moreland.
Issuer
Yes
For
For
 
 
 
 
2. The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019.
Issuer
Yes
For
For
 
 
 
 
3. The non-binding, advisory vote to approve the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Cushman & Wakefield PLC
CWK
G2717B108
6/6/2019
1.1. Election of Class I director: Jonathan Coslet.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of Class I director: Qi Chen.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of Class I director: Michelle MacKay.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of KPMG LLP as independent registered public accounting firm for the year ending December 31, 2019.
Issuer
Yes
For
For
 
 
 
 
3. To appoint KPMG LLP as UK statutory auditor to audit the UK statutory annual accounts for the year ending December 31, 2019.
Issuer
Yes
For
For
 
 
 
 
4. To authorize the Audit Committee to determine the compensation of the UK statutory auditor.
Issuer
Yes
For
For
 
 
 
 
5. To approve on a non-binding, advisory basis, the compensation of the named executive officers.
Issuer
Yes
For
For
 
 
 
 
6. To approve on a non-binding, advisory basis, the frequency of future non-binding, advisory votes on the compensation of the named executive officers to one year.
Issuer
Yes
For
For
 
 
 
 
7. To approve on a non-binding, advisory basis, the UK director compensation report.
Issuer
Yes
For
For
 
 
 
 
8. To approve the director compensation policy.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
The Geo Group, Inc.
GEO
36162J106
5/7/2019
1. Election of seven directors: Anne N. Foreman, Richard H. Glanton, Scott M. Kernan, Guido Van Hauwermeiren, Christopher C. Wheeler, Julie Myers Wood, George C. Zoley.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the 2019 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. To hold an advisory vote to approve named executive officer compensation.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal regarding an annual Human rights report.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 





Jones Lang LaSalle Incorporated
JLL
48020Q107
5/29/2019
1a. Election of Director: Hugo Bague.
Issuer
Yes
For
For
 
 
 
 
1b. Election of Director: Matthew Carter, Jr..
Issuer
Yes
For
For
 
 
 
 
1c. Election of Director: Samuel A. Di Piazza, Jr..
Issuer
Yes
For
For
 
 
 
 
1d. Election of Director: Shiela A. Penrose.
Issuer
Yes
For
For
 
 
 
 
1e. Election of Director: Ming Lu.
Issuer
Yes
For
For
 
 
 
 
1f. Election of Director: Bridget Macaskill.
Issuer
Yes
For
For
 
 
 
 
1g. Election of Director: Martin H. Nesbitt.
Issuer
Yes
For
For
 
 
 
 
1h. Election of Director: Jeetendra I. Patel.
Issuer
Yes
For
For
 
 
 
 
1i. Election of Director: Ann Marie Petach.
Issuer
Yes
For
For
 
 
 
 
1j. Election of Director: Christian Ulbrich.
Issuer
Yes
For
For
 
 
 
 
2. Non-binding, advisory vote approving executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Approval of the 2019 Stock Award and Incentive Plan.
Issuer
Yes
For
For
 
 
 
 
4. Ratification of appointment of KPMG LLP as independent registered public accounting firm for the year ending December 31, 2019.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
KKR Real Estate Finance Trust Inc.
KREF
48251K100
4/26/2019
1. To elect eight directors: 1.01. Terrance R. Ahern, 1.02. R. Craig Blanchard, 1.03. Irene M. Esteves, 1.04. Todd A. Fisher, 1.05. Jonathan A. Langer, 1.06. Paula Madoff, 1.07. Deborah H. McAneny, 1.08. Ralph F. Rosenberg.
Issuer
Yes
For
For
 
 
 
 
2. Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Lennar Corporation
LEN
526057104
4/10/2019
1. Elect twelve directors: 1.01. Rick Beckwitt, 1.02. Irving Bolotin, 1.03. Steven L. Gerard, 1.04. Tig Gilliam 1.05. Sherrill W. Hudson, 1.06. Jonathan M. Jaffe, 1.07. Sidney Lapidus, 1.08. Teri P. McClure, 1.09. Stuart Miller, 1.10. Armando Olivera, 1.11. Jeffrey Sonnenfeld, 1.12. Scott Stowell.
Issuer
No
 
 
 
 
 
 
2. Ratify the appointment of Deloitte & Touche LLP as Company's independent registered public accounting firm for the fiscal year ending November 30, 2019.
Issuer
No
 
 
 
 
 
 
3. Approve, on an advisory basis, the compensation of named executive officers.
Issuer
No
 
 
 
 
 
 
4. Shareholder proposal regarding having directors elected by a majority of the votes cast in uncontested elections.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
MGM Growth Properties LLC
MGP
55303A105
5/1/2019
1. Elect seven directors: 1a. James J. Murren, 1b. Michael Rietbrock, 1c. Thomas Roberts, 1d. Daniel J. Taylor, 1e. William J. Hornbuckle, 1f. John M. McManus, 1g. Robert Smith.
Issuer
No
 
 
 
 
 
 
2. To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for the year ending December 31, 2019.
Issuer
No
 
 
 
 
 
 
3. To approve, on an advisory basis, the compensation of named executive officers.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
New Residential Investment Corp.
NRZ
64828T201
5/23/2019
1. To elect three directors: 1.01. Douglas L. Jacobs, 1.02. Robert J. McGinnis, 1.03. Andrew Sloves.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year 2019.
Issuer
Yes
For
For
 
 
 
 
3. Shareholder non-binding proposal to adopt "majority voting" in uncontested elections of directors.
Security Holder
Yes
Against
For
 
 
 
 
4. Shareholder non-binding proposal to provide a report on board diversity.
Security Holder
Yes
Against
For





 
 
 
 
 
 
 
 
 
Petroleo Brasileiro S.A.
PBR
71654V408
12/11/2018
1. Proposal to amend Petrobras' Articles of Incorporation to amend articles 23, 28 and 30, and consequent consolidation of the Articles of Corporation, as proposed by Management filed in electronic addresses of the Brazilian Securities and Exchange Commission (CMV) and the Company.
Issuer
No
 
 
 
 
 
 
2. Proposal for merger of PDET Offshore S.A. by Petrobras to:
Issuer
No
 
 
 
 
 
 
2a. Ratify the contracting of Recall Ledger Consultoria e Desenvolvimento Empresarial Ltda. By Petrobras for the preparation of the Appraisal Report, at book value, of PDET's shareholders' equity, pursuant to paragraph 1 of article 227 of Law 6404, of December 15, 1976.
Issuer
No
 
 
 
 
 
 
2b. To approve the Appraisal Report prepared by Recall Ledger Consultoria e Desenvolvimento Empresarial Ltda. For the appraisal, at book value, of PDET's shareholders' equity.
Issuer
No
 
 
 
 
 
 
2c. To approve, in all its terms and conditions, the Protocol and Justification of the Merger, executed between PDET and Petrobras on October 24, 2018.
Issuer
No
 
 
 
 
 
 
2d. To approve the incorporation of PDET by Petrobras, with its consequent extinction, without increasing the capital stock of Petrobras.
Issuer
No
 
 
 
 
 
 
2e. To authorize Petrobras' Board of Executive Officers to perform all acts required to complete the incorporation and regularization of the situation of the acquired Company and the surviving Company before the competent bodies, as necessary.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Petroleo Brasileiro S.A.
PBR
71654V408
4/25/2019
1. To analyze management's accounts, examination, discussion and voting of the Annual Report and the Company's financial statements, accompanied by the report of the independent auditors and the Fiscal council's report, for the fiscal year ended December 31, 2018.
Issuer
Yes
For
For
 
 
 
 
2. Capital budget proposal for the 2019 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. Proposal for the 2018 fiscal year results destination.
Issuer
Yes
For
For
 
 
 
 
4. Removal of a member of the Board of directors elected by the controlling shareholder.
Issuer
Yes
For
For
 
 
 
 
5. Election of the members of the Board of Directors.
Issuer
Yes
For
For
 
 
 
 
5a. Candidates appointed by the controlling shareholder and candidate appointed by the Company's employees. Roberto da Cunha Castello Branco, Eduardo Bacellar Leal Ferreira, Joao Cox, Nivio Ziviani, Alexandre Vigigal de Oliveira, Danilo Ferreira da Silva.
Issuer
Yes
For
For
 
 
 
 
5b. If one or more of the candidates that compose the slate fails to integrate it, your votes will continue to be conferred to the slate.
Issuer
Yes
For
For
 
 
 
 
5c. In case of adoption of the multiple vote process, to distribute your votes in equal percentages by the members of the slate.
Issuer
Yes
For
For
 
 
 
 
6. Election of Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira.
Issuer
Yes
For
For
 
 
 
 
7. Election of the members of the Fiscal council:
Issuer
Yes
For
For
 
 
 
 
7a1. Candidates appointed by the controlling shareholder: Holder: Marisete Fatima Dadald Pereira, Substitute: Agnes Maria de Aragao da Costa, Holder: Eduardo Cesar Pasa, Substitute: Jairez Eloi de Sousa Paulista, Holder: Jose Franco Medeiros de Morais, Substitute: Gildenora Batista Dantas Milhomem.
Issuer
Yes
For
For
 
 
 
 
8. Establishment of the compensation of Management, members of the Fiscal council and members of the Statutory Advisory Committee to the Board of Directors.
Issuer
Yes
For
For





 
 
 
 
E1. Proposal to amend Petros' bylaws to amend articles 3, 16, 18, 19, 20, 21, 25, 29, 30, 32, 34, 35, 36, 40, 52, 58 and 63 of the bylaws, and consequent consolidation of the bylaws, as proposed by Management filed in the electronic addresses of the Brazilian Securities and Exchange Commission (CVM) and the Company.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
SITE Centers Corp
DDR
82981J109
5/9/2019
1. To elect eight directors: 1.1 Linda B. Abraham, 1.2. Terrance R. Ahern, 1.3. Jane E. DeFlorio, 1.4. Thomas Finne, 1.5. David R. Lukes, 1.6. Victor B. MacFarlane, 1.7. Alexander Otto, 1.8. Dawn M. Sweeney.
Issuer
Yes
For
For
 
 
 
 
2. Approval, on an advisory basis, of the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the SITE Centers Corp. 2019 Equity and Incentive Compensation Plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Southern Copper Corporation
SCCO
84265V105
4/25/2019
1. To elect ten directors: 1.01. German L. Mota-Velasco, 1.02. Oscar Gonzalez Rocha, 1.03. Vicente A. Andreve, 1.04. Alfredo Casar Perez, 1.05. Enrique C. S. Mejorada, 1.06. Xavier G. De Q. Topete, 1.07. Rafael Mac G. Anciola, 1.08. Luis M. P. Bonilla, 1.09. Gilberto P. Cifuentes, 1.10. Carlos Ruiz Sacristan.
Issuer
Yes
For
For
 
 
 
 
2. Ratify the audit committee's selection of Galaz, Yamazaki, Ruiz Urquiza S.S., a member of Deloitte Touche Tohmatsu Limited, as Company's independent accountants for 2019.
Issuer
Yes
For
For
 
 
 
 
3. Approve by, non-binding vote, executive compensation.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Turquoise Hill Resources Ltd.
TRQ
900435108
5/14/2019
1. To elect seven directors: 01. Alan Chirgwin, 02. James W. Gill, 03. R. Peter Gillin, 04. Stephen Jones, 05. Ulf Quellmann, 06. Russel C. Robertson, 07. Maryse Saint-Laurent.
Issuer
Yes
For
For
 
 
 
 
2. To appoint PricewaterhouseCoopers LLP, Chartered professional accountants, as auditors of the Corporation at a remuneration to be fixed by the board of directors.
Issuer
Yes
For
For
 
 
 
 
3. Non-binding advisory vote to accept the approach to executive compensation.
Issuer
Yes
For
For






CGM Trust - File No. 811-00082
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Focus Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Banco Bradesco SA
BBD
059460303
3/11/2019
3. Election of fiscal council: 3a. Luiz Carlos de Freitas / Joao Batistela Biazon, 3b. Walter Luis Bernardes Albertoni / Reginaldo Ferreira Alexandre.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Banco Santander Brasil S.A.
BSBR
05967A107
4/26/2019
01. To TAKE the management accounts, examining, discussing and voting the Company's financial statements related to the fiscal year ended on December 31, 2018, together with management report, the balance sheet, other parts of the financial statements, external auditors' opinion and the audit committee report.
Issuer
Yes
For
For
 
 
 
 
02. To DECIDE on the destination of the net profit of the fiscal year of 2018 and the distribution of dividends.
Issuer
Yes
For
For
 
 
 
 
03. To FIX the number of members that will compose the Board of Directors in the mandate from 2019 to 2021. The controlling shareholders propose that the number of members to be members of the Board of Directors for the 2017 to 2019 term be set at ten members.
Issuer
Yes
For
For
 
 
 
 
04a. To ELECT the members of the Company's Board of Directors for a term of office from 2019 to 2021: Alvaro Antonio Cardoso de Souza, Sergio Agapito Lires Rial, Celso Clemente Giacometti, Conrado Engel, Deborah Patricia Wright, Deborah Stern Vieitas, Jose Antonio Alvarez Alvarez, Jose de Paiva Ferreira, Jose Maria Nus Badia, Marilia Artimonte Rocca.
Issuer
Yes
For
For
 
 
 
 
04b. If one or more of the candidates that compose the slate fails to integrate it, your votes will continue to be conferred to the slate.
Issuer
Yes
For
For
 
 
 
 
05. To FIX the annual overall compensation of the Company's management and members of Audit Committee.
Issuer
Yes
For
For
 
 
 
 
E1. To AMEND the wording of articles 21 and 24 of the Company's Bylaws, in order to modify the rules for the installation of meetings of the Executive Board, granting mandates and representation of the Company.
Issuer
Yes
For
For
 
 
 
 
E2. Due to the deliberate in item (i), APPROVE the consolidation of the Company's Bylaws.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Best Buy Co., Inc.
BBY
086516101
6/11/2019
1a) Election of director: Corie S. Barry.
Issuer
No
 
 
 
 
 
 
1b) Election of director: Lisa M. Caputo.
Issuer
No
 
 
 
 
 
 
1c) Election of director: J. Patrick Doyle.
Issuer
No
 
 
 
 
 
 
1d) Election of director: Russell P. Fradin.
Issuer
No
 
 
 
 
 
 
1e) Election of director: Kathy J. Higgins Victor.
Issuer
No
 
 
 
 
 
 
1f) Election of director: Hubert Joly.
Issuer
No
 
 
 
 
 
 
1g) Election of director: David W. Kenny.
Issuer
No
 
 
 
 
 
 
1h) Election of director: Cindy R. Kent.
Issuer
No
 
 
 
 
 
 
1i) Election of director: Karen A. McLoughlin.
Issuer
No
 
 
 
 
 
 
1j) Election of director: Thomas L. Millner.
Issuer
No
 
 
 
 
 
 
1k) Election of director: Claudia F. Munce.
Issuer
No
 
 
 
 
 
 
1l) Election of director: Richelle P. Parham.
Issuer
No
 
 
 
 
 
 
1m) Election of director: Eugene A. Woods.
Issuer
No
 
 





 
 
 
 
2. To ratify the appointment of Deloitte & Touche LLP as Company's independent registered public accounting firm for the fiscal year ending February 1, 2020.
Issuer
No
 
 
 
 
 
 
3. To approve in a non-binding advisory vote the Company's named executive officer compensation.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Dollar Tree, Inc.
DLTR
256746108
6/13/2019
1. To elect thirteen directors: 1a. Arnold S. Barron, 1b. Gregory M. Bridgeford, 1c. Thomas W. Dickson, 1d. Conrad M. Hall, 1e. Lemuel E. Lewis, 1f. Jeffrey G. Naylore, 1g. Gary M. Philbin, 1h. Bob Sasser, 1i. Thomas A. Saunders III, 1j. Stephanie P. Stahl, 1k. Carrie A. Wheeler, 1l. Thomas E. Whiddon, 1m. Carl P. Zeithami.
Issuer
Yes
For
For
 
 
 
 
2. To approve, on an advisory basis, the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Lockheed Martin Corporation
LMT
539830109
4/25/2019
1. To elect ten directors: 1a. Daniel F. Akerson, 1b. David B. Burritt, 1c. Bruce A. Carlson, 1d. James O. Ellis, Jr., 1e. Thomas J. Falk, 1f. Ilene S. Gordon, 1g. Marillyn A. Hewson, 1h. Vicki A. Hollub, 1i. Jeh C. Johnson, 1j. James D. Taiclet, Jr..
Issuer
Yes
For
For
 
 
 
 
2. Ratification of appointment of Ernst & Young LLP as independent auditors for 2019.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote to approve the compensation of named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Stockholder proposal to amend the proxy access bylaw.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Northrop Grumman Corporation
NOC
666807102
5/15/2019
1. To elect thirteen directors: 1a. Wesley G. Bush, 1b. Marianne C. Brown, 1c. Donald E. Felsinger, 1d. Ann M. Fudge, 1e. Bruce S. Gordon, 1f. William H. Hernandez, 1g. Madeleine A. Kleiner, 1h. Karl J. Krapek, 1i. Gary Roughead, 1j. Thomas M. Schoewe, 1k. James S. Turley, 1l. Kathy J. Warden, 1m. Mark A. Welsh III.
Issuer
Yes
For
For
 
 
 
 
2. Proposal to approve, on an advisory basis, the compensation of the Company's executive officers.
Issuer
Yes
For
For
 
 
 
 
3. Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent auditor for fiscal year ending December 31, 2019.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal to provide for a report on management systems and processes for implementing the Company's human rights policy.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal to provide for an independent chair.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
PBF Energy Inc.
PBF
69318G106
5/23/2019
1. To elect nine directors: 1A. Thomas Nimbley, 1B. Spencer Abraham, 1C. Wayne Budd, 1D. S. Eugene Edwards, 1E. William Hantke, 1F. Edward Kosnik, 1G. Robert Lavinia, 1H. Kimberly Lubel, 1I. George Ogden.
Issuer
No
 
 
 
 
 
 
2. The ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditor for the year ended December 31, 2019.
Issuer
No
 
 
 
 
 
 
3. An advisory vote on the 2018 compensation of the named executive officers.
Issuer
No
 
 
 
 
 
 
4. An advisory vote on the frequency of the advisory vote on executive compensation being 1 year.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 





Petroleo Brasileiro S.A.
PBR
71654V408
12/11/2018
1. Proposal to amend Petrobras' Articles of Incorporation to amend articles 23, 28 and 30, and consequent consolidation of the Articles of Corporation, as proposed by Management filed in electronic addresses of the Brazilian Securities and Exchange Commission (CMV) and the Company.
Issuer
No
 
 
 
 
 
 
2. Proposal for merger of PDET Offshore S.A. by Petrobras to:
Issuer
No
 
 
 
 
 
 
2a. Ratify the contracting of Recall Ledger Consultoria e Desenvolvimento Empresarial Ltda. By Petrobras for the preparation of the Appraisal Report, at book value, of PDET's shareholders' equity, pursuant to paragraph 1 of article 227 of Law 6404, of December 15, 1976.
Issuer
No
 
 
 
 
 
 
2b. To approve the Appraisal Report prepared by Recall Ledger Consultoria e Desenvolvimento Empresarial Ltda. For the appraisal, at book value, of PDET's shareholders' equity.
Issuer
No
 
 
 
 
 
 
2c. To approve, in all its terms and conditions, the Protocol and Justification of the Merger, executed between PDET and Petrobras on October 24, 2018.
Issuer
No
 
 
 
 
 
 
2d. To approve the incorporation of PDET by Petrobras, with its consequent extinction, without increasing the capital stock of Petrobras.
Issuer
No
 
 
 
 
 
 
2e. To authorize Petrobras' Board of Executive Officers to perform all acts required to complete the incorporation and regularization of the situation of the acquired Company and the surviving Company before the competent bodies, as necessary.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Petroleo Brasileiro S.A.
PBR
71654V408
4/25/2019
1. To analyze management's accounts, examination, discussion and voting of the Annual Report and the Company's financial statements, accompanied by the report of the independent auditors and the Fiscal council's report, for the fiscal year ended December 31, 2018.
Issuer
Yes
For
For
 
 
 
 
2. Capital budget proposal for the 2019 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. Proposal for the 2018 fiscal year results destination.
Issuer
Yes
For
For
 
 
 
 
4. Removal of a member of the Board of directors elected by the controlling shareholder.
Issuer
Yes
For
For
 
 
 
 
5. Election of the members of the Board of Directors.
Issuer
Yes
For
For
 
 
 
 
5a. Candidates appointed by the controlling shareholder and candidate appointed by the Company's employees. Roberto da Cunha Castello Branco, Eduardo Bacellar Leal Ferreira, Joao Cox, Nivio Ziviani, Alexandre Vigigal de Oliveira, Danilo Ferreira da Silva.
Issuer
Yes
For
For
 
 
 
 
5b. If one or more of the candidates that compose the slate fails to integrate it, your votes will continue to be conferred to the slate.
Issuer
Yes
For
For
 
 
 
 
5c. In case of adoption of the multiple vote process, to distribute your votes in equal percentages by the members of the slate.
Issuer
Yes
For
For
 
 
 
 
6. Election of Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira.
Issuer
Yes
For
For
 
 
 
 
7. Election of the members of the Fiscal council:
Issuer
Yes
For
For
 
 
 
 
7a1. Candidates appointed by the controlling shareholder: Holder: Marisete Fatima Dadald Pereira, Substitute: Agnes Maria de Aragao da Costa, Holder: Eduardo Cesar Pasa, Substitute: Jairez Eloi de Sousa Paulista, Holder: Jose Franco Medeiros de Morais, Substitute: Gildenora Batista Dantas Milhomem.
Issuer
Yes
For
For
 
 
 
 
8. Establishment of the compensation of Management, members of the Fiscal council and members of the Statutory Advisory Committee to the Board of Directors.
Issuer
Yes
For
For





 
 
 
 
E1. Proposal to amend Petros' bylaws to amend articles 3, 16, 18, 19, 20, 21, 25, 29, 30, 32, 34, 35, 36, 40, 52, 58 and 63 of the bylaws, and consequent consolidation of the bylaws, as proposed by Management filed in the electronic addresses of the Brazilian Securities and Exchange Commission (CVM) and the Company.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Phillips 66
PSX
718546104
5/8/2019
1. To elect four directors: 1a. Greg C. Garland, 1b. Gary K. Adams, 1c. John E. Lowe, 1d. Denise L. Ramos.
Issuer
No
 
 
 
 
 
 
2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019.
Issuer
No
 
 
 
 
 
 
3. Advisory vote to approve executive compensation.
Issuer
No
 
 
 
 
 
 
4. Advisory vote on the frequency of future shareholder advisory votes to approve executive compensation at 1 year.
Issuer
No
 
 
 
 
 
 
5. Shareholder proposal requesting an annual report on plastic pollution.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
PVH Corp
PVH
693656100
6/20/2019
1. To elect twelve directors: 1a. Mary Baglivo, 1b. Brent Callinicos, 1c. Emanuel Chirico, 1d. Juan R. Figuereo, 1e. Joseph B. Fuller, 1f. V. James Marino, 1g. G. Penny McIntyre, 1h. Amy McPherson, 1i. Henry Nasella, 1j. Edward R. Rosenfeld, 1k. Craig Rydin, 1l. Judith Amanda Sourry Knox.
Issuer
No
 
 
 
 
 
 
2. Approval of the advisory resolution on executive compensation.
Issuer
No
 
 
 
 
 
 
3. Approval of the amendment to Company's Certificate of Incorporation to eliminate the requirement of an 80% supermajority vote for stockholder to approve certain transactions with certain stockholders.
Issuer
No
 
 
 
 
 
 
4. Approval of the amendment to Company's Certificate of Incorporation to eliminate the requirement of an 80% supermajority vote for stockholders to amend Company's By-laws.
Issuer
No
 
 
 
 
 
 
5. Ratification of Ernst & Young LLP as auditors for fiscal year 2019.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Transocean Ltd.
RIG
H8817H100
11/29/2018
1. Amendment to Transocean's Articles of Association to create additional authorized share capital for the issuance of up to 147,700,195 Transocean shares to pay the Share Consideration in the Merger.
Issuer
No
 
 
 
 
 
 
2. Issuance of Transocean shares to pay the Share Consideration in the Merger, as required by the rules of the New York Stock Exchange.
Issuer
No
 
 
 
 
 
 
3. Deletion of special purpose authorized share capital in Article 5bis of Transocean's Articles of Association.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
United Rental, Inc.
URI
911363109
5/8/2019
1a. Election of director: Jose B. Alvarez.
Issuer
No
 
 
 
 
 
 
1b. Election of director: Marc A. Bruno.
Issuer
No
 
 
 
 
 
 
1c. Election of director: Matthew J. Flannery.
Issuer
No
 
 
 
 
 
 
1d. Election of director: Bobby J. Griffin.
Issuer
No
 
 
 
 
 
 
1e. Election of director: Kim Harris Jones.
Issuer
No
 
 
 
 
 
 
1f. Election of director: Terri L. Kelly.
Issuer
No
 
 
 
 
 
 
1g. Election of director: Michael J. Kneeland.
Issuer
No
 
 
 
 
 
 
1h. Election of director: Gracia C. Martore.
Issuer
No
 
 
 
 
 
 
1i. Election of director: Jason D. Papastavrou.
Issuer
No
 
 
 
 
 
 
1j. Election of director: Filippo Passerini.
Issuer
No
 
 
 
 
 
 
1k. Election of director: Donald C. Roof.
Issuer
No
 
 
 
 
 
 
1l. Election of director: Shiv Singh.
Issuer
No
 
 





 
 
 
 
2. Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019.
Issuer
No
 
 
 
 
 
 
3. Advisory approval of executive compensation.
Issuer
No
 
 
 
 
 
 
4. Approval of 2019 Long Term Incentive Plan.
Issuer
No
 
 
 
 
 
 
5. Stockholder proposal on right to act written consent.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Zebra Technologies Corporation
ZBRA
989207105
5/16/2019
1. To elect two directors: 01. Frank B. Modruson, 02. Michael A. Smith
Issuer
No
 
 
 
 
 
 
2. Proposal to approve, by non-binding vote, compensation of named executive officers.
Issuer
No
 
 
 
 
 
 
3. Ratify the appointment of Ernst & Young LLP as Company's independent auditors for 2019.
Issuer
No
 
 






SIGNATURES

[See General Instruction F]

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


 
 
(Registrant)
CGM TRUST
 
 
By  (Signature and Title)*
/s/ David C. Fietze
 
David C. Fietze, President
 
 
Date
August 29, 2019

* Print the name and title of each signing officer under his or her signature.