N-PX 1 npx2016.htm CGM TRUST N-PX Document


 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
 
 
Investment Company Act file number
811-00082

 
 
CGM TRUST
(Exact name of registrant as specified in charter)
 
One International Place, Boston, MA
02110
(Address of principal executive offices)
(Zip code)
 
Barry N. Hurwitz, Esq.
Morgan, Lewis & Bockius LLP, One Federal St., Boston, MA 02110
(Name and address of agent for service)
 
Registrant's telephone number, including area code:
617-737-3225
 
Date of fiscal year end:
12/31
 
Date of reporting period:
7/1/2015 - 6/30/2016

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 
 
SEC 2451 (4-03)
PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.




CGM Trust - File No. 811-82
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Mutual Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Bank of America
BAC
60505104
9/22/2015
1. Resolved, that the Bank of America Corporation stockholders herby ratify the October 1, 2014 amendments to the Company's bylaws that permit the Company's board of directors to determine the board's leadership structure, including appointing an independent chairman, or appointing a lead independent director when the chairman is not an independent director.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Bank of America
BAC
60505104
4/27/2016
1. Election of thirteen directors: A. Sharon L. Allen, B. Susan S. Bies, C. Jack O. Bovender, JR., D. Frank P. Bramble, SR., E. Pierre J.P. de Weck, F. Arnold W. Donald, G. Linda P. Hudson, H. Monica C. Lozano, I. Thomas J. May, J. Brian T. Moynihan, K. Lionel L. Nowell, III, L. Thomas D. Woods, M. R. David Yost.
Issuer
Yes
For
For
 
 
 
 
2. Approving Company's executive compensation, an advisory, non-binding "Say on Pay" resolution.
Issuer
Yes
For
For
 
 
 
 
3. Ratifying the appointment of PricewaterhouseCooper LLP as Company's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
4. Stockholder proposal regarding clawback amendment.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Citigroup Inc.
C
172967424
4/26/2016
1. Proposal to elect sixteen directors: A. Michael L. Corbat, B. Ellen M. Costello, C. Duncan P. Hennes, D. Peter B. Henry, E. Franz B. Humer, F. Renee J. James, G. Eugene M. McQuade, H. Michael E. O'Neill, I. Gary M. Reiner, J. Judith Rodin, K. Anthony M. Santomero, L. Joan E. Spero, M. Diana L. Taylor, N. William S. Thompson, JR., O. James S. Turley, P. Ernesto Zedillo Ponce de Leon.
Issuer
Yes
For
For
 
 
 
 
2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
3. Advisory approval of Citi's executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares.
Issuer
Yes
For
For
 
 
 
 
5. Approval of the amended and restated 2011 Citigroup executive performance plan.
Issuer
Yes
For
For
 
 
 
 
6. Stockholder proposal requesting a report demonstrating the Company does not have a gender pay gap.
Security Holder
Yes
Against
For
 
 
 
 
7. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions.
Security Holder
Yes
Against
For
 
 
 
 
8. Stockholder proposal requesting that the board appoint a stockholder value committee.
Security Holder
Yes
Against
For
 
 
 
 
9. Stockholder proposal requesting an amendment to the general clawback policy.
Security Holder
Yes
Against
For
 
 
 
 
10. Stockholder proposal requesting that the board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to voluntary resignation to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
D.R. Horton, Inc.
DHI
23331A109
1/21/2016
1A. Election of director: Donald R. Horton.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Barbara K. Allen.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director Brad S. Anderson.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Michael R. Buchanan.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael W. Hewatt.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For




 
 
 
 
 
 
 
 
 
The Goodyear Tire & Rubber Company
GT
382550101
4/11/2016
1. To elect thirteen directors: A. William J. Conaty, B. James A. Firestone, C. Werner Geissler, D. Peter S. Hellman, E. Laurette T. Koellner, F. Richard J. Kramer, G. W. Alan McCollough, H. John E. McGlade, I. Michael J. Morell, J. Roderick A. Palmore, K. Stephanie A. Streeter, L. Thomas H. Weidemeyer, M. Michael R. Wessel.
Issuer
No
 
 
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
No
 
 
 
 
 
 
3. Ratification of appointment of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm.
Issuer
No
 
 
 
 
 
 
4. Shareholder proposal regarding proxy access.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Hawaiian Holdings, Inc.
HA
419879101
5/18/2016
1. To elect six directors: 01. Mark B. Dunkerley, 02. Earl E. Fry, 03. Lawrence S. Hershfield, 04. Randall L. Jenson, 05. Crystal K. Rose, 06. Richard N. Zwern.
Issuer
No
 
 
 
 
 
 
2. To ratify Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2016.
Issuer
No
 
 
 
 
 
 
3. To approve the 2016 management incentive plan.
Issuer
No
 
 
 
 
 
 
4. To approve, on an advisory basis, the compensation of the Company's named executive officers.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
HD Supply Holdings, Inc.
HDS
40416M105
5/18/2016
1. To elect three directors: 01. Joseph J. DeAngelo, 02. Patrick R. McNamee, 03. Charles W. Peffer.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the board of directors' appointment of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm for the fiscal year ending on January 29, 2017.
Issuer
Yes
For
For
 
 
 
 
3. Stockholder proposal regarding greenhouse gas emissions.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Lennar Corporation
LEN
526057104
4/13/2016
1. To elect nine directors: 01. Irving Bolotin, 02. Steven L. Gerard, 03. Theron I. "Tig" Gilliam, 04. Sherrill W. Hudson, 05. Sidney Lapidus, 06. Teri P. McClure, 07. Stuart A. Miller, 08. Armando Olivera, 09. Jeffrey Sonnenfeld.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Deloitte & Touche LLP as Company's independent registered public accounting firm for the fiscal year ending November 30, 2016.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Lennar Corporation 2016 equity incentive plan.
Issuer
Yes
For
For
 
 
 
 
5. Approval of the Lennar Corporation 2016 incentive compensation plan.
Issuer
Yes
For
For
 
 
 
 
6. Stockholder proposal regarding Company's common stock voting structure.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Mallinckrodt Pharmaceuticals
MNK
G5785G107
3/16/2016
1. To elect eleven directors: A. Melvin D. Booth, B. David R. Carlucci, C. J. Martin Carroll, D. Diane H. Gulyas, E. Nancy S. Lurker, F. JoAnn A. Reed, G. Angus C. Russell, H. Virgil D. Thompson, I. Mark C. Trudeau, J. Kneeland C. Youngblood, M.D., K. Joseph A. Zaccagnino.
Issuer
No
 
 
 
 
 
 
2. To approve, in a non-binding vote, the re-appointment of Deloitte & Touche LLP as Company's independent auditors and to authorize, in a binding vote, the audit committee to set the auditors' remuneration.
Issuer
No
 
 
 
 
 
 
3. Approve, in a non-binding advisory vote, the compensation of named executive officers.
Issuer
No
 
 
 
 
 
 
4. Approve the Mallinckrodt Pharmaceuticals 2016 employee stock purchase plan.
Issuer
No
 
 
 
 
 
 
5. Authorize the Company and or any subsidiary to make market purchases or oversee market purchases of Company shares.
Issuer
No
 
 
 
 
 
 
6. Authorize the price range at which the Company can re-allot shares it holds as treasury shares.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 




Martin Marietta Materials, Inc.
MLM
573284106
5/19/2016
1. To elect four directors: 1. C. Howard Nye, 2. Laree E. Perez, 3. Dennis L. Rediker, 4. Donald W. Slager.
Issuer
Yes
For
For
 
 
 
 
2. Approval of amendment to articles of incorporation to provide for the annual election of the board of directors.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of selection of PricewaterhouseCoopers LLP as Company's independent auditors.
Issuer
Yes
For
For
 
 
 
 
4. Approval of amendment to amended and restated stock based award plan.
Issuer
Yes
For
For
 
 
 
 
5. Approval of executive cash incentive plan.
Issuer
Yes
For
For
 
 
 
 
6. Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Morgan Stanley
MS
617446448
5/17/2016
1. To elect fourteen directors: A. Erskine B. Bowles, B. Alistair Darling, C. Thomas H. Glocer, D. James P. Gorman, E. Robert H. Herz, F. Nobuyuki Hirano, G. Klaus Kleinfeld, H. Jami Miscik, I. Donald T. Nicolaisen, J. Hutham S. Olayan, K. James W. Owens, L. Ryosuke Tamakoshi, M. Perry M. Traquina, N. Rayford Wilkins, JR.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Deloitte & Touche LLP as independent auditore.
Issuer
Yes
For
For
 
 
 
 
3. To approve the compensation of executives as disclosed in the proxy statement, non-binding resolution.
Issuer
Yes
For
For
 
 
 
 
4. To approve the amendment of the 2007 equity incentive compensation plan to increase the number of authorized shares and add performance measures for certain awards.
Issuer
Yes
Against
Against
 
 
 
 
5. Shareholder proposal regarding a change in treatment of abstentions for purposes of vote-counting.
Security Holder
Yes
Against
For
 
 
 
 
6. Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
NVR, Inc.
NVR
62944T105
5/3/2016
1. To elect twelve directors: A. C.E. Andrews, B. Timothy M. Donahue, C. Thomas D. Eckert, D. Alfred E. Festa, E. Ed Grier, F. Manuel H. Johnson, G. Mel Martinez, H. William A. Moran, I. David A. Preiser, J. W. Grady Rosier, K. Dwight C. Schar, L. Paul W. Whetsell.
Issuer
No
 
 
 
 
 
 
2. Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2016.
Issuer
No
 
 
 
 
 
 
3. Approval, on an advisory basis, of the Company's executive compensation.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Royal Caribbean Cruises LTD.
RCL
V7780T103
5/20/2016
1. To elect twelve directors: A. John F. Brock, B. Richard D. Fain, C. William L. Kimsey, D. Maritza G. Montiel, E. Ann S. Moore, F. Eyal M. Ofer, G. Thomas J. Pritzker, H. William K. Reilly, I. Bernt Reitan, J. Vagn O. Sorensen, K. Donald Thompson, L. Arne Alexander Wilhelmsen.
Issuer
No
 
 
 
 
 
 
2. Advisory approval of the Company's compensation of its named executive officers.
Issuer
No
 
 
 
 
 
 
3. Approval of the amended and restated 2008 equity incentive plan.
Issuer
No
 
 
 
 
 
 
4. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2016.
Issuer
No
 
 
 
 
 
 
5. Shareholder proposal regarding proxy access.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Signet Jewelers Limited
SIG
G81276100
6/17/2016
1. To elect ten directors: A. H. Todd Stitzer, B. Virginia Drosos, C. Dale Hilpert, D. Mark Light, E. Helen McCluskey, F. Marianne Miller Parrs, G. Thomas Plaskett, H. Robert Stack, I. Eugenia Ulasewicz, J. Russell Walls.
Issuer
No
 
 
 
 
 
 
2. Appointment of KPMG LLP as independent auditor of the Company.
Issuer
No
 
 
 
 
 
 
3. Approval, on a non-binding advisory basis, of the compensation of our named executive officers.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 




Skyworks Solutions, Inc.
SWKS
83088M102
5/11/2016
1. To elect eight directors: A. David J. Aldrich, B. Kevin L. Beebe, C. Timothy R. Furey, D. Balakrishnan S. Lyer, E. Christine King, F. David P. McGlade, G. David J. McLachlan, H. Robert A. Schriesheim.
Issuer
No
 
 
 
 
 
 
2. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2016.
Issuer
No
 
 
 
 
 
 
3. To approve, on an advisory basis, the compensation of the Company's named executive officers.
Issuer
No
 
 
 
 
 
 
4. To approve an amendment to the Company's restated certificate of incorporation to eliminate the supermajority vote provisions relating to the amendment of the Company's by-laws.
Issuer
No
 
 
 
 
 
 
5. To approve an amendment to the Company's restated certificate of incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets or issuance of a substantial amount of the Company's securities.
Issuer
No
 
 
 
 
 
 
6. To approve an amendment to the Company's restated certificate of incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person.
Issuer
No
 
 
 
 
 
 
7. To approve an amendment to the Company's restated certificate of incorporation to stockholder amendment of charter provisions governing directors.
Issuer
No
 
 
 
 
 
 
8. To approve an amendment to the Company's restated certificate of incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing actions by stockholders.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Toll Brothers, Inc.
TOL
889478103
3/8/2016
1. To elect eleven directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. John A. McClean, 10. Stephen A. Novick, 11. Paul E. Shapiro.
Issuer
Yes
For
For
 
 
 
 
2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2016 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Toll Brothers, Inc. stock incentive plan for non-executive directors.
Issuer
Yes
For
For
 
 
 
 
5. The approval of an amendment to the Company's second restated certificate of incorporation, as amended, to provide that the Company's stockholders may remove any director from office, with or without cause.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Vale S.A
VALE
91912E105
4/25/2016
O1A. Appreciation of management report and analysis, discussion and vote of the financial statements for the fiscal year of 2015, if any.
Issuer
No
 
 
 
 
 
 
O1B. Proposal for the destination of profits of the fiscal year of 2015, if any.
Issuer
No
 
 
 
 
 
 
O1C. Ratification of the appointment of an effective and an alternate members of the board of directors, on the meetings of the board of directors held on 6/25/15 and 7/29/15, respectively, in accordance with the article 11, sections 5 of Vale's by-laws.
Issuer
No
 
 
 
 
 
 
O1D. Appointment of the members of the fiscal council.
Issuer
No
 
 
 
 
 
 
O1E. Establishment of the remuneartion of the management and members of the fiscal council for 2016.
Issuer
No
 
 
 
 
 
 
E2A. Proposal for amendment of the shareholders remuneration policy.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Vulcan Materials Company
VMC
929160109
5/13/2016
1. To elect four directors: A. Elaine L. Chao, B. Lee J. Styslinger, III, C. Douglas J. McGregor, D. Vincent J. Trosino.
Issuer
Yes
For
For
 
 
 
 
2. Approval of the Vulcan Materials Company 2016 omnibus long-term incentive plan.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation of Company's named executive officers.
Issuer
Yes
For
For




 
 
 
 
4. Ratification of the appointment of Deloitte & Touche LLP as Company's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Whirlpool Corporation
WHR
963320106
4/19/2016
1. To elect eleven directors: A. Samuel R. Allen, B. Marc R. Bitzer, C. Gary T. DiCamillo, D. Diane M. Dietz, E. Gerri T. Elliott, F. Jeff M. Fettig, G. Michael F. Johnston, H. John D. Liu, I. Harish Manwani, J. William D. Perez, K. Michael D. White.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve Whirlpool's executive compensation
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 





CGM Trust - File No. 811-82
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Realty Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Bank of America
BAC
60505104
9/22/2015
1. Resolved, that the Bank of America Corporation stockholders herby ratify the October 1, 2014 amendments to the Company's bylaws that permit the Company's board of directors to determine the board's leadership structure, including appointing an independent chairman, or appointing a lead independent director when the chairman is not an independent director.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Bank of America
BAC
60505104
4/27/2016
1. Election of thirteen directors: A. Sharon L. Allen, B. Susan S. Bies, C. Jack O. Bovender, JR., D. Frank P. Bramble, SR., E. Pierre J.P. de Weck, F. Arnold W. Donald, G. Linda P. Hudson, H. Monica C. Lozano, I. Thomas J. May, J. Brian T. Moynihan, K. Lionel L. Nowell, III, L. Thomas D. Woods, M. R. David Yost.
Issuer
Yes
For
For
 
 
 
 
2. Approving Company's executive compensation, an advisory, non-binding "Say on Pay" resolution.
Issuer
Yes
For
For
 
 
 
 
3. Ratifying the appointment of PricewaterhouseCooper LLP as Company's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
4. Stockholder proposal regarding clawback amendment.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Citigroup Inc.
C
172967424
4/26/2016
1. Proposal to elect sixteen directors: A. Michael L. Corbat, B. Ellen M. Costello, C. Duncan P. Hennes, D. Peter B. Henry, E. Franz B. Humer, F. Renee J. James, G. Eugene M. McQuade, H. Michael E. O'Neill, I. Gary M. Reiner, J. Judith Rodin, K. Anthony M. Santomero, L. Joan E. Spero, M. Diana L. Taylor, N. William S. Thompson, JR., O. James S. Turley, P. Ernesto Zedillo Ponce de Leon.
Issuer
Yes
For
For
 
 
 
 
2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
3. Advisory approval of Citi's executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares.
Issuer
Yes
For
For
 
 
 
 
5. Approval of the amended and restated 2011 Citigroup executive performance plan.
Issuer
Yes
For
For
 
 
 
 
6. Stockholder proposal requesting a report demonstrating the Company does not have a gender pay gap.
Security Holder
Yes
Against
For
 
 
 
 
7. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions.
Security Holder
Yes
Against
For
 
 
 
 
8. Stockholder proposal requesting that the board appoint a stockholder value committee.
Security Holder
Yes
Against
For
 
 
 
 
9. Stockholder proposal requesting an amendment to the general clawback policy.
Security Holder
Yes
Against
For
 
 
 
 
10. Stockholder proposal requesting that the board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to voluntary resignation to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Coresite Realty Corporation
COR
21870Q105
5/19/2016
1. To elect seven directors: 01. Robert G. Stuckey, 02. Thomas M. Ray, 03. James A. Attwood, JR., 04. Michael R. Koehler, 05. Paul E. Szurek, 06. J. David Thompson, 07. David A. Wilson.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2016.
Issuer
Yes
For
For
 
 
 
 
3. Advisory resolution to approve the compensation of Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 




Cubesmart
CUBE
229663109
6/1/2016
1. Elect eight directors: 01. W.M. Diefenderfer III, 02. Piero Bussani, 03. Christopher P. Marr, 04. Marianne M. Keler, 05. Deborah R. Salzberg, 06. John F. Remondi, 07. Jeffrey F. Rogatz, 08. John W. Fain.
Issuer
Yes
For
For
 
 
 
 
2. Adopt certain amendments and restatements of Company's amended and restated 2007 equity incentive plan to increase the number of shares available for grant thereunder.
Issuer
Yes
For
For
 
 
 
 
3. Ratify the appointment of KPMG LLP as Company's independent registered public accounting firm for the year ending December 31, 2016.
Issuer
Yes
For
For
 
 
 
 
4. To cast an advisory vote to approve Company's executive compensation.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
CyrusOne Inc.
CONE
23283R100
5/2/2016
1. To elect eight directors: 01. Gary J. Wojtaszek, 02. David H. Ferdman, 03. John W. Gamble, JR., 04. Michael A. Klayko, 05. T. Tod Nielsen, 06. Alex Shumate, 07. William E. Sullivan, 08. Lynn A. Wentworth.
Issuer
Yes
For
For
 
 
 
 
2. Approval of the advisory (non-binding) resolution to approve the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of Deloitte & Touche LLP as Company's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the restated CyrusOne 2012 long term incentive plan.
Issuer
Yes
Against
Against
 
 
 
 
 
 
 
 
 
Digital Realty Trust, Inc.
DLR
253868103
5/10/2016
1. To elect seven directors: A. Dennis E. Singleton, B. Laurence A. Chapman, C. Kathleen Earley, D. Kevin J. Kennedy, E. William G. Laperch, F. A. William Stein, G. Robert H. Zerbst.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2016.
Issuer
Yes
For
For
 
 
 
 
3. To adopt a resolution to approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
D.R. Horton, Inc.
DHI
23331A109
1/21/2016
1A. Election of director: Donald R. Horton.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Barbara K. Allen.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director Brad S. Anderson.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Michael R. Buchanan.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael W. Hewatt.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
DuPont Fabros Technology
DFT
26613Q106
6/1/2016
1. To elect eight directors: 01. Michael A. Coke, 02. Lammot J. Du Pont, 03. Thomas D. Eckert, 04. Christopher P. Eldredge, 05. Frederic V. Malek, 06. John T, Roberts, JR., 07. Mary M. Styer, 08. John H. Toole.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote on executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Ernst & Young LLP as Company's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Essex Property Trust, Inc.
ESS
297178105
5/7/2016
1. To elect nine directors: 01. Keith R. Guericke, 02. Irving F. Lyons, III, 03. George M. Marcus, 04. Gary P. Martin, 05. Issie N. Rabinovitch, 06. Thomas E. Robinson, 07. Michael J. Schall, 08. Byron A. Scordelis, 09. Janice L. Sears.
Issuer
No
 
 
 
 
 
 
2. Amendment of Company's charter to change the current super-majority vote requirement to amend certain sections of the charter to a major vote standard.
Issuer
No
 
 
 
 
 
 
3. Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2016.
Issuer
No
 
 
 
 
 
 
4. Advisory approval of the Company's executive compensation.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 




Extra Space Storage
EXR
30225T102
5/24/2016
1. To elect seven directors: A. Kenneth M. Woolley, B. Spencer F. Kirk, C. Karl Haas, D. Diane Olmstead, E. Roger B. Porter, F. Withdrawn Director, G. K. Fred Skousen.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote on the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Election of additional director: Dennis J. Letham.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Gramercy Property Trust
GPT
385002100
6/23/2016
1. To elect nine directors: 01. Charles E. Black, 02. Gordon F. Dugan, 03. Allan J. Baum, 04. Z. Jamie Behar, 05. Thomas D. Eckert, 06. James L. Francis, 07. Gregory F. Hughes, 08. Jeffrey E. Kelter, 09. Louis P. Salvatore.
Issuer
Yes
For
For
 
 
 
 
2. To approve Company's 2016 equity incentive plan.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the selection of Ernst & Young LLP as Company's independent registered public accounting firm for the fiscal year ending December 31, 2016.
Issuer
Yes
For
For
 
 
 
 
4. To approve, on an advisory basis, the compensation of Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Jones Lang Lasalle Incorporated
JLL
48020Q107
5/27/2016
1A. Election of director to serve one-year term until 2017 annual meeting: Hugo Bague.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director to serve one-year term until 2017 annual meeting: Samuel A. DiPiazza, JR.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director to serve one-year term until 2017 annual meeting: Colin Dyer.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director to serve one-year term until 2017 annual meeting: Dame DeAnne Julius.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director to serve one-year term until 2017 annual meeting: Ming Lu.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director to serve one-year term until 2017 annual meeting: Martin H. Nesbitt.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director to serve one-year term until 2017 annual meeting: Sheila A. Penrose.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director to serve one-year term until 2017 annual meeting: Ann Marie Petach.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director to serve one-year term until 2017 annual meeting: Shailesh Rao.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director to serve one-year term until 2017 annual meeting: Christian Ulbrich.
Issuer
Yes
For
For
 
 
 
 
2. To approve, by non-binding vote, executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of KPMG LLP as Company's independent registered public accounting firm for the year ending December 31, 2016.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Lennar Corporation
LEN
526057104
4/13/2016
1. To elect nine directors: 01. Irving Bolotin, 02. Steven L. Gerard, 03. Theron I. "Tig" Gilliam, 04. Sherrill W. Hudson, 05. Sidney Lapidus, 06. Teri P. McClure, 07. Stuart A. Miller, 08. Armando Olivera, 09. Jeffrey Sonnenfeld.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Deloitte & Touche LLP as Company's independent registered public accounting firm for the fiscal year ending November 30, 2016.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Lennar Corporation 2016 equity incentive plan.
Issuer
Yes
For
For
 
 
 
 
5. Approval of the Lennar Corporation 2016 incentive compensation plan.
Issuer
Yes
For
For
 
 
 
 
6. Stockholder proposal regarding Company's common stock voting structure.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 




Morgan Stanley
MS
617446448
5/17/2016
1. To elect fourteen directors: A. Erskine B. Bowles, B. Alistair Darling, C. Thomas H. Glocer, D. James P. Gorman, E. Robert H. Herz, F. Nobuyuki Hirano, G. Klaus Kleinfeld, H. Jami Miscik, I. Donald T. Nicolaisen, J. Hutham S. Olayan, K. James W. Owens, L. Ryosuke Tamakoshi, M. Perry M. Traquina, N. Rayford Wilkins, JR.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Deloitte & Touche LLP as independent auditore.
Issuer
Yes
For
For
 
 
 
 
3. To approve the compensation of executives as disclosed in the proxy statement, non-binding resolution.
Issuer
Yes
For
For
 
 
 
 
4. To approve the amendment of the 2007 equity incentive compensation plan to increase the number of authorized shares and add performance measures for certain awards.
Issuer
Yes
Against
Against
 
 
 
 
5. Shareholder proposal regarding a change in treatment of abstentions for purposes of vote-counting.
Security Holder
Yes
Against
For
 
 
 
 
6. Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
NVR, Inc.
NVR
62944T105
5/3/2016
1. To elect twelve directors: A. C.E. Andrews, B. Timothy M. Donahue, C. Thomas D. Eckert, D. Alfred E. Festa, E. Ed Grier, F. Manuel H. Johnson, G. Mel Martinez, H. William A. Moran, I. David A. Preiser, J. W. Grady Rosier, K. Dwight C. Schar, L. Paul W. Whetsell.
Issuer
No
 
 
 
 
 
 
2. Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2016.
Issuer
No
 
 
 
 
 
 
3. Approval, on an advisory basis, of the Company's executive compensation.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Outfront Media Inc.
OUT
69007J106
6/7/2016
1. To elect Nicolas Brien as director.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Outfront Media Inc.'s independent registered public accounting firm for fiscal year 2016.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on a non-binding advisory basis, of the compensation of Outfront Media Inc.'s named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Public Storage
PSA
74460D109
4/25/2016
1. To elect eight trustees: A. Ronald L. Havner, JR., B. Tamara Hughes Gustavson, C. Uri P. Harkham, D. B. Wayne Hughes, JR., E. Avedick B. Poladian, F. Gary E. Pruitt, G. Ronald P. Spogli, H. Daniel C. Staton.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2016.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the 2016 equity and performance-based incentive compensation plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Seritage Growth Properties
SRG
81752R100
5/3/2016
1. To elect two trustees: 1. David S. Fawer, 2. Thomas M. Steinberg.
Issuer
No
 
 
 
 
 
 
2. Proposal to ratify the appointment of Deloitte & Touche LLP as Company's independent public accounting firm for fiscal year 2016.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
SL Green Realty Corporation
SLG
78440X101
6/2/2016
1. To elect three directors: A. Edwin T. Burton, III, B. Craig M. Hatkoff, C. Andrew W. Mathias.
Issuer
Yes
For
For
 
 
 
 
2. To approve, on a non-binding advisory basis, executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of Ernst & Young LLP as Company's independent registered public accounting firm for the fiscal year ending December 31, 2016.
Issuer
Yes
For
For
 
 
 
 
4. To approve Company's fourth amended and restated 2005 stock option and incentive plan.
Issuer
Yes
Against
Against
 
 
 
 
 
 
 
 
 
Sovran Self Storage, Inc.
SSS
84610H108
5/18/2016
1. To elect six directors: 01. Robert J. Attea, 02. Kenneth F. Myszka, 03. Charles E. Lannon, 04. Stephen R. Rusmisel, 05. Arthur L. Havener, JR., 06. Mark G. Barberio.
Issuer
Yes
For
For




 
 
 
 
2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2016.
Issuer
Yes
For
For
 
 
 
 
3. Proposal to approve the compensation of the Company's executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Toll Brothers, Inc.
TOL
889478103
3/8/2016
1. To elect eleven directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. John A. McClean, 10. Stephen A. Novick, 11. Paul E. Shapiro.
Issuer
Yes
For
For
 
 
 
 
2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2016 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Toll Brothers, Inc. stock incentive plan for non-executive directors.
Issuer
Yes
For
For
 
 
 
 
5. The approval of an amendment to the Company's second restated certificate of incorporation, as amended, to provide that the Company's stockholders may remove any director from office, with or without cause.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Vale S.A
VALE
91912E105
4/25/2016
O1A. Appreciation of management report and analysis, discussion and vote of the financial statements for the fiscal year of 2015, if any.
Issuer
No
 
 
 
 
 
 
O1B. Proposal for the destination of profits of the fiscal year of 2015, if any.
Issuer
No
 
 
 
 
 
 
O1C. Ratification of the appointment of an effective and an alternate members of the board of directors, on the meetings of the board of directors held on 6/25/15 and 7/29/15, respectively, in accordance with the article 11, sections 5 of Vale's by-laws.
Issuer
No
 
 
 
 
 
 
O1D. Appointment of the members of the fiscal council.
Issuer
No
 
 
 
 
 
 
O1E. Establishment of the remuneartion of the management and members of the fiscal council for 2016.
Issuer
No
 
 
 
 
 
 
E2A. Proposal for amendment of the shareholders remuneration policy.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Weyerhaeuser Company
WY
962166104
2/12/2016
1. Proposal to approve the issuance of Weyerhaeuser common shares par value $1.25 per share, in connection with the merger contemplated by the agreement and plan of merger, dated as of November 6, 2015, between Weyerhaeuser Company and Plum Creek Timber Company, Inc.
Issuer
No
 
 
 
 
 
 
2. Proposal to adjourn the Weyerhaeuser special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the share issuance proposal.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Weyerhaeuser Company
WY
962166104
5/20/2016
1. To elect thirteen directors: A. David P. Bozeman, B. Mark A. Emmert, C. Rick R. Holley, D. John I. Kieckhefer, E. Sara Grootwassink Lewis, F. John F. Morgan, SR., G. Nicole W. Piasecki, H. Marc F. Racicot, I. Lawrence A. Selzer, J. Doyle R. Simons, K. D. Michael Steuert, L. Kim Williams, M. Charles R. Williamson.
Issuer
No
 
 
 
 
 
 
2. Approval, on an advisory basis, of the compensation of the named executive officers.
Issuer
No
 
 
 
 
 
 
3. Ratification of selection of KPMG LLP as Company's independent registered public accounting firm.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 





CGM Trust - File No. 811-82
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Focus Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Acuity Brands, Inc.
AYI
00508Y102
1/6/2016
1. Elect three directors: 01. James H. Hance, JR., 02. Vernon J. Nagel, 03. Julia B. North.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote to approve named executive officer compensation.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Bank of America
BAC
60505104
9/22/2015
1. Resolved, that the Bank of America Corporation stockholders herby ratify the October 1, 2014 amendments to the Company's bylaws that permit the Company's board of directors to determine the board's leadership structure, including appointing an independent chairman, or appointing a lead independent director when the chairman is not an independent director.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Bank of America
BAC
60505104
4/27/2016
1. Election of thirteen directors: A. Sharon L. Allen, B. Susan S. Bies, C. Jack O. Bovender, JR., D. Frank P. Bramble, SR., E. Pierre J.P. de Weck, F. Arnold W. Donald, G. Linda P. Hudson, H. Monica C. Lozano, I. Thomas J. May, J. Brian T. Moynihan, K. Lionel L. Nowell, III, L. Thomas D. Woods, M. R. David Yost.
Issuer
Yes
For
For
 
 
 
 
2. Approving Company's executive compensation, an advisory, non-binding "Say on Pay" resolution.
Issuer
Yes
For
For
 
 
 
 
3. Ratifying the appointment of PricewaterhouseCooper LLP as Company's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
4. Stockholder proposal regarding clawback amendment.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Citigroup Inc.
C
172967424
4/26/2016
1. Proposal to elect sixteen directors: A. Michael L. Corbat, B. Ellen M. Costello, C. Duncan P. Hennes, D. Peter B. Henry, E. Franz B. Humer, F. Renee J. James, G. Eugene M. McQuade, H. Michael E. O'Neill, I. Gary M. Reiner, J. Judith Rodin, K. Anthony M. Santomero, L. Joan E. Spero, M. Diana L. Taylor, N. William S. Thompson, JR., O. James S. Turley, P. Ernesto Zedillo Ponce de Leon.
Issuer
Yes
For
For
 
 
 
 
2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
3. Advisory approval of Citi's executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares.
Issuer
Yes
For
For
 
 
 
 
5. Approval of the amended and restated 2011 Citigroup executive performance plan.
Issuer
Yes
For
For
 
 
 
 
6. Stockholder proposal requesting a report demonstrating the Company does not have a gender pay gap.
Security Holder
Yes
Against
For
 
 
 
 
7. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions.
Security Holder
Yes
Against
For
 
 
 
 
8. Stockholder proposal requesting that the board appoint a stockholder value committee.
Security Holder
Yes
Against
For
 
 
 
 
9. Stockholder proposal requesting an amendment to the general clawback policy.
Security Holder
Yes
Against
For
 
 
 
 
10. Stockholder proposal requesting that the board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to voluntary resignation to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Coach, Inc.
COH
189754104
11/4/2015
1A. Election of director: David Denton
 
No
 
 
 
 
 
 
1B. Election of director: Andrea Guerra
 
No
 
 




 
 
 
 
1C. Election of director: Susan Kropf
 
No
 
 
 
 
 
 
1D. Election of director: Victor Luis
 
No
 
 
 
 
 
 
1E. Election of director: Ivan Menezes
 
No
 
 
 
 
 
 
1F. Election of director: William Nuti
 
No
 
 
 
 
 
 
1G. Election of director: Stephanie Tilenius
 
No
 
 
 
 
 
 
1H. Election of director: Jide Zeitlin
 
No
 
 
 
 
 
 
2. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2016.
 
No
 
 
 
 
 
 
3. Approval, on a non-binding advisory basis, of the Company's executive compensation as disclosed in the proxy statement for the 2015 annual meeting.
 
No
 
 
 
 
 
 
4. Approval of the amended and restated Coach, Inc. 2010 stock incentive plan (amended and restated as of September 18, 2015).
 
No
 
 
 
 
 
 
 
 
 
 
 
D.R. Horton, Inc.
DHI
23331A109
1/21/2016
1A. Election of director: Donald R. Horton.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Barbara K. Allen.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director Brad S. Anderson.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Michael R. Buchanan.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael W. Hewatt.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
The Goodyear Tire & Rubber Company
GT
382550101
4/11/2016
1. To elect thirteen directors: A. William J. Conaty, B. James A. Firestone, C. Werner Geissler, D. Peter S. Hellman, E. Laurette T. Koellner, F. Richard J. Kramer, G. W. Alan McCollough, H. John E. McGlade, I. Michael J. Morell, J. Roderick A. Palmore, K. Stephanie A. Streeter, L. Thomas H. Weidemeyer, M. Michael R. Wessel.
Issuer
No
 
 
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
No
 
 
 
 
 
 
3. Ratification of appointment of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm.
Issuer
No
 
 
 
 
 
 
4. Shareholder proposal regarding proxy access.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Hawaiian Holdings, Inc.
HA
419879101
5/18/2016
1. To elect six directors: 01. Mark B. Dunkerley, 02. Earl E. Fry, 03. Lawrence S. Hershfield, 04. Randall L. Jenson, 05. Crystal K. Rose, 06. Richard N. Zwern.
Issuer
No
 
 
 
 
 
 
2. To ratify Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2016.
Issuer
No
 
 
 
 
 
 
3. To approve the 2016 management incentive plan.
Issuer
No
 
 
 
 
 
 
4. To approve, on an advisory basis, the compensation of the Company's named executive officers.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Intuitive Surgical, Inc.
ISRG
46120E602
4/21/2016
1. To elect nine directors: 01. Craig H. Barratt, PH.D, 02. Michael A. Friedman, MD, 03. Gary S. Guthart, PH.D, 04. Amal M. Johnson, 05. Keith R. Leonard, JR., 06. Alan J. Levy, PH.D, 07. Mark J. Rubash, 08. Lonnie M. Smith, 09. George Stalk, JR.
Issuer
No
 
 
 
 
 
 
2. To approve, by advisory vote, the compensation of Company's named executive officers.
Issuer
No
 
 
 
 
 
 
3. The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm.
Issuer
No
 
 
 
 
 
 
4. To approve the amendment and restatement of the Intuitive Surgical, Inc. 2010 incentive award plan.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 




JP Morgan Chase & Co.
JPM
46625H100
5/17/2016
1. To elect eleven directors: A. Linda B. Bammann, B. James A. Bell, C. Crandall C. Bowles, D. Stephen B. Burke, E. James S. Crown, F. James Dimon, G. Timothy P. Flynn, H. Laban P. Jackson, JR., I. Michael A. Neal, J. Lee R. Raymond, K. William C. Weldon.
Issuer
Yes
For
For
 
 
 
 
2. Advisory resolution to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal regarding requiring independent board chairman.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal regarding how votes are counted, using only for and against and ignoring abstentions.
Security Holder
Yes
Against
For
 
 
 
 
6. Shareholder proposal regarding vesting for government service, prohibiting vesting of equity-based awards for senior executives due to voluntary resignation to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
7. Shareholder proposal regarding appointing a stockholder value committee to address whether divestiture of all non-core banking business segments would enhance shareholder value.
Security Holder
Yes
Against
For
 
 
 
 
8. Shareholder proposal regarding clawback amendment and defer compensation for ten years to help satisfy any monetary penalty associated with violation of law.
Security Holder
Yes
Against
For
 
 
 
 
9. Shareholder proposal regarding executive compensation philosophy with social factors to improve the firm's ethical conduct and public reputation.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Lennar Corporation
LEN
526057104
4/13/2016
1. To elect nine directors: 01. Irving Bolotin, 02. Steven L. Gerard, 03. Theron I. "Tig" Gilliam, 04. Sherrill W. Hudson, 05. Sidney Lapidus, 06. Teri P. McClure, 07. Stuart A. Miller, 08. Armando Olivera, 09. Jeffrey Sonnenfeld.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Deloitte & Touche LLP as Company's independent registered public accounting firm for the fiscal year ending November 30, 2016.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Lennar Corporation 2016 equity incentive plan.
Issuer
Yes
For
For
 
 
 
 
5. Approval of the Lennar Corporation 2016 incentive compensation plan.
Issuer
Yes
For
For
 
 
 
 
6. Stockholder proposal regarding Company's common stock voting structure.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Mallinckrodt Pharmaceuticals
MNK
G5785G107
3/16/2016
1. To elect eleven directors: A. Melvin D. Booth, B. David R. Carlucci, C. J. Martin Carroll, D. Diane H. Gulyas, E. Nancy S. Lurker, F. JoAnn A. Reed, G. Angus C. Russell, H. Virgil D. Thompson, I. Mark C. Trudeau, J. Kneeland C. Youngblood, M.D., K. Joseph A. Zaccagnino.
Issuer
No
 
 
 
 
 
 
2. To approve, in a non-binding vote, the re-appointment of Deloitte & Touche LLP as Company's independent auditors and to authorize, in a binding vote, the audit committee to set the auditors' remuneration.
Issuer
No
 
 
 
 
 
 
3. Approve, in a non-binding advisory vote, the compensation of named executive officers.
Issuer
No
 
 
 
 
 
 
4. Approve the Mallinckrodt Pharmaceuticals 2016 employee stock purchase plan.
Issuer
No
 
 
 
 
 
 
5. Authorize the Company and or any subsidiary to make market purchases or oversee market purchases of Company shares.
Issuer
No
 
 
 
 
 
 
6. Authorize the price range at which the Company can re-allot shares it holds as treasury shares.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Martin Marietta Materials, Inc.
MLM
573284106
5/19/2016
1. To elect four directors: 1. C. Howard Nye, 2. Laree E. Perez, 3. Dennis L. Rediker, 4. Donald W. Slager.
Issuer
Yes
For
For
 
 
 
 
2. Approval of amendment to articles of incorporation to provide for the annual election of the board of directors.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of selection of PricewaterhouseCoopers LLP as Company's independent auditors.
Issuer
Yes
For
For




 
 
 
 
4. Approval of amendment to amended and restated stock based award plan.
Issuer
Yes
For
For
 
 
 
 
5. Approval of executive cash incentive plan.
Issuer
Yes
For
For
 
 
 
 
6. Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Morgan Stanley
MS
617446448
5/17/2016
1. To elect fourteen directors: A. Erskine B. Bowles, B. Alistair Darling, C. Thomas H. Glocer, D. James P. Gorman, E. Robert H. Herz, F. Nobuyuki Hirano, G. Klaus Kleinfeld, H. Jami Miscik, I. Donald T. Nicolaisen, J. Hutham S. Olayan, K. James W. Owens, L. Ryosuke Tamakoshi, M. Perry M. Traquina, N. Rayford Wilkins, JR.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Deloitte & Touche LLP as independent auditore.
Issuer
Yes
For
For
 
 
 
 
3. To approve the compensation of executives as disclosed in the proxy statement, non-binding resolution.
Issuer
Yes
For
For
 
 
 
 
4. To approve the amendment of the 2007 equity incentive compensation plan to increase the number of authorized shares and add performance measures for certain awards.
Issuer
Yes
Against
Against
 
 
 
 
5. Shareholder proposal regarding a change in treatment of abstentions for purposes of vote-counting.
Security Holder
Yes
Against
For
 
 
 
 
6. Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Royal Caribbean Cruises LTD.
RCL
V7780T103
5/20/2016
1. To elect twelve directors: A. John F. Brock, B. Richard D. Fain, C. William L. Kimsey, D. Maritza G. Montiel, E. Ann S. Moore, F. Eyal M. Ofer, G. Thomas J. Pritzker, H. William K. Reilly, I. Bernt Reitan, J. Vagn O. Sorensen, K. Donald Thompson, L. Arne Alexander Wilhelmsen.
Issuer
No
 
 
 
 
 
 
2. Advisory approval of the Company's compensation of its named executive officers.
Issuer
No
 
 
 
 
 
 
3. Approval of the amended and restated 2008 equity incentive plan.
Issuer
No
 
 
 
 
 
 
4. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2016.
Issuer
No
 
 
 
 
 
 
5. Shareholder proposal regarding proxy access.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Signature Bank
SBNY
82669G104
4/21/2016
1. To elect three directors: 01. John Tamberlane, 02. Judith A. Huntington, 03. Derrick D. Cephas.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditors for the year ending December 31, 2016.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote on executive compensation.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Signet Jewelers Limited
SIG
G81276100
6/17/2016
1. To elect ten directors: A. H. Todd Stitzer, B. Virginia Drosos, C. Dale Hilpert, D. Mark Light, E. Helen McCluskey, F. Marianne Miller Parrs, G. Thomas Plaskett, H. Robert Stack, I. Eugenia Ulasewicz, J. Russell Walls.
Issuer
No
 
 
 
 
 
 
2. Appointment of KPMG LLP as independent auditor of the Company.
Issuer
No
 
 
 
 
 
 
3. Approval, on a non-binding advisory basis, of the compensation of our named executive officers.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Sirius XM Holdings, Inc.
SIRI
82968B103
5/24/2016
1. To elect twelve directors: 01. Joan L. Amble, 02. George W. Bodenheimer, 03. Mark D. Carleton, 04. Eddy W. Hartenstein, 05. James P. Holden, 06. Gregory B. Maffei, 07. Evan D. Malone, 08. James E. Meyer, 09. James F. Mooney, 10. Carl E. Vogel, 11. Vanessa A. Wittman, 12. David M. Zaslav.
Issuer
No
 
 
 
 
 
 
2. Ratification of the appointment of KPMG LLP as Company's independent registered public accountants for 2016.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 




Skyworks Solutions, Inc.
SWKS
83088M102
5/11/2016
1. To elect eight directors: A. David J. Aldrich, B. Kevin L. Beebe, C. Timothy R. Furey, D. Balakrishnan S. Lyer, E. Christine King, F. David P. McGlade, G. David J. McLachlan, H. Robert A. Schriesheim.
Issuer
No
 
 
 
 
 
 
2. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2016.
Issuer
No
 
 
 
 
 
 
3. To approve, on an advisory basis, the compensation of the Company's named executive officers.
Issuer
No
 
 
 
 
 
 
4. To approve an amendment to the Company's restated certificate of incorporation to eliminate the supermajority vote provisions relating to the amendment of the Company's by-laws.
Issuer
No
 
 
 
 
 
 
5. To approve an amendment to the Company's restated certificate of incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets or issuance of a substantial amount of the Company's securities.
Issuer
No
 
 
 
 
 
 
6. To approve an amendment to the Company's restated certificate of incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person.
Issuer
No
 
 
 
 
 
 
7. To approve an amendment to the Company's restated certificate of incorporation to stockholder amendment of charter provisions governing directors.
Issuer
No
 
 
 
 
 
 
8. To approve an amendment to the Company's restated certificate of incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing actions by stockholders.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Summit Materials, Inc.
SNL
86614U100
5/26/2016
1. To elect two directors: 01. Thomas W. Hill, 02. Neil P. Simpkins.
Issuer
No
 
 
 
 
 
 
2. Ratification of the appointment of KPMG LLP as Company's independent auditors for 2016.
Issuer
No
 
 
 
 
 
 
3. Non-binding advisory vote on the compensation of Company's named executive officers for 2015.
Issuer
No
 
 
 
 
 
 
4. Non-binding advisory vote on the frequency of future non-binding advisory votes on the compensation of Company's named executive officers.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Toll Brothers, Inc.
TOL
889478103
3/8/2016
1. To elect eleven directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. John A. McClean, 10. Stephen A. Novick, 11. Paul E. Shapiro.
Issuer
Yes
For
For
 
 
 
 
2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2016 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Toll Brothers, Inc. stock incentive plan for non-executive directors.
Issuer
Yes
For
For
 
 
 
 
5. The approval of an amendment to the Company's second restated certificate of incorporation, as amended, to provide that the Company's stockholders may remove any director from office, with or without cause.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Vale S.A
VALE
91912E105
4/25/2016
O1A. Appreciation of management report and analysis, discussion and vote of the financial statements for the fiscal year of 2015, if any.
Issuer
No
 
 
 
 
 
 
O1B. Proposal for the destination of profits of the fiscal year of 2015, if any.
Issuer
No
 
 
 
 
 
 
O1C. Ratification of the appointment of an effective and an alternate members of the board of directors, on the meetings of the board of directors held on 6/25/15 and 7/29/15, respectively, in accordance with the article 11, sections 5 of Vale's by-laws.
Issuer
No
 
 
 
 
 
 
O1D. Appointment of the members of the fiscal council.
Issuer
No
 
 
 
 
 
 
O1E. Establishment of the remuneartion of the management and members of the fiscal council for 2016.
Issuer
No
 
 




 
 
 
 
E2A. Proposal for amendment of the shareholders remuneration policy.
Security Holder
No
 
 
 
 
 
 
 
 
 
 
 
Vulcan Materials Company
VMC
929160109
5/13/2016
1. To elect four directors: A. Elaine L. Chao, B. Lee J. Styslinger, III, C. Douglas J. McGregor, D. Vincent J. Trosino.
Issuer
Yes
For
For
 
 
 
 
2. Approval of the Vulcan Materials Company 2016 omnibus long-term incentive plan.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation of Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Ratification of the appointment of Deloitte & Touche LLP as Company's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Whirlpool Corporation
WHR
963320106
4/19/2016
1. To elect eleven directors: A. Samuel R. Allen, B. Marc R. Bitzer, C. Gary T. DiCamillo, D. Diane M. Dietz, E. Gerri T. Elliott, F. Jeff M. Fettig, G. Michael F. Johnston, H. John D. Liu, I. Harish Manwani, J. William D. Perez, K. Michael D. White.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve Whirlpool's executive compensation
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent registered public accounting firm for 2016.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 





SIGNATURES

[See General Instruction F]

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


 
 
(Registrant)
CGM TRUST
 
 
By  (Signature and Title)*
/s/ David C. Fietze
 
David C. Fietze, President
 
 
Date
August 31, 2016

* Print the name and title of each signing officer under his or her signature.