N-PX 1 npx2015.htm CGM TRUST N-PX N-PX


 
OMB APPROVAL
 
OMB Number:
3235-0582

 
Expires:
March 31, 2018

 
Estimated average burden
 
 
hours per response
7.2


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
 
 
Investment Company Act file number
811-00082

 
 
CGM TRUST
(Exact name of registrant as specified in charter)
 
One International Place, Boston, MA
02110
(Address of principal executive offices)
(Zip code)
 
Barry N. Hurwitz, Esq.
Morgan, Lewis & Bockius LLP, One Federal St., Boston, MA 02110
(Name and address of agent for service)
 
Registrant's telephone number, including area code:
617-737-3225
 
Date of fiscal year end:
12/31
 
Date of reporting period:
7/1/2014 - 6/30/2015

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 
 
SEC 2451 (4-03)
PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.




CGM Trust - File No. 811-82
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Mutual Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Carmax, Inc.
KMX
143130102
6/22/2015
1A. Election of director: Ronald E. Blaylock.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Thomas J. Folliard.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Rakesh Gangwal.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Jeffrey E. Garten.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Shira Goodman.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: W. Robert Grafton.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Edgar H. Grubb.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Marcella Shinder.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Mitchell D. Steenrod.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Thomas G. Stemberg.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: William R. Tiefel.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of KPMG LLP as independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
3. To approve, in an advisory (non-binding) vote, the compensation of our named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Citigroup Inc.
C
172967424
4/28/2015
1A. Election of director: Michael L. Corbat.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Duncan P. Hennes.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Peter B. Henry.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Franz B. Humer.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael E. O'Neill.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Gary M. Reiner.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Judith Rodin.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Anthony M. Santomero.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Joan E. Spero.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Diana L. Taylor.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: William S. Thompson, Jr.
Issuer
Yes
For
For
 
 
 
 
1L. Election of director: James S. Turley.
Issuer
Yes
For
For
 
 
 
 
1M. Election of director: Ernesto Zedillo Ponce De Leon.
Issuer
Yes
For
For
 
 
 
 
2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. Advisory approval of Citi's 2014 executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares.
Issuer
Yes
For
For
 
 
 
 
5. Stockholder proposal requesting proxy access for shareholders.
Security Holder
Yes
For
For
 
 
 
 
6. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions.
Security Holder
Yes
Against
For
 
 
 
 
7. Stockholder proposal requesting an amendment to the general clawback policy.
Security Holder
Yes
Against
For
 
 
 
 
8. Stockholder proposal requesting a by-law amendment to exclude from the board of directors' audit committee any director who was a director at a public company while that company filed for reorganization under chapter 11.
Security Holder
Yes
Against
For
 
 
 
 
9. Stockholder proposal requesting a report regarding the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
D.R. Horton, Inc.
DHI
23331A109
1/22/2015
1A. Election of director: Donald R. Horton.
Issuer
Yes
For
For




 
 
 
 
1B. Election of director: Barbara K. Allen.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director Brad S. Anderson.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Michael R. Buchanan.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael W. Hewatt.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To approve the 2006 stock incentive plan as amended and restated.
Issuer
Yes
Against
Against
 
 
 
 
4. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Fiat Chrysler Automobiles N.V.
FCAU
N31738102
4/16/2015
2D. Adoption of the 2014 annual accounts.
Issuer
Yes
For
For
 
 
 
 
2E. Granting of discharge to the directors in respect of the performance of their duties during the financial year 2014.
Issuer
Yes
For
For
 
 
 
 
3A. Re-appointment of the executive director: John Elkann.
Issuer
Yes
For
For
 
 
 
 
3B. Re-appointment of the executive director: Sergio Marchionne.
Issuer
Yes
For
For
 
 
 
 
4A. Re-appointment of the non-executive director: Ronald L. Thompson.
Issuer
Yes
For
For
 
 
 
 
4B. Re-appointment of the non-executive director: Andrea Agnelli.
Issuer
Yes
For
For
 
 
 
 
4C. Re-appointment of the non-executive director: Tiberto Brandolini D'Adda.
Issuer
Yes
For
For
 
 
 
 
4D. Re-appointment of the non-executive director: Glenn Earle.
Issuer
Yes
For
For
 
 
 
 
4E. Re-appointment of the non-executive director: Valerie A. Mars.
Issuer
Yes
For
For
 
 
 
 
4F. Re-appointment of the non-executive director: Ruth J. Simmons.
Issuer
Yes
For
For
 
 
 
 
4G. Re-appointment of the non-executive director: Patience Wheatcroft.
Issuer
Yes
For
For
 
 
 
 
4H. Re-appointment of the non-executive director: Stephen M. Wolf.
Issuer
Yes
For
For
 
 
 
 
4I. Re-appointment of the non-executive director: Ermenegildo Zegna.
Issuer
Yes
For
For
 
 
 
 
5A. Proposal to appoint Ernst & Young accountants LLP as the independent auditor of the Company.
Issuer
Yes
For
For
 
 
 
 
6A. Adoption of the remuneration policy for the executive directors and the non-executive directors.
Issuer
Yes
For
For
 
 
 
 
6B. Approval of awards to executive directors.
Issuer
Yes
For
For
 
 
 
 
7. Delegation to the board of the authority to acquire common shares in the capital of the Company.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Ford Motor Company
F
345370860
5/14/2015
1A. Election of director: Stephen G. Butler.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Kimberly A. Casiano.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Anthony F. Earley, Jr.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Mark Fields.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Edsel B. Ford II.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: William Clay Ford, Jr.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: James P. Hackett.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: James H. Hance, Jr.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: William W. Helman IV.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Jon M. Huntsman, Jr.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: William E. Kennard.
Issuer
Yes
For
For
 
 
 
 
1L. Election of director: John C. Lechleiter.
Issuer
Yes
For
For
 
 
 
 
1M. Election of director: Ellen R. Marram.
Issuer
Yes
For
For
 
 
 
 
1N. Election of director: Gerald L. Shaheen.
Issuer
Yes
For
For
 
 
 
 
1O. Election of director: John L. Thornton.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of selection of PricewaterhouseCoopers, LLP as independent registered public accounting firm for 2015.
Issuer
Yes
For
For




 
 
 
 
3. An advisory vote to approve the compensation of the named executives.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal relating to consideration of a recapitalization plan to provide that all of the Company's outstanding stock have one vote per share.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal relating to allowing holders of 20% of outstanding common stock to call special meetings of shareholders.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
General Motors Company
GM
37045V100
6/9/2015
1A. Election of director: Joseph J. Ashton.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Mary T. Barra.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Stephen J. Girsky.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Linda R. Gooden.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Joseph Jimemez, Jr.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Kathryn V. Marinello.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Michael G. Mullen.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: James J. Mulva.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Patricia F. Russo.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Thomas M. Schoewe.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Theodore M. Solso.
Issuer
Yes
For
For
 
 
 
 
1L. Election of director: Carol M. Stephenson.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the selection of Deloitte & Touche LLP as GM's independent registered public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal requesting the Board to adopt as policy, and amend the bylaws as necessary, to require the Chair of the Board of Directors, whenever possible, to be an independent member of the Board.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal recommending the Board take the steps necessary to adopt cumulative voting.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Hanesbrands Inc.
HBI
410345102
4/28/2015
1.1. Election of director: Bobby J. Griffin.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: James C. Johnson.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Jessica T. Mathews.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Franck J. Moison.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Robert F. Moran.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: J. Patrick Mulcahy.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Ronald L. Nelson.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Richard A. Noll.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: Andrew J. Schindler.
Issuer
Yes
For
For
 
 
 
 
1.10. Election of director: David V. Singer.
Issuer
Yes
For
For
 
 
 
 
1.11. Election of director: Ann E. Ziegler.
Issuer
Yes
For
For
 
 
 
 
2. To approve, on an advisory basis, executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2015 fiscal year.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
The Home Depot, Inc.
HD
437076102
5/21/2015
1A. Election of director: Ari Bousbib.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Gregory D. Brenneman.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: J. Frank Brown.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Albert P. Carey.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Armando Codina.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Helena B. Foulkes.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Wayne M. Hewett.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Karen L. Katen.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Craig A. Menear.
Issuer
Yes
For
For




 
 
 
 
1J. Election of director: Mark Vadon.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of KPMG LLP as the Company's fiscal 2015 independent, registered, public accounting firm.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal regarding independent chairman of the board.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal regarding special shareholder meetings.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Kohl's Corporation
KSS
500255104
5/14/2015
1A. Election of director: Peter Boneparth.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Steven A. Burd.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Dale E. Jones.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Kevin Mansell.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: John E. Schlifske.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Frank V. Sica.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Stephanie A. Streeter.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Nina G. Vaca.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Stephen E. Watson.
Issuer
Yes
For
For
 
 
 
 
2. Ratify appointment of Ernst & Young LLP as independent, registered, public accounting firm for the fiscal year ending January 30, 2016.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote on approval of named executive officer compensation.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal regarding recovery of unearned management bonuses.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal to adopt, and present for shareholders approval, a "proxy access" bylaw.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Lazard LTD
LAZ
G54050102
4/21/2015
1.1. Election of director: Andrew M. Alper.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Ashish Bhutani.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Steven J. Heyer.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Sylvia Jay.
Issuer
Yes
For
For
 
 
 
 
2. Non-binding advisory vote regarding executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of appointment of Deloitte & Touche LLP as Company's independent, registered, public accounting firm for 2015 and authorization of Lazard LTD's board of directors, acting by the audit committee, to set their remuneration.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Lennar Corporation
LEN
526057104
4/8/2015
1.1. Election of director: Irving Bolotin.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Steven L. Gerard.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Theron I. "tig" Gilliam.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Sherrill W. Hudson.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Sidney Lapidus.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Teri P. McClure.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Stuart A. Miller.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Armando Olivera.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: Jeffrey Sonnenfeld.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent, registered, public accounting firm for the fiscal year ending November 30, 2015.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.1. Election of director: Raul Alvarez.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: David W. Bernauer.
Issuer
Yes
For
For




 
 
 
 
1.3. Election of director: Angela F. Braly.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Laurie Z. Douglas.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Richard W. Dreiling.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Robert L. Johnson.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Marshall O. Larsen.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Richard K. Lochridge.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: James H. Morgan.
Issuer
Yes
For
For
 
 
 
 
1.10. Election of director: Robert A. Niblock.
Issuer
Yes
For
For
 
 
 
 
1.11. Election of director: Eric C. Wiseman.
Issuer
Yes
For
For
 
 
 
 
2. Advisory approval of Lowe's named executive officer compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent, registered, public accounting firm for fiscal 2015.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Martin Marietta Materials, Inc.
MLM
573284106
5/21/2015
1.1. Election of director: David G. Maffucci.
Issuer
Yes
For
For
 
 
 
 
1.2 Election of director: William E. McDonald.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Frank H. Menaker, Jr.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Richard A. Vinroot.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of selection of Ernst & Young as independent auditors.
Issuer
Yes
For
For
 
 
 
 
3. Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Micron Technology, Inc.
MU
595112103
1/22/2015
1.1. Election of director: Robert L. Bailey.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Richard M. Beyer.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Patrick J. Byrne.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: D. Mark Durcan.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: D. Warren A. East.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Mercedes Johnson.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Lawrence N. Mondry.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Robert E. Switz.
Issuer
Yes
For
For
 
 
 
 
2. To approve amended & restated 2007 equity incentive plan & increase shares reserved for issuance thereunder by 30,000,000.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
4. To amend the Company's restated certificate of incorporation to eliminate cumulative voting.
Issuer
Yes
For
For
 
 
 
 
5. To approve the material terms of the performance goals under the Company's executive officer performance incentive plan.
Issuer
Yes
For
For
 
 
 
 
6. To approve a non-binding resolution to approve the compensation of our named executive officers as described in the proxy statement.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Morgan Stanley
MS
617446448
5/19/2015
1A. Election of director: Erskine B. Bowles.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Thomas H. Glocer.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: James P. Gorman.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Robert H. Herz.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Klaus Kleinfeld.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Jami Miscik.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Donald T. Nicolaisen.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Hutham S. Olayan.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: James W. Owens.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Ryosuke Tamakoshi.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Masaaki Tanaka.
Issuer
Yes
For
For




 
 
 
 
1L. Election of director: Perry M. Traquina.
Issuer
Yes
For
For
 
 
 
 
1M. Election of director: Laura D. Tyson.
Issuer
Yes
For
For
 
 
 
 
1N. Election of director: Rayford Wilkins, Jr.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Deloitte & Touche LLP as independent auditor.
Issuer
Yes
For
For
 
 
 
 
3. To approve the compensation of executives.
Issuer
Yes
For
For
 
 
 
 
4. To approve the amendment of the 2007 equity incentive compensation plan to increase shares available for grant.
Issuer
Yes
Against
Against
 
 
 
 
5. Shareholder proposal regarding a report on lobbying.
Security Holder
Yes
Against
For
 
 
 
 
6. Shareholder proposal regarding a vote-counting bylaw change.
Security Holder
Yes
Against
For
 
 
 
 
7. Shareholder proposal regarding a report on government service testing.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Norwegian Cruise Line Holdings LTD
NCLH
G66721104
5/20/2015
1A. Election of class II director: Adam M. Aron.
Issuer
Yes
For
For
 
 
 
 
1B. Election of class II director: Kevin Crowe.
Issuer
Yes
For
For
 
 
 
 
1C. Election of class II director: F. Robert Salerno.
Issuer
Yes
For
For
 
 
 
 
1D. Election of class II director: Walter L. Revell.
Issuer
Yes
For
For
 
 
 
 
2. Approval, on a non-binding, advisory basis, of the compensation of our named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent, registered, certified, public accounting firm for the year ending December 31, 2015 and the determination of PWC's remuneration by the audit committee of the board of directors.
Issuer
Yes
For
For
 
 
 
 
4. Approval of an amendment to the Company's bye-laws to clarify the notice provisions under the Company's bye-laws.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Polaris Industries Inc.
PII
731068102
4/30/2015
1.1. Election of director: Annette K. Clayton.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Kevin M. Farr.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: John P. Wiehoff.
Issuer
Yes
For
For
 
 
 
 
2. Approval of the amended and restated 2007 omnibus incentive plan.
Issuer
Yes
Against
Against
 
 
 
 
3. Ratification of the selection of Ernst & Young LLP as our independent, registered, public accounting firm for fiscal 2015.
Issuer
Yes
For
For
 
 
 
 
4. Advisory vote to approve the compensation of our named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
PVH Corp.
PVH
693656100
6/18/2015
1A. Election of director: Mary Baglivo.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Brent Callinicos.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Emanuel Chirico.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Juan R. Figuereo.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Joseph B. Fuller.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Fred Gehring.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: V. James Marino.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: G. Penny McIntyre.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Henry Nasella.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Edward R. Rosenfeld.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Craig Rydin.
Issuer
Yes
For
For
 
 
 
 
2. Approval of the Company's 2006 stock incentive plan, as amended.
Issuer
Yes
Against
Against
 
 
 
 
3. Approval of the advisory resolution on executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Ratification of the selection of Ernst & Young LLP, independent auditors, as our auditors for the fiscal year ending January 31, 2016.
Issuer
Yes
For
For




 
 
 
 
 
 
 
 
 
Signet Jewelers Limited
SIG
G81276100
6/12/2015
1A. Election of director: H. Todd Stitzer.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Virginia Drosos.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Dale Hilpert.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Mark Light.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Helen McCluskey.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Marianne Miller Parrs.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Thomas Plaskett.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Robert Stack.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Eugenia Ulasewicz.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Russell Walls.
Issuer
Yes
For
For
 
 
 
 
2. Appointment of KPMG LLP as independent auditor of the Company.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on a non-binding advisory basis, of the compensation of our named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Skyworks Solutions, Inc.
SWKS
83088M102
5/19/2015
1.1. Election of director: David J. Aldrich.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Kevin L. Beebe.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Timothy R. Furey.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Balakrishnan S. Iyer.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Christine King.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: David P. McGlade.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: David J. McLachlan.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Robert A. Schriesheim.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the selection by the Company's audit committee of KPMG LLP as the independent, registered, public accounting firm for the Company for fiscal year 2015.
Issuer
Yes
For
For
 
 
 
 
3. To approve, on an advisory basis, the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. To approve the Company's 2015 long-term incentive plan.
Issuer
Yes
Against
Against
 
 
 
 
5. To approve a stockholder proposal regarding supermajority voting provisions.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Toll Brothers, Inc.
TOL
889478103
3/10/2015
1. To elect ten directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. Stephen A. Novick, 10. Paul E. Shapiro.
Issuer
Yes
For
For
 
 
 
 
2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2015 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Toll Brothers, Inc. senior officer bonus plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Whirlpool Corporation
WHR
963320106
4/21/2015
1A. Election of director: Samuel R. Allen.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Gary T. DiCamillo.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Diane M. Dietz.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Gerri T. Elliott.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Jeff M. Fettig.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Michael F. Johnston.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: John D. Liu.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Harish Manwani.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: William D. Perez.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Michael A. Todman.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Michael D. White.
Issuer
Yes
For
For




 
 
 
 
2. Advisory vote to approve Whirlpool's executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent, registered, public accounting firm for 2015.
Issuer
Yes
For
For





CGM Trust - File No. 811-82
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Realty Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Ashford Hospitality Trust, Inc.
AHT
44103109
11/14/2014
A. The demand of the call of a special meeting of the shareholders of the Company pursuant to the Company's Bylaws for the purpose of voting on the proposals outlined in the Written Request; and the exercise of any and all rights of these shares incidental tot he calling of the special meeting.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
CBRE Group, Inc.
CBG
12504L109
5/15/2015
1.1. Election of director: Richard C. Blum.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Brandon B. Boze.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Curtis F. Feeny.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Bradford M. Freeman.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Michael Kantor.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Frederic V. Malek.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Robert E. Sulentic.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Laura D. Tyson.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: Gary L. Wilson.
Issuer
Yes
For
For
 
 
 
 
1.10. Election of director: Ray Wirta.
Issuer
Yes
For
For
 
 
 
 
2. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. Advisory resolution to approve named executive officer compensation for 2014.
Issuer
Yes
For
For
 
 
 
 
4. Approve an amendment to our executive incentive plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Chesapeake Lodging Trust
CHSP
165240102
5/20/2015
1.1 Election of trustee: James L. Francis.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of trustee: Douglas W. Vicari.
Issuer
Yes
For
For
 
 
 
 
1.3 Election of trustee: Thomas A. Natelli.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of trustee: Thomas D. Eckert.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of trustee: John W. Hill.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of trustee: George F. McKenzie.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of trustee: Jeffrey D. Nuechterlein.
Issuer
Yes
For
For
 
 
 
 
2. Consider and vote upon a proposal to ratify the appointment of Ernst & Young, LLP as the Trust's independent registered public accounting firm for the year ending December 31, 2015.
Issuer
Yes
For
For
 
 
 
 
3. To approve, through a non-binding advisory vote, the Trust's executive compensation program.
Issuer
Yes
For
For
 
 
 
 
4. To consider a shareholder proposal recommending the board of directors take all steps necessary to allow shareholders to amend our bylaws by a vote of the majority of shares outstanding, including amendments initiated by shareholders.
Security Holder
Yes
Against
For
 
 
 
 
5. To consider a shareholder proposal recommending the Board amend its governing documents to provide that it shall not adopt, amend, extend or renew any shareholder rights plan, rights agreement or any other form of "poison pill" making it more difficult or expensive to acquire large holdings of the Company's stock without prior approval by a majority of shares voted unless the Board is compelled by its fiduciary duties to adopt said Pill; and that any Poison Pill adopted, amended, extended or renewed on the grounds of fiduciary duty shall expire within 12 months unless approved by shareholders by a majority of stock voted or a court has determined further extension is required by fiduciary duty.
Security Holder
Yes
Against
For




 
 
 
 
6. To consider a shareholder proposal recommending the Board amend its articles to allow shareholders to remove directors with cause by the affirmative vote or written consent of majority of the voting power of all of the then-outstanding Shares entitled to vote generally in the election of Trustees.
Security Holder
Yes
Against
For
 
 
 
 
7. To consider a shareholder proposal recommending shareholder ratification by a majority of shares voted of any new, or renewals, extensions of or amendments to existing, "golden parachute" provisions of employment agreements with named executives.
Security Holder
Yes
Against
For
 
 
 
 
8. To consider a shareholder proposal recommending the Board take all necessary steps to ensure new, renewed, extended or amended employment agreements with named executives ensure severance payments relating to termination pursuant to a change in control not exceed severance payments relating to other forms of involuntary termination without cause, unless such arrangement has been ratified by shareholders by a majoirty of share voted.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Citigroup Inc.
C
172967424
4/28/2015
1A. Election of director: Michael L. Corbat.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Duncan P. Hennes.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Peter B. Henry.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Franz B. Humer.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael E. O'Neill.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Gary M. Reiner.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Judith Rodin.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Anthony M. Santomero.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Joan E. Spero.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Diana L. Taylor.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: William S. Thompson, Jr.
Issuer
Yes
For
For
 
 
 
 
1L. Election of director: James S. Turley.
Issuer
Yes
For
For
 
 
 
 
1M. Election of director: Ernesto Zedillo Ponce De Leon.
Issuer
Yes
For
For
 
 
 
 
2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. Advisory approval of Citi's 2014 executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares.
Issuer
Yes
For
For
 
 
 
 
5. Stockholder proposal requesting proxy access for shareholders.
Security Holder
Yes
For
For
 
 
 
 
6. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions.
Security Holder
Yes
Against
For
 
 
 
 
7. Stockholder proposal requesting an amendment to the general clawback policy.
Security Holder
Yes
Against
For
 
 
 
 
8. Stockholder proposal requesting a by-law amendment to exclude from the board of directors' audit committee any director who was a director at a public company while that company filed for reorganization under chapter 11.
Security Holder
Yes
Against
For
 
 
 
 
9. Stockholder proposal requesting a report regarding the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
D.R. Horton, Inc.
DHI
23331A109
1/22/2015
1A. Election of director: Donald R. Horton.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Barbara K. Allen.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director Brad S. Anderson.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Michael R. Buchanan.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael W. Hewatt.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To approve the 2006 stock incentive plan as amended and restated.
Issuer
Yes
Against
Against
 
 
 
 
4. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 




ESH Hospitality, Inc.
STAY
30224P211
5/21/2015
1.1. Election of director: Douglas G. Geoga.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Christopher K. Daniello.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Kevin W. Dinnie.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: James L. Donald.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Lisa Palmer.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Ty E. Wallach
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Richard F. Wallman.
Issuer
Yes
For
For
 
 
 
 
2. Proposal for the ratification of the appointment of Deloitte & Touche LLP as our independent, registered, public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. Proposal for the approval of the amended and restated ESH Hospitality, Inc. long-term incentive plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Extended Stay America, Inc.
STAY
30224P200
5/21/2015
1.1. Election of director: Douglas G. Geoga.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Michael A. Barr.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: James L. Donald.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: William A. Kussell
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: William D. Rahm.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: William J. Stein.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Richard F. Wallman.
Issuer
Yes
For
For
 
 
 
 
2. Proposal for the ratification of the appointment of Deloitte & Touche LLP as our independent, registered, public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. Proposal for the approval of the amended and restated Extended Stay America, Inc. long-term incentive plan.
Issuer
Yes
For
For
 
 
 
 
4. Proposal for the approval of the Extended Stay America, Inc. annual incentive plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Extra Space Storage Inc.
EXR
30225T102
5/26/2015
1.1. Election of director: Kenneth M. Woolley.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Spencer F. Kirk.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Karl Haas.
Issuer
Yes
For
For
 
 
 
 
1.4 Election of director: Joseph D. Margolis.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Diane Olmstead.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Roger B. Porter.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: K. Fred Skousen.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote on the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Extra Space Storage Inc. 2015 incentive award plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
HFF, Inc.
HF
40418F108
5/28/2015
1.1. Election of director: Susan P. McGalla.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Lenore M. Sullivan.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Morgan K. O'Brien.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve named executive officer compensation
Issuer
Yes
For
For
 
 
 
 
3. Ratification of Ernst & Young LLP as the Company's independent, registered, certified, public accountants.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Hilton Worldwide Holdings Inc.
HLT
43300A104
5/6/2015
1.1. Election of director: Christopher J. Nassetta.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Jonathan D. Gray.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Michael S. Chae.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Tyler S. Henritze.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Judith A. McHale.
Issuer
Yes
For
For




 
 
 
 
1.6. Election of director: John G. Schreiber.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Elizabeth A. Smith.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Douglas M. Steenland.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: William J. Stein.
Issuer
Yes
For
For
 
 
 
 
2. Ratify appointment of Ernst & Young LLP as the Company's independent, registered, public accounting firm for fiscal 2015.
Issuer
Yes
For
For
 
 
 
 
3. To approve, by non-binding vote, compensation paid to the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Hyatt Hotels Corporation
H
448579102
5/13/2015
1.1. Election of director: Richard A. Friedman.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Susan D. Kronick.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Mackey J. McDonald.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Jason Pritzker.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Deloitte & Touche LLP as Hyatt Hotels Corporation's independent, registered, public accounting firm for fiscal year 2015.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation paid to our named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Jones Lang Lasalle Incorporated
JLL
48020Q107
5/29/2015
1A. Election of director to serve one-year term until the 2016 annual meeting: Hugo Bague.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director to serve one-year term until the 2016 annual meeting: Samuel A. Di Piazza, Jr.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director to serve one-year term until the 2016 annual meeting: Colin Dyer.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director to serve one-year term until the 2016 annual meeting: Dame DeAnne Julius.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director to serve one-year term until the 2016 annual meeting: Ming Lu.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director to serve one-year term until the 2016 annual meeting: Martin H. Nesbitt.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director to serve one-year term until the 2016 annual meeting: Sheila A. Penrose.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director to serve one-year term until the 2016 annual meeting: Ann Marie Petach.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director to serve one-year term until the 2016 annual meeting: Shailesh Rao.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director to serve one-year term until the 2016 annual meeting: David B. Rickard.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director to serve one-year term until the 2016 annual meeting: Roger T. Staubach.
Issuer
Yes
For
For
 
 
 
 
2. To approve, by non-binding vote, executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of KPMG LLP as our independent, registered, public accounting firm for the year ending December 31, 2015.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
La Quinta Holdings, Inc.
LQ
50420D108
5/8/2015
1.1. Election of director: Wayne B. Goldberg.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Glenn Alba.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Alan J. Bowers.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Henry G. Cisneros.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Giovanni Cutaia.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Brian Kim.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Michael B. Nash.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Mitesh B. Shah.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: Gary M. Sumers.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Deloitte & Touche LLP as the Company's independent, registered, public accounting firm for fiscal 2015.
Issuer
Yes
For
For




 
 
 
 
3. To approve the La Quinta Holdings, Inc. 2015 employee stock purchase plan.
Issuer
Yes
Against
Against
 
 
 
 
 
 
 
 
 
LaSalle Hotel Properties
LHO
517942108
5/7/2015
1.1. Election of director: Jeffrey T. Foland.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Darryl Hartley-Leonard.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: William S. McCalmont.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of KPMG LLP to serve as independent registered public accountants of the Company for the year ending December 31, 2015.
Issuer
Yes
For
For
 
 
 
 
3. To approve, by non-binding vote, executive compensation.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Lennar Corporation
LEN
526057104
4/8/2015
1.1. Election of director: Irving Bolotin.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Steven L. Gerard.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Theron I. "tig" Gilliam.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Sherrill W. Hudson.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Sidney Lapidus.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Teri P. McClure.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Stuart A. Miller.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Armando Olivera.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: Jeffrey Sonnenfeld.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent, registered, public accounting firm for the fiscal year ending November 30, 2015.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Marriott International, Inc.
MAR
571903202
5/8/2015
1A. Election of director: J.W. Marriott, Jr.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Mary K. Bush.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Deborah M. Harrison.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Frederick A. Henderson.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Lawrence W. Kellner.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Debra L. Lee.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: George Munoz.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Steven S. Reinemund.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: W. Mitt Romney.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Arne M. Sorenson.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Susan C. Schwab.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Ernst & Young as the Company's independent, registered, public accounting firm.
Issuer
Yes
For
For
 
 
 
 
3. Advisory resolution to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder resolution recommending simple majority voting standard.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Morgan Stanley
MS
617446448
5/19/2015
1A. Election of director: Erskine B. Bowles.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Thomas H. Glocer.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: James P. Gorman.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Robert H. Herz.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Klaus Kleinfeld.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Jami Miscik.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Donald T. Nicolaisen.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Hutham S. Olayan.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: James W. Owens.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Ryosuke Tamakoshi.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Masaaki Tanaka.
Issuer
Yes
For
For




 
 
 
 
1L. Election of director: Perry M. Traquina.
Issuer
Yes
For
For
 
 
 
 
1M. Election of director: Laura D. Tyson.
Issuer
Yes
For
For
 
 
 
 
1N. Election of director: Rayford Wilkins, Jr.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Deloitte & Touche LLP as independent auditor.
Issuer
Yes
For
For
 
 
 
 
3. To approve the compensation of executives.
Issuer
Yes
For
For
 
 
 
 
4. To approve the amendment of the 2007 equity incentive compensation plan to increase shares available for grant.
Issuer
Yes
Against
Against
 
 
 
 
5. Shareholder proposal regarding a report on lobbying.
Security Holder
Yes
Against
For
 
 
 
 
6. Shareholder proposal regarding a vote-counting bylaw change.
Security Holder
Yes
Against
For
 
 
 
 
7. Shareholder proposal regarding a report on government service testing.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
NorthStar Realty Finance Corp
NRF
66704R704
9/5/2014
1. Elect five directors: 1. David T. Hamamoto, 2. Judith A. Hannaway, 3. Wesley D. Minami, 4. Louis J. Paglia, 5. Charles W. Schoenherr.
Issuer
Yes
For
For
 
 
 
 
2. Adoption of a resolution approving, on a non-binding, advisory basis, named executive officer compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2014
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Pebblebrook Hotel Trust
PEB
70509V100
6/17/2015
1.1. Election of director: Jon E. Bortz.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Cydney C. Donnell.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Ron E. Jackson.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Phillip M. Miller.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Michael J. Schall.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Earl E. Webb.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Laura H. Wright.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of KPMG LLP to serve as our independent, registered, public accountants for the year ending December 31, 2015.
Issuer
Yes
For
For
 
 
 
 
3. Approval, by advisory and non-binding vote, of executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Non-binding Shareholder proposal urging the board to take all steps necessary under applicable law to cause the Company to opt out of Maryland's Unsolicated Takeover Act and to require a majority vote of shareholders before opting back into the act.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Pultegroup, Inc.
PHM
745867101
5/6/2015
1.1. Election of director: Brian P. Anderson.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Bryce Blair.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Richard J. Dugas, Jr.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Thomas J. Folliard.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Cheryl W. Grise.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Andre J. Hawaux.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Debra J. Kelly-Ennis.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Patrick J. O'Leary.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: James J. Postl.
Issuer
Yes
For
For
 
 
 
 
2. The ratification of the appointment of Ernst & Young LLP as our independent, registered, public accounting firm.
Issuer
Yes
For
For
 
 
 
 
3. An advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. A shareholder proposal regarding the use of performance-based options.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
RLJ Lodging Trust
RLJ
74965L101
5/1/2015
1.1. Election of trustee: Robert L. Johnson.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of trustee: Thomas J. Baltimore, Jr.
Issuer
Yes
For
For




 
 
 
 
1.3. Election of trustee: Evan Bayh.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of trustee: Nathaniel A. Davis.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of trustee: Robert M. La Forgia.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of trustee: Glenda G. McNeal.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of trustee: Joseph Ryan.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of PricewaterhouseCoopers LLP as our independent, registered, public accounting firm for our fiscal year ending December 31, 2015.
Issuer
Yes
For
For
 
 
 
 
3. To approve, on a non-binding basis, the compensation of our named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. To approve the RLJ Lodging Trust 2015 equity incentive plan, which constitutes an amendment and restatement of the RLJ Lodging Trust 2011 equity incentive plan.
Issuer
Yes
For
For
 
 
 
 
5. To amend our articles of amendment and restatement of declaration of trust to opt out of section 3-804( c ) of the Maryland general corporation law.
Issuer
Yes
For
For
 
 
 
 
6. To consider and vote on a non-binding shareholder proposal recommending the board to take all steps necessary to allow shareholders to amend the Company's bylaws by a vote of the majority of shares outstanding.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Ryman Hospitality Properties, Inc.
RHP
78377T107
5/7/2015
1A. Election of director: Michael J. Bender.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: E.K. Gaylord II.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: D. Ralph Horn.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Ellen Levine.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Patrick Q. Moore.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Robert S. Prather, Jr.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Colin V. Reed.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Michael D. Rose.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Michael I. Roth.
Issuer
Yes
For
For
 
 
 
 
2. To approve, on an advisory basis, the Company's executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of Ernst & Young LLP as the Company's independent, registered, public accounting firm for fiscal year 2015.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Starwood Hotels & Resorts Worldwide, Inc.
HOT
85590A401
5/28/2015
1A. Election of director: Adam M. Aron.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Bruce W. Duncan.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Charlene Barshefsky.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Thomas E. Clarke.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Clayton C. Daley, Jr.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Lizanne Galbreath.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Eric Hippeau.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Aylwin B. Lewis.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Stephen R. Quazzo.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Thomas O. Ryder.
Issuer
Yes
For
For
 
 
 
 
2. To approve, on a non-binding advisory basis, the compensation of our named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of Ernst & Young LLP as our independent, registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
4. To approve the Starwood Hotels & Resorts Worldwide, Inc. annual incentive plan for certain executives (as amended and restated in February 2015).
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Toll Brothers, Inc.
TOL
889478103
3/10/2015
1. To elect ten directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. Stephen A. Novick, 10. Paul E. Shapiro.
Issuer
Yes
For
For




 
 
 
 
2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2015 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Toll Brothers, Inc. senior officer bonus plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Whirlpool Corporation
WHR
963320106
4/21/2015
1A. Election of director: Samuel R. Allen.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Gary T. DiCamillo.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Diane M. Dietz.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Gerri T. Elliott.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Jeff M. Fettig.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Michael F. Johnston.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: John D. Liu.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Harish Manwani.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: William D. Perez.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Michael A. Todman.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Michael D. White.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve Whirlpool's executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent, registered, public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Wyndham Worldwide Corporation
WYN
98310W108
5/14/2015
1.1. Election of director: Stephen P. Holmes.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Myra J. Biblowit.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: James E. Buckman.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: George Herrera.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Brian Mulroney.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Pauline D.E. Richards.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Michael H. Wargotz.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve the Wyndham Worldwide Corporation executive compensation program.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Deloitte & Touche LLP to serve as the independent, registered, public accounting firm for fiscal year 2015.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 





CGM Trust - File No. 811-82
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CGM Focus Fund
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Issuer
Ticker
CUSIP
Meeting
Date
Matter
Voted On
Proposed
By Issuer or
Security Holder
Was
Vote
Cast
Actual
Vote
For or
Against
Mgt.
Avago Technologies Limited
AVGO
Y0486S104
4/8/2015
1A. Election of director: Mr. Hock E. Tan.
Issuer
No
 
 
 
 
 
 
1B. Election of director: Mr. John T. Dickson.
Issuer
No
 
 
 
 
 
 
1C. Election of director: Mr. James V. Diller.
Issuer
No
 
 
 
 
 
 
1D. Election of director: Mr. Lewis C. Eggebrecht.
Issuer
No
 
 
 
 
 
 
1E. Election of director: Mr. Bruno Guilmart.
Issuer
No
 
 
 
 
 
 
1F. Election of director: Mr. Kenneth Y. Hao.
Issuer
No
 
 
 
 
 
 
1G. Election of director: Ms. Justine F. Lien.
Issuer
No
 
 
 
 
 
 
1H. Election of director: Mr. Donald Maclead.
Issuer
No
 
 
 
 
 
 
1I. Election of director: Mr. Peter J. Marks.
Issuer
No
 
 
 
 
 
 
2. To approve the re-appointment of PricewaterhouseCoopers LLP as Avago's independent, registered, public accounting firm and independent Singapore auditor for the fiscal year ending November 1, 2015 and to authorize the audit committee to fix its remuneration.
Issuer
No
 
 
 
 
 
 
3. To approve the general authorization for the directors of Avago to allot and issue ordinary shares, as set forth in Avago's notice of, and proxy statement relating to, its 2015 annual general meeting.
Issuer
No
 
 
 
 
 
 
4. To approve the share purchase mandate authorizing the purchase or acquisition by Avago of its own issued ordinary shares.
Issuer
No
 
 
 
 
 
 
5. To approve the cash compensation for Avago's non-employee directors for services rendered by them through the date of Avago's 2016 annual general meeting of shareholders and for each approximately 12-month period thereafter.
Issuer
No
 
 
 
 
 
 
 
 
 
 
 
Celgene Corporation
CELG
151020104
6/17/2015
1.1. Election of director: Robert J. Hugin.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: R.W. Barker, D. Phil.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Michael W. Bonney.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Michael D. Casey.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Carrie S. Cox.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Michael A. Friedman, MD.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Gilla S. Kaplan, PH.D.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: James J. Loughlin.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: Ernest Mario, PH.D.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2015.
Issuer
Yes
For
For
 
 
 
 
3. Approval of an amendment and restatement of the Company's 2008 stock incentive plan.
Issuer
Yes
Against
Against
 
 
 
 
4. Approval, by non-binding vote, of executive compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
5. Stockholder proposal requesting a report by December 31, 2015, on the risks to Celegene from rising pressure to contain U.S. specialty drug prices.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Citigroup Inc.
C
172967424
4/28/2015
1A. Election of director: Michael L. Corbat.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Duncan P. Hennes.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Peter B. Henry.
Issuer
Yes
For
For




 
 
 
 
1D. Election of director: Franz B. Humer.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael E. O'Neill.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Gary M. Reiner.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Judith Rodin.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Anthony M. Santomero.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Joan E. Spero.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Diana L. Taylor.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: William S. Thompson, Jr.
Issuer
Yes
For
For
 
 
 
 
1L. Election of director: James S. Turley.
Issuer
Yes
For
For
 
 
 
 
1M. Election of director: Ernesto Zedillo Ponce De Leon.
Issuer
Yes
For
For
 
 
 
 
2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. Advisory approval of Citi's 2014 executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares.
Issuer
Yes
For
For
 
 
 
 
5. Stockholder proposal requesting proxy access for shareholders.
Security Holder
Yes
For
For
 
 
 
 
6. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions.
Security Holder
Yes
Against
For
 
 
 
 
7. Stockholder proposal requesting an amendment to the general clawback policy.
Security Holder
Yes
Against
For
 
 
 
 
8. Stockholder proposal requesting a by-law amendment to exclude from the board of directors' audit committee any director who was a director at a public company while that company filed for reorganization under chapter 11.
Security Holder
Yes
Against
For
 
 
 
 
9. Stockholder proposal requesting a report regarding the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
D.R. Horton, Inc.
DHI
23331A109
1/22/2015
1A. Election of director: Donald R. Horton.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Barbara K. Allen.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director Brad S. Anderson.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Michael R. Buchanan.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Michael W. Hewatt.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To approve the 2006 stock incentive plan as amended and restated.
Issuer
Yes
Against
Against
 
 
 
 
4. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Fiat Chrysler Automobiles N.V.
FCAU
N31738102
4/16/2015
2D. Adoption of the 2014 annual accounts.
Issuer
Yes
For
For
 
 
 
 
2E. Granting of discharge to the directors in respect of the performance of their duties during the financial year 2014.
Issuer
Yes
For
For
 
 
 
 
3A. Re-appointment of the executive director: John Elkann.
Issuer
Yes
For
For
 
 
 
 
3B. Re-appointment of the executive director: Sergio Marchionne.
Issuer
Yes
For
For
 
 
 
 
4A. Re-appointment of the non-executive director: Ronald L. Thompson.
Issuer
Yes
For
For
 
 
 
 
4B. Re-appointment of the non-executive director: Andrea Agnelli.
Issuer
Yes
For
For
 
 
 
 
4C. Re-appointment of the non-executive director: Tiberto Brandolini D'Adda.
Issuer
Yes
For
For
 
 
 
 
4D. Re-appointment of the non-executive director: Glenn Earle.
Issuer
Yes
For
For
 
 
 
 
4E. Re-appointment of the non-executive director: Valerie A. Mars.
Issuer
Yes
For
For
 
 
 
 
4F. Re-appointment of the non-executive director: Ruth J. Simmons.
Issuer
Yes
For
For
 
 
 
 
4G. Re-appointment of the non-executive director: Patience Wheatcroft.
Issuer
Yes
For
For




 
 
 
 
4H. Re-appointment of the non-executive director: Stephen M. Wolf.
Issuer
Yes
For
For
 
 
 
 
4I. Re-appointment of the non-executive director: Ermenegildo Zegna.
Issuer
Yes
For
For
 
 
 
 
5A. Proposal to appoint Ernst & Young accountants LLP as the independent auditor of the Company.
Issuer
Yes
For
For
 
 
 
 
6A. Adoption of the remuneration policy for the executive directors and the non-executive directors.
Issuer
Yes
For
For
 
 
 
 
6B. Approval of awards to executive directors.
Issuer
Yes
For
For
 
 
 
 
7. Delegation to the board of the authority to acquire common shares in the capital of the Company.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Ford Motor Company
F
345370860
5/14/2015
1A. Election of director: Stephen G. Butler.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Kimberly A. Casiano.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Anthony F. Earley, Jr.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Mark Fields.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Edsel B. Ford II.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: William Clay Ford, Jr.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: James P. Hackett.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: James H. Hance, Jr.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: William W. Helman IV.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Jon M. Huntsman, Jr.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: William E. Kennard.
Issuer
Yes
For
For
 
 
 
 
1L. Election of director: John C. Lechleiter.
Issuer
Yes
For
For
 
 
 
 
1M. Election of director: Ellen R. Marram.
Issuer
Yes
For
For
 
 
 
 
1N. Election of director: Gerald L. Shaheen.
Issuer
Yes
For
For
 
 
 
 
1O. Election of director: John L. Thornton.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of selection of PricewaterhouseCoopers, LLP as independent registered public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. An advisory vote to approve the compensation of the named executives.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal relating to consideration of a recapitalization plan to provide that all of the Company's outstanding stock have one vote per share.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal relating to allowing holders of 20% of outstanding common stock to call special meetings of shareholders.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
General Motors Company
GM
37045V100
6/9/2015
1A. Election of director: Joseph J. Ashton.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Mary T. Barra.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Stephen J. Girsky.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Linda R. Gooden.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Joseph Jimemez, Jr.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Kathryn V. Marinello.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Michael G. Mullen.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: James J. Mulva.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Patricia F. Russo.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Thomas M. Schoewe.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Theodore M. Solso.
Issuer
Yes
For
For
 
 
 
 
1L. Election of director: Carol M. Stephenson.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the selection of Deloitte & Touche LLP as GM's independent registered public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal requesting the Board to adopt as policy, and amend the bylaws as necessary, to require the Chair of the Board of Directors, whenever possible, to be an independent member of the Board.
Security Holder
Yes
Against
For




 
 
 
 
5. Shareholder proposal recommending the Board take the steps necessary to adopt cumulative voting.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Hanesbrands Inc.
HBI
410345102
4/28/2015
1.1. Election of director: Bobby J. Griffin.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: James C. Johnson.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Jessica T. Mathews.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Franck J. Moison.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Robert F. Moran.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: J. Patrick Mulcahy.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Ronald L. Nelson.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Richard A. Noll.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: Andrew J. Schindler.
Issuer
Yes
For
For
 
 
 
 
1.10. Election of director: David V. Singer.
Issuer
Yes
For
For
 
 
 
 
1.11. Election of director: Ann E. Ziegler.
Issuer
Yes
For
For
 
 
 
 
2. To approve, on an advisory basis, executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2015 fiscal year.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
The Home Depot, Inc.
HD
437076102
5/21/2015
1A. Election of director: Ari Bousbib.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Gregory D. Brenneman.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: J. Frank Brown.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Albert P. Carey.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Armando Codina.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Helena B. Foulkes.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Wayne M. Hewett.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Karen L. Katen.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: Craig A. Menear.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Mark Vadon.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of KPMG LLP as the Company's fiscal 2015 independent, registered, public accounting firm.
Issuer
Yes
For
For
 
 
 
 
3. Advisory vote to approve executive compensation.
Issuer
Yes
For
For
 
 
 
 
4. Shareholder proposal regarding independent chairman of the board.
Security Holder
Yes
Against
For
 
 
 
 
5. Shareholder proposal regarding special shareholder meetings.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Lam Research Corporation
LAM
512807108
11/6/2014
1. Elect eleven directors: 1. Martin B. Anstice, 2. Eric K. Brandt, 3. Michael R. Cannon, 4. Youssef A. El-Mansky, 5. Christine A. Heckart, 6. Grant M. Inman, 7. Catherine P. Lego, 8. Stephen G. Newberry, 9. Krishna C. Saraswat, 10. William R. Spivey, 11. Abhijit Y. Talwalkar.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote on the compensation of the named executive officers of LAM Research.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year 2015.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Lazard LTD
LAZ
G54050102
4/21/2015
1.1. Election of director: Andrew M. Alper.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Ashish Bhutani.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Steven J. Heyer.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Sylvia Jay.
Issuer
Yes
For
For
 
 
 
 
2. Non-binding advisory vote regarding executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of appointment of Deloitte & Touche LLP as Company's independent, registered, public accounting firm for 2015 and authorization of Lazard LTD's board of directors, acting by the audit committee, to set their remuneration.
Issuer
Yes
For
For




 
 
 
 
 
 
 
 
 
Lennar Corporation
LEN
526057104
4/8/2015
1.1. Election of director: Irving Bolotin.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Steven L. Gerard.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Theron I. "tig" Gilliam.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Sherrill W. Hudson.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Sidney Lapidus.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Teri P. McClure.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Stuart A. Miller.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Armando Olivera.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: Jeffrey Sonnenfeld.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent, registered, public accounting firm for the fiscal year ending November 30, 2015.
Issuer
Yes
For
For
 
 
 
 
3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.1. Election of director: Raul Alvarez.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: David W. Bernauer.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Angela F. Braly.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Laurie Z. Douglas.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Richard W. Dreiling.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Robert L. Johnson.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Marshall O. Larsen.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Richard K. Lochridge.
Issuer
Yes
For
For
 
 
 
 
1.9. Election of director: James H. Morgan.
Issuer
Yes
For
For
 
 
 
 
1.10. Election of director: Robert A. Niblock.
Issuer
Yes
For
For
 
 
 
 
1.11. Election of director: Eric C. Wiseman.
Issuer
Yes
For
For
 
 
 
 
2. Advisory approval of Lowe's named executive officer compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent, registered, public accounting firm for fiscal 2015.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Martin Marietta Materials, Inc.
MLM
573284106
5/21/2015
1.1. Election of director: David G. Maffucci.
Issuer
Yes
For
For
 
 
 
 
1.2 Election of director: William E. McDonald.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Frank H. Menaker, Jr.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Richard A. Vinroot.
Issuer
Yes
For
For
 
 
 
 
2. Ratification of selection of Ernst & Young as independent auditors.
Issuer
Yes
For
For
 
 
 
 
3. Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Micron Technology, Inc.
MU
595112103
1/22/2015
1.1. Election of director: Robert L. Bailey.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Richard M. Beyer.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Patrick J. Byrne.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: D. Mark Durcan.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: D. Warren A. East.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: Mercedes Johnson.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: Lawrence N. Mondry.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Robert E. Switz.
Issuer
Yes
For
For
 
 
 
 
2. To approve amended & restated 2007 equity incentive plan & increase shares reserved for issuance thereunder by 30,000,000.
Issuer
Yes
For
For




 
 
 
 
3. To ratify the appointment of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm.
Issuer
Yes
For
For
 
 
 
 
4. To amend the Company's restated certificate of incorporation to eliminate cumulative voting.
Issuer
Yes
For
For
 
 
 
 
5. To approve the material terms of the performance goals under the Company's executive officer performance incentive plan.
Issuer
Yes
For
For
 
 
 
 
6. To approve a non-binding resolution to approve the compensation of our named executive officers as described in the proxy statement.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Morgan Stanley
MS
617446448
5/19/2015
1A. Election of director: Erskine B. Bowles.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Thomas H. Glocer.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: James P. Gorman.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Robert H. Herz.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Klaus Kleinfeld.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Jami Miscik.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: Donald T. Nicolaisen.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Hutham S. Olayan.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: James W. Owens.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Ryosuke Tamakoshi.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Masaaki Tanaka.
Issuer
Yes
For
For
 
 
 
 
1L. Election of director: Perry M. Traquina.
Issuer
Yes
For
For
 
 
 
 
1M. Election of director: Laura D. Tyson.
Issuer
Yes
For
For
 
 
 
 
1N. Election of director: Rayford Wilkins, Jr.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the appointment of Deloitte & Touche LLP as independent auditor.
Issuer
Yes
For
For
 
 
 
 
3. To approve the compensation of executives.
Issuer
Yes
For
For
 
 
 
 
4. To approve the amendment of the 2007 equity incentive compensation plan to increase shares available for grant.
Issuer
Yes
Against
Against
 
 
 
 
5. Shareholder proposal regarding a report on lobbying.
Security Holder
Yes
Against
For
 
 
 
 
6. Shareholder proposal regarding a vote-counting bylaw change.
Security Holder
Yes
Against
For
 
 
 
 
7. Shareholder proposal regarding a report on government service testing.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Norwegian Cruise Line Holdings LTD
NCLH
G66721104
5/20/2015
1A. Election of class II director: Adam M. Aron.
Issuer
Yes
For
For
 
 
 
 
1B. Election of class II director: Kevin Crowe.
Issuer
Yes
For
For
 
 
 
 
1C. Election of class II director: F. Robert Salerno.
Issuer
Yes
For
For
 
 
 
 
1D. Election of class II director: Walter L. Revell.
Issuer
Yes
For
For
 
 
 
 
2. Approval, on a non-binding, advisory basis, of the compensation of our named executive officers.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent, registered, certified, public accounting firm for the year ending December 31, 2015 and the determination of PWC's remuneration by the audit committee of the board of directors.
Issuer
Yes
For
For
 
 
 
 
4. Approval of an amendment to the Company's bye-laws to clarify the notice provisions under the Company's bye-laws.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Polaris Industries Inc.
PII
731068102
4/30/2015
1.1. Election of director: Annette K. Clayton.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Kevin M. Farr.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: John P. Wiehoff.
Issuer
Yes
For
For
 
 
 
 
2. Approval of the amended and restated 2007 omnibus incentive plan.
Issuer
Yes
Against
Against




 
 
 
 
3. Ratification of the selection of Ernst & Young LLP as our independent, registered, public accounting firm for fiscal 2015.
Issuer
Yes
For
For
 
 
 
 
4. Advisory vote to approve the compensation of our named executive officers.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Skyworks Solutions, Inc.
SWKS
83088M102
5/19/2015
1.1. Election of director: David J. Aldrich.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Kevin L. Beebe.
Issuer
Yes
For
For
 
 
 
 
1.3. Election of director: Timothy R. Furey.
Issuer
Yes
For
For
 
 
 
 
1.4. Election of director: Balakrishnan S. Iyer.
Issuer
Yes
For
For
 
 
 
 
1.5. Election of director: Christine King.
Issuer
Yes
For
For
 
 
 
 
1.6. Election of director: David P. McGlade.
Issuer
Yes
For
For
 
 
 
 
1.7. Election of director: David J. McLachlan.
Issuer
Yes
For
For
 
 
 
 
1.8. Election of director: Robert A. Schriesheim.
Issuer
Yes
For
For
 
 
 
 
2. To ratify the selection by the Company's audit committee of KPMG LLP as the independent, registered, public accounting firm for the Company for fiscal year 2015.
Issuer
Yes
For
For
 
 
 
 
3. To approve, on an advisory basis, the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. To approve the Company's 2015 long-term incentive plan.
Issuer
Yes
Against
Against
 
 
 
 
5. To approve a stockholder proposal regarding supermajority voting provisions.
Security Holder
Yes
Against
For
 
 
 
 
 
 
 
 
 
Springleaf Holdings, Inc.
LEAF
85172J101
5/19/2015
1.1. Election of director: Douglas L. Jacobs.
Issuer
Yes
For
For
 
 
 
 
1.2. Election of director: Anahaita N. Kotval.
Issuer
Yes
For
For
 
 
 
 
2. Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent, registered, public accounting firm for 2015.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
TATA Motors Limited
TTM
876568502
7/31/2014
O1. Approval of the audited statement of profit and loss for the year ended March 31, 2014 and the balance sheet as at that date together with the reports of the directors and the auditors thereon.
Issuer
Yes
For
For
 
 
 
 
O2. Approval of the declaration of a dividend on ordinary shares and 'A' ordinary shares.
Issuer
Yes
For
For
 
 
 
 
O3. Approval of the appointment of director in place of Dr. Ralf Speth, who retires by rotation is is eligible for re-appointment.
Issuer
Yes
For
For
 
 
 
 
O4. Approval of the appointment of Deloitte Haskins & Sells LLP as auditors and their remuneration.
Issuer
Yes
For
For
 
 
 
 
S5. Approval of the appointment of Mr. Nusli Wadia as an independent director.
Issuer
Yes
For
For
 
 
 
 
S6. Approval of the appointment of Dr. Raghunath Mashelkar as an independent director
Issuer
Yes
For
For
 
 
 
 
S7. Approval of the appointment of Mr. Nasser Munjee as an independent director.
Issuer
Yes
For
For
 
 
 
 
S8. Approval of the appointment of Mr. Subodh Bhargava as an independent director.
Issuer
Yes
For
For
 
 
 
 
S9. Approval of the appointment of Mr. Vineshkumar Jairath as an independent director.
Issuer
Yes
For
For
 
 
 
 
S10. Approval of the appointment of Ms. Falguni S. Nayar as an independent director.
Issuer
Yes
For
For
 
 
 
 
S11. Approval of the payment of renumeration to the cost auditor for the financial year ending March 31, 2015.
Issuer
Yes
For
For
 
 
 
 
S12. Approval of the invitation and acceptance of fixed deposits from the members and public.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
TATA Motors Limited
TTM
876568502
2/27/2015
1. Approval for issue of ordinary and 'A' ordinary shares through a right issue.
Issuer
Yes
Against
Against
 
 
 
 
 
 
 
 
 




Toll Brothers, Inc.
TOL
889478103
3/10/2015
1. To elect ten directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. Stephen A. Novick, 10. Paul E. Shapiro.
Issuer
Yes
For
For
 
 
 
 
2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2015 fiscal year.
Issuer
Yes
For
For
 
 
 
 
3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers.
Issuer
Yes
For
For
 
 
 
 
4. Approval of the Toll Brothers, Inc. senior officer bonus plan.
Issuer
Yes
For
For
 
 
 
 
 
 
 
 
 
Whirlpool Corporation
WHR
963320106
4/21/2015
1A. Election of director: Samuel R. Allen.
Issuer
Yes
For
For
 
 
 
 
1B. Election of director: Gary T. DiCamillo.
Issuer
Yes
For
For
 
 
 
 
1C. Election of director: Diane M. Dietz.
Issuer
Yes
For
For
 
 
 
 
1D. Election of director: Gerri T. Elliott.
Issuer
Yes
For
For
 
 
 
 
1E. Election of director: Jeff M. Fettig.
Issuer
Yes
For
For
 
 
 
 
1F. Election of director: Michael F. Johnston.
Issuer
Yes
For
For
 
 
 
 
1G. Election of director: John D. Liu.
Issuer
Yes
For
For
 
 
 
 
1H. Election of director: Harish Manwani.
Issuer
Yes
For
For
 
 
 
 
1I. Election of director: William D. Perez.
Issuer
Yes
For
For
 
 
 
 
1J. Election of director: Michael A. Todman.
Issuer
Yes
For
For
 
 
 
 
1K. Election of director: Michael D. White.
Issuer
Yes
For
For
 
 
 
 
2. Advisory vote to approve Whirlpool's executive compensation.
Issuer
Yes
For
For
 
 
 
 
3. Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent, registered, public accounting firm for 2015.
Issuer
Yes
For
For





SIGNATURES

[See General Instruction F]

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


 
 
(Registrant)
CGM TRUST
 
 
By  (Signature and Title)*
/s/ David C. Fietze
 
David C. Fietze, President
 
 
Date
August 31, 2015

* Print the name and title of each signing officer under his or her signature.