SCHEDULE 13D/A
Amendment No. 9
Under the Securities Exchange Act of 1934
GOLDRICH MINING COMPANY
(Name of Issuer)
Common Shares
(Title of Class of Securities)
381431105
(CUSIP Number)
Nicholas Gallagher
5 Churchfields, The K Club
Straffan, Kildare, Ireland
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
July 1 , 2021
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.‘
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
CUSIP NO. 381431105
1.NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nicholas Gallagher
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
3.SEC USE ONLY
4.SOURCE OF FUNDS
PF AND OO
5.CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEMS 2(d) or 2(e)
6.CITIZENSHIP OR PLACE OF ORGANIZATION
Ireland
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7. SOLE VOTING POWER: 59,852,446
8. SHARED VOTING POWER: 0
9. SOLE DISPOSITIVE POWER: 59,852,446
10. SHARED DISPOSITIVE POWER:0
11.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
59,852,446 as of July 1 , 2021
12.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES *
13.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) *
As of July 1 , 2021:
28.53 % (based on 172,259,709 outstanding shares of the Issuer as of July 1 , 2021, plus 37,523,808 in underlying convertible securities which were beneficially owned by the reporting person and included pursuant to Rule 13d-3(d)(1)(i) of the Securities Exchange Act of 1934, as amended (the “Act”).
14.TYPE OF REPORTING PERSON*
IN
SCHEDULE 13D
CUSIP NO. 381431105
Item 1. Security and Issuer.
Goldrich Mining Company
2525 E 29th Ave, Ste. 10B-160
Spokane, WA 99223
Common shares, no par value
Item 2. Identity and Background.
(i) (a)Nicholas Gallagher (“Gallagher”)
(b)Business address: 5 Churchfields, The K Club, Straffan, Kildare, Ireland
(c)Present occupation: Investment management
(d)Criminal proceedings and convictions: There were no criminal proceedings during the last five years referred to in Item 2(d) in which Gallagher was convicted.
(e)Civil proceedings and judgment, decree or order: There were no civil proceedings during the last five years referred to in Item 2(e) in which Gallagher was a party and was or is subject to a judgment, decree or final order.
(f)Citizenship: Ireland
Item 3. Source and Amount of Funds or Other Consideration.
Personal funds (PF) and funds of NGB Nominees Limited (OO) a nominee entity controlled by Gallagher.
Item 4. Purpose of Transaction.
All purchases were made for investment purposes.
Gallagher filed a Schedule 13G on April 12, 2007, reporting his ownership of greater than 5% of the outstanding securities of the Issuer. The Schedule 13G was subsequently amended on February 24, 2011 and on August 2, 2011. Gallagher filed a Schedule 13D on February 1, 2017, reporting his ownership of greater than 20% of the outstanding securities of the Issuer. The Schedule 13D was subsequently amended twice on March 9, 2017, amended on October 6, 2020, amended on October 15, 2020, amended on October 29, 2020 , amended on February 11, 2021, and amended on March 11, 2021 .. As of March 11, 2021 , Gallagher held the following securities of the Issuer: 15,036,975 common shares held directly and 7,291,663 common shares indirectly through NGB Nominees Limited, 150,000 Series A preferred shares convertible into 900,000 common shares of the Issuer, 200 Series B preferred shares convertible into 2,857,142 common shares of the Issuer, 250 Series C preferred shares convertible into 8,333,333 common shares of the Issuer, 50 Series D preferred shares convertible into 1,666,667 common shares of the Issuer, 280 Series E preferred shares convertible into 9,333,333 common shares of the Issuer, 153 Series F preferred shares convertible into 5,100,000 common shares of the issuer, 11,000,000 Class R warrants exercisable at $0.045 per share, 300,003 Class S warrants exercisable at $0.03 per share and 4,324,966 Class T warrants exercisable at $0.03 per share.
Item 5. Interest in Securities of the Issuer.
Since the date of Gallagher’s Schedule 13D amendment filed March 11 , 2020, the following transactions have occurred:
April 6, 2021 1,666,667 Class R warrants expired.
May 4 , 2021, Gallagher sold 166,666 Class T warrant shares exercisable at $0.03 per share in a private sale with a US Accredited Investor for $1. Gallagher’s ownership percentage as of May 4 , 2021 was 30.02 % based on 172,259,709 outstanding shares of the Issuer as of May 4 , 2021, plus 41,982,111 in underlying convertible securities which were beneficially owned by the reporting person and included pursuant to Rule 13d-3(d)(1)(i)
of the Act. After the sale of the T warrants, on May 4 , 2021, Gallagher held 15,036,975 common shares of the Issuer directly, and indirectly, through NGB Nominees Limited, held 7,291,663 common shares of the Issuer, 150,000 Series A preferred shares convertible into 900,000 common shares of the Issuer, 200 Series B preferred shares convertible into 2,857,142 common shares of the Issuer, 250 Series C preferred shares convertible into 8,333,333 common shares of the Issuer, 50 Series D preferred shares convertible into 1,666,667 common shares of the Issuer, 280 Series E preferred shares convertible into 9,333,333 common shares of the Issuer, 153 Series F preferred shares convertible into 5,100,000 common shares of the issuer, 9,333,333 Class R warrants exercisable at $0.045 per share, 300,003 Class S warrants exercisable at $0.03 per share, and 4,158,300 Class T warrants exercisable at $0.03 per share.
May 8, 2021, Gallagher sold 1,333,333 Class T warrant shares exercisable at $0.03 per share in a private sale with a US Accredited Investor for $1. Gallagher’s ownership percentage as of May 8, 2021 was 29.58% based on 172,259,709 outstanding shares of the Issuer as of May 8, 2021, plus 40,648,778 in underlying convertible securities which were beneficially owned by the reporting person and included pursuant to Rule 13d-3(d)(1)(i) of the Act. After the sale of the T warrants, on May 8, 2021, Gallagher held 15,036,975 common shares of the Issuer directly, and indirectly, through NGB Nominees Limited, held 7,291,663 common shares of the Issuer, 150,000 Series A preferred shares convertible into 900,000 common shares of the Issuer, 200 Series B preferred shares convertible into 2,857,142 common shares of the Issuer, 250 Series C preferred shares convertible into 8,333,333 common shares of the Issuer, 50 Series D preferred shares convertible into 1,666,667 common shares of the Issuer, 280 Series E preferred shares convertible into 9,333,333 common shares of the Issuer, 153 Series F preferred shares convertible into 5,100,000 common shares of the issuer, 9,333,333 Class R warrants exercisable at $0.045 per share, 300,003 Class S warrants exercisable at $0.03 per share, and 2,824,967 Class T warrants exercisable at $0.03 per share.
July 1, 2021, Gallagher sold 300,003 Class S warrant shares exercisable at $0.03 per share and 2,824,967 Class T warrant shares exercisable at $0.03 per share in a private sale with a US Accredited Investor for $1. Gallagher’s ownership percentage as of July 1, 2021 was 28.53% based on 172,259,709 outstanding shares of the Issuer as of July 1, 2021, plus 37,523,808 in underlying convertible securities which were beneficially owned by the reporting person and included pursuant to Rule 13d-3(d)(1)(i) of the Act. After the sale of the S and T warrants, on July 1, 2021, Gallagher held 15,036,975 common shares of the Issuer directly, and indirectly, through NGB Nominees Limited, held 7,291,663 common shares of the Issuer, 150,000 Series A preferred shares convertible into 900,000 common shares of the Issuer, 200 Series B preferred shares convertible into 2,857,142 common shares of the Issuer, 250 Series C preferred shares convertible into 8,333,333 common shares of the Issuer, 50 Series D preferred shares convertible into 1,666,667 common shares of the Issuer, 280 Series E preferred shares convertible into 9,333,333 common shares of the Issuer, 153 Series F preferred shares convertible into 5,100,000 common shares of the issuer, and 9,333,333 Class R warrants exercisable at $0.045 per share.
Item 6.Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
None
Item 7. Materials to be Filed as Exhibits.
None
Signed: July 7 , 2021
/s/ Nicholas Gallagher
_______________________________
Nicholas Gallagher