X0206 3 2022-06-01 0 0000005981 AMERICAN VANGUARD CORP AVD 0001190934 ROSENBLOOM KEITH M 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 1 0 0 0 0001713506 Cruiser Capital Advisors, LLC 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA NEWPORT BE 1 0 0 0 Common Stock 767954 I See footnote Call Option (right to buy) 15.00 2022-06-06 2022-08-19 Common Stock 10000 I See footnote Call Option (right to buy) 17.50 2022-06-06 2022-11-18 Common Stock 10000 I See footnote Put Option (obligation to buy) 15.00 2022-06-06 2022-11-18 Common Stock 12500 I See footnote The reporting person has executed a Power of Attorney dated June 8, 2022 permitting execution of Forms 3, 4 and 5 by two attorneys-in-fact; a copy of that Power of Attorney is filed herewith. Cruiser Capital Advisors, LLC ("Cruiser Capital") serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest. Cruiser Capital may be deemed to be a director by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, by virtue of the fact that Mr. Rosenbloom serves on the board of directors of the issuer. /s/ Keith M. Rosenbloom 2022-06-30 /s/ Keith M. Rosenbloom, CRUISER CAPITAL ADVISORS LLC, KEITH ROSENBLOOM, MANAGING MEMBER 2022-06-30