0000899243-22-026288.txt : 20220719 0000899243-22-026288.hdr.sgml : 20220719 20220719123830 ACCESSION NUMBER: 0000899243-22-026288 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220719 DATE AS OF CHANGE: 20220719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENBLOOM KEITH M CENTRAL INDEX KEY: 0001190934 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 221090971 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT, SUITE 1200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER NAME: FORMER CONFORMED NAME: ROSENBLOOM KEITH DATE OF NAME CHANGE: 20020919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cruiser Capital Advisors, LLC CENTRAL INDEX KEY: 0001713506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 221090970 BUSINESS ADDRESS: STREET 1: 243 TRESSER BOULEVARD STREET 2: 17TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 212-829-5833 MAIL ADDRESS: STREET 1: 243 TRESSER BOULEVARD STREET 2: 17TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN VANGUARD CORP CENTRAL INDEX KEY: 0000005981 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 952588080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-260-1200 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: AEROCON INC DATE OF NAME CHANGE: 19720620 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2022-06-01 0 0000005981 AMERICAN VANGUARD CORP AVD 0001190934 ROSENBLOOM KEITH M 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 1 0 0 0 0001713506 Cruiser Capital Advisors, LLC 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA NEWPORT BE 1 0 0 0 Common Stock 767954 I See footnote Call Option (right to buy) 15.00 2022-06-06 2022-08-19 Common Stock 10000 I See footnote Call Option (right to buy) 17.50 2022-06-06 2022-11-18 Common Stock 10000 I See footnote Put Option (obligation to buy) 15.00 2022-06-06 2022-11-18 Common Stock 12500 I See footnote The reporting person has executed a Power of Attorney dated June 8, 2022 permitting execution of Forms 3, 4 and 5 by two attorneys-in-fact; a copy of that Power of Attorney is filed herewith. Cruiser Capital Advisors, LLC ("Cruiser Capital") serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest. Cruiser Capital may be deemed to be a director by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, by virtue of the fact that Mr. Rosenbloom serves on the board of directors of the issuer. /s/ Keith M. Rosenbloom 2022-06-30 /s/ Keith M. Rosenbloom, CRUISER CAPITAL ADVISORS LLC, KEITH ROSENBLOOM, MANAGING MEMBER 2022-06-30 EX-24 2 attachment1.htm EX-24 DOCUMENT

                               POWER OF ATTORNEY


      The undersigned constitutes and appoints Timothy J. Donnelly and Lucy
Cooney, and each of them, as the undersigned's true and lawful attorneys-in-fact
and agents, with full power of substitution and resubstitution, for the
undersigned and in the undersigned's name, place and stead, to sign any and all
Securities and Exchange Commission statements of beneficial ownership of
securities of American Vanguard Corporation, a Delaware corporation (the
"Company") on Forms 3, 4 and 5 as required under Section 16(a) of the Securities
Exchange Act of 1934, as amended, and to file the same with all exhibits
thereto, and other documents in connection therewith, with the Securities and
Exchange Commission, the Company and the stock exchange or national market
system on which such shares are publicly traded, granting unto said attorneys-
in-fact and agents, and each of them, full power and authority to do and perform
each act and thing requisite and necessary to be done under said Section 16(a),
as fully and to all intents and purposes as the undersigned might or could do in
person, hereby ratifying and confirming all that said attorneys-in-fact and
agents, and each of them, may lawfully do or cause to be done by virtue hereof.

      A copy of this power of attorney shall be filed with the Securities and
Exchange Commission.  The authorization set forth above shall continue in full
force and effect until the undersigned revokes such authorization by written
instructions to the attorneys- in-fact.

      The authority granted hereby shall in no event be deemed to impose or
create any duty on behalf of the attorney-in-fact with respect to the
undersigned's obligations to file Forms 3, 4 and 5 with the Securities and
Exchange Commission.

Dated:   June 8, 2022



                        /s/ Keith M. Rosenbloom
                        --------------------------------------------------
                        Keith M. Rosenbloom
                        as an Individual