0000899243-20-031180.txt : 20201116 0000899243-20-031180.hdr.sgml : 20201116 20201116200031 ACCESSION NUMBER: 0000899243-20-031180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201113 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wetherall Shayne M CENTRAL INDEX KEY: 0001814852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 201318987 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 1200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN VANGUARD CORP CENTRAL INDEX KEY: 0000005981 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 952588080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-260-1200 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: AEROCON INC DATE OF NAME CHANGE: 19720620 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-13 0 0000005981 AMERICAN VANGUARD CORP AVD 0001814852 Wetherall Shayne M 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 0 1 0 0 See Remarks Common Stock 2020-11-13 4 A 0 3458 0.00 A 25287 D Common Stock 2020-11-13 4 A 0 3458 0.00 A 28745 D These comprise an award of time-based restricted stock that vests in its entirety on May 13, 2023, if and only if reporting person is continuously employed by issuer through such vesting date as per the terms of a Restricted Stock Agreement dated as of November 13, 2020. These comprise an award of performance-based restricted stock that vests upon the attainment of both (i) continuous employment through May 13,2023, and (ii) the relative growth of the issuer's EBIT (earnings before interest and taxes), net sales and stock price appreciation as compared to that of certain industry comparator groups over the course of the period from October 1, 2020 through March 31, 2023 as per the terms of a Performance Stock Agreement dated as of November 13, 2020. CEO Envance Technologies, LLC, TyraTech, Inc, and Amvac Environmental Products /s/ SHAYNE M. WETHERALL 2020-11-16