0000897069-23-000988.txt : 20230724
0000897069-23-000988.hdr.sgml : 20230724
20230724170334
ACCESSION NUMBER: 0000897069-23-000988
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230721
FILED AS OF DATE: 20230724
DATE AS OF CHANGE: 20230724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENBLOOM KEITH M
CENTRAL INDEX KEY: 0001190934
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13795
FILM NUMBER: 231105671
MAIL ADDRESS:
STREET 1: 4695 MACARTHUR COURT, SUITE 1200
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER NAME:
FORMER CONFORMED NAME: ROSENBLOOM KEITH
DATE OF NAME CHANGE: 20020919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cruiser Capital Advisors, LLC
CENTRAL INDEX KEY: 0001713506
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13795
FILM NUMBER: 231105670
BUSINESS ADDRESS:
STREET 1: 243 TRESSER BOULEVARD
STREET 2: 17TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 212-829-5833
MAIL ADDRESS:
STREET 1: 243 TRESSER BOULEVARD
STREET 2: 17TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN VANGUARD CORP
CENTRAL INDEX KEY: 0000005981
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 952588080
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4695 MACARTHUR COURT
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-260-1200
MAIL ADDRESS:
STREET 1: 4695 MACARTHUR COURT
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER COMPANY:
FORMER CONFORMED NAME: AEROCON INC
DATE OF NAME CHANGE: 19720620
4
1
form4.xml
X0508
4
2023-07-21
0000005981
AMERICAN VANGUARD CORP
AVD
0001190934
ROSENBLOOM KEITH M
4695 MACARTHUR COURT, SUITE 1200
NEWPORT BEACH
CA
92660
true
0001713506
Cruiser Capital Advisors, LLC
4695 MACARTHUR COURT, SUITE 1200
NEWPORT BEACH
CA
92660
true
Affiliate of Director
false
Common Stock
2023-07-21
4
J
0
133005
D
968455
I
See footnote
Common Stock
7616
D
Cruiser Capital serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest.
As noted in Footnote 1, Cruiser Capital serves as investment adviser to SMAs. A client of one of the SMAs terminated its investment advisory agreement with Cruiser Capital. As a result, Cruiser Capital no longer has discretionary investment nor voting authority with respect to the 133,005 shares of Common Stock held by such SMA client. There were no buy or sell transactions involved with the termination of the agreement.
/s/ Keith M. Rosenbloom
2023-07-24
/s/ Keith M. Rosenbloom, CRUISER CAPITAL ADVISORS LLC, KEITH ROSENBLOOM, MANAGING MEMBER
2023-07-24