0000897069-23-000986.txt : 20230724 0000897069-23-000986.hdr.sgml : 20230724 20230724165840 ACCESSION NUMBER: 0000897069-23-000986 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230724 DATE AS OF CHANGE: 20230724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENBLOOM KEITH M CENTRAL INDEX KEY: 0001190934 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 231105630 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT, SUITE 1200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER NAME: FORMER CONFORMED NAME: ROSENBLOOM KEITH DATE OF NAME CHANGE: 20020919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cruiser Capital Advisors, LLC CENTRAL INDEX KEY: 0001713506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 231105629 BUSINESS ADDRESS: STREET 1: 243 TRESSER BOULEVARD STREET 2: 17TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 212-829-5833 MAIL ADDRESS: STREET 1: 243 TRESSER BOULEVARD STREET 2: 17TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN VANGUARD CORP CENTRAL INDEX KEY: 0000005981 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 952588080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-260-1200 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: AEROCON INC DATE OF NAME CHANGE: 19720620 4/A 1 form4.xml X0508 4/A 2023-05-17 2023-05-19 0000005981 AMERICAN VANGUARD CORP AVD 0001190934 ROSENBLOOM KEITH M 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 true 0001713506 Cruiser Capital Advisors, LLC 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 true Affiliate of Director false Common Stock 1031211 I See footnote Common Stock 3218 D On May 19, 2023, the reporting person filed a Form 4 reporting a purchase of 205 shares of common stock that were also included in a previous filing - as such those 205 shares were double counted and ownership was overstated by 00.019%. As of May 17, 2023, the reporting person owned only 1,031,211 shares of common stock. Cruiser Capital serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest. /s/ Keith M. Rosenbloom 2023-07-24 /s/ Keith M. Rosenbloom, CRUISER CAPITAL ADVISORS LLC, KEITH ROSENBLOOM, MANAGING MEMBER 2023-07-24