0000897069-23-000481.txt : 20230522 0000897069-23-000481.hdr.sgml : 20230522 20230522200706 ACCESSION NUMBER: 0000897069-23-000481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENBLOOM KEITH M CENTRAL INDEX KEY: 0001190934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 23946242 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT, SUITE 1200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER NAME: FORMER CONFORMED NAME: ROSENBLOOM KEITH DATE OF NAME CHANGE: 20020919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cruiser Capital Advisors, LLC CENTRAL INDEX KEY: 0001713506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 23946241 BUSINESS ADDRESS: STREET 1: 243 TRESSER BOULEVARD STREET 2: 17TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 212-829-5833 MAIL ADDRESS: STREET 1: 243 TRESSER BOULEVARD STREET 2: 17TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN VANGUARD CORP CENTRAL INDEX KEY: 0000005981 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 952588080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-260-1200 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: AEROCON INC DATE OF NAME CHANGE: 19720620 4 1 form4.xml X0407 4 2023-05-18 0000005981 AMERICAN VANGUARD CORP AVD 0001190934 ROSENBLOOM KEITH M 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 true 0001713506 Cruiser Capital Advisors, LLC 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 true Affiliate of Director false Common Stock 2023-05-18 4 P 0 6498 16.97 A 1037914 I See footnote Common Stock 2023-05-19 4 P 0 56751 17.77 A 1094665 I See footnote Common Stock 3218 D The price in Column 4 is a weighted average price. The prices actually received ranged from $16.9675 to $16.9727. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Cruiser Capital serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest. The price in Column 4 is a weighted average price. The prices actually received ranged from $17.77 to $17.78. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. /s/ Keith M. Rosenbloom 2023-05-22 /s/ Keith M. Rosenbloom, CRUISER CAPITAL ADVISORS LLC, KEITH ROSENBLOOM, MANAGING MEMBER 2023-05-22