Vice President and Chief Compliance Officer

0001085146-20-000448.txt : 20200207 0001085146-20-000448.hdr.sgml : 20200207 20200207170717 ACCESSION NUMBER: 0001085146-20-000448 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 EFFECTIVENESS DATE: 20200207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINCOLN NATIONAL CORP CENTRAL INDEX KEY: 0000059558 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 351140070 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00625 FILM NUMBER: 20588300 BUSINESS ADDRESS: STREET 1: 150 N RADNOR CHESTER RD CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 4845831400 MAIL ADDRESS: STREET 1: 150 N RADNOR CHESTER RD CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000059558 XXXXXXXX 12-31-2019 12-31-2019 false LINCOLN NATIONAL CORP

150 N RADNOR CHESTER RD RADNOR PA 19087

13F HOLDINGS REPORT 028-00625 N Ronald A. Holinsky Vice President and Chief Compliance Officer 484-583-6302 /s/ Ronald A. Holinsky Radnor PA 01-31-2020 3 1053 3092078 1 0001464867 028-15854 Lincoln Investment Advisors Corp 2 0000059970 028-17547 LINCOLN FINANCIAL ADVISORS CORPORATION 3 0000100565 028-17548 LINCOLN FINANCIAL SECURITIES CORPORATION INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABB LTD SPONSORED ADR 000375204 268 11124 SH DFND 2 0 0 11124 ABB LTD SPONSORED ADR 000375204 8 338 SH DFND 3 0 0 338 ACNB CORP COM 000868109 924 24420 SH DFND 2 0 0 24420 ALPS ETF TR ALERIAN MLP 00162Q866 149 17563 SH DFND 3 0 0 17563 ALPS ETF TR ALERIAN MLP 00162Q866 219 25749 SH DFND 2 0 0 25749 AT&T INC COM 00206R102 5470 139962 SH DFND 2 0 0 139962 AT&T INC COM 00206R102 771 19719 SH DFND 3 0 0 19719 ABBOTT LABS COM 002824100 2154 24795 SH DFND 2 0 0 24795 ABBOTT LABS COM 002824100 1199 13803 SH DFND 3 0 0 13803 ABBVIE INC COM 00287Y109 2206 24920 SH DFND 2 0 0 24920 ABBVIE INC COM 00287Y109 1331 15037 SH DFND 3 0 0 15037 ADOBE INC COM 00724F101 17 51 SH DFND 3 0 0 51 ADOBE INC COM 00724F101 1007 3054 SH DFND 2 0 0 3054 ADVANCED MICRO DEVICES INC COM 007903107 169 3693 SH DFND 2 0 0 3693 ADVANCED MICRO DEVICES INC COM 007903107 91 1995 SH DFND 3 0 0 1995 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 101 474 SH DFND 3 0 0 474 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1952 9203 SH DFND 2 0 0 9203 ALIGN TECHNOLOGY INC COM 016255101 429 1536 SH DFND 2 0 0 1536 ALLEGHANY CORP DEL COM 017175100 359 449 SH DFND 2 0 0 449 ALLIANT ENERGY CORP COM 018802108 246 4496 SH DFND 2 0 0 4496 ALLIANT ENERGY CORP COM 018802108 104 1903 SH DFND 3 0 0 1903 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 366 12091 SH DFND 2 0 0 12091 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 0 0 SH DFND 3 0 0 0 ALLSTATE CORP COM 020002101 52 461 SH DFND 3 0 0 461 ALLSTATE CORP COM 020002101 173 1542 SH DFND 2 0 0 1542 ALMADEN MINERALS LTD COM CL B 020283305 9 14500 SH DFND 2 0 0 14500 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 1549 50935 SH DFND 2 0 0 50935 ALPHABET INC CAP STK CL C 02079K107 4789 3582 SH DFND 2 0 0 3582 ALPHABET INC CAP STK CL C 02079K107 412 308 SH DFND 3 0 0 308 ALPHABET INC CAP STK CL A 02079K305 4048 3022 SH DFND 2 0 0 3022 ALPHABET INC CAP STK CL A 02079K305 522 390 SH DFND 3 0 0 390 ALTRIA GROUP INC COM 02209S103 1106 22165 SH DFND 2 0 0 22165 ALTRIA GROUP INC COM 02209S103 567 11369 SH DFND 3 0 0 11369 AMAZON COM INC COM 023135106 12634 6837 SH DFND 2 0 0 6837 AMAZON COM INC COM 023135106 1423 770 SH DFND 3 0 0 770 AMERICAN ELEC PWR CO INC COM 025537101 1289 13639 SH DFND 2 0 0 13639 AMERICAN ELEC PWR CO INC COM 025537101 16 171 SH DFND 3 0 0 171 AMERICAN EXPRESS CO COM 025816109 970 7796 SH DFND 2 0 0 7796 AMERICAN EXPRESS CO COM 025816109 52 418 SH DFND 3 0 0 418 AMERICAN TOWER CORP NEW COM 03027X100 1535 6679 SH DFND 2 0 0 6679 AMERICAN TOWER CORP NEW COM 03027X100 24 106 SH DFND 3 0 0 106 AMERICAN WTR WKS CO INC NEW COM 030420103 247 2011 SH DFND 2 0 0 2011 AMGEN INC COM 031162100 2013 8349 SH DFND 2 0 0 8349 AMGEN INC COM 031162100 11 47 SH DFND 3 0 0 47 ANNALY CAP MGMT INC COM 035710409 523 55551 SH DFND 2 0 0 55551 ANNALY CAP MGMT INC COM 035710409 23 2464 SH DFND 3 0 0 2464 ANTHEM INC COM 036752103 908 3005 SH DFND 2 0 0 3005 ANTHEM INC COM 036752103 69 229 SH DFND 3 0 0 229 APPLE INC COM 037833100 35219 119936 SH DFND 2 0 0 119936 APPLE INC COM 037833100 3296 11224 SH DFND 3 0 0 11224 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 166 10238 SH DFND 2 0 0 10238 AQUA AMERICA INC COM 03836W103 216 4606 SH DFND 2 0 0 4606 ARCONIC INC COM 03965L100 229 7442 SH DFND 2 0 0 7442 ARISTA NETWORKS INC COM 040413106 606 2978 SH DFND 2 0 0 2978 ARISTA NETWORKS INC COM 040413106 0 1 SH DFND 3 0 0 1 ARMSTRONG WORLD INDS INC NEW COM 04247X102 3035 32300 SH DFND 3 0 0 32300 ASPEN TECHNOLOGY INC COM 045327103 487 4031 SH DFND 2 0 0 4031 ASTRAZENECA PLC SPONSORED ADR 046353108 235 4722 SH DFND 2 0 0 4722 ASTRAZENECA PLC SPONSORED ADR 046353108 0 1 SH DFND 3 0 0 1 ATMOS ENERGY CORP COM 049560105 269 2401 SH DFND 2 0 0 2401 AUBURN NATL BANCORP COM 050473107 998 18830 SH DFND 2 0 0 18830 AURORA CANNABIS INC COM 05156X108 28 13067 SH DFND 2 0 0 13067 AURORA CANNABIS INC COM 05156X108 1 600 SH DFND 3 0 0 600 AUTOMATIC DATA PROCESSING IN COM 053015103 357 2093 SH DFND 3 0 0 2093 AUTOMATIC DATA PROCESSING IN COM 053015103 282 1651 SH DFND 2 0 0 1651 AUTOZONE INC COM 053332102 457 384 SH DFND 2 0 0 384 BP PLC SPONSORED ADR 055622104 576 15251 SH DFND 3 0 0 15251 BP PLC SPONSORED ADR 055622104 719 19055 SH DFND 2 0 0 19055 BANCO SANTANDER SA ADR 05964H105 58 14047 SH DFND 2 0 0 14047 BANK AMER CORP COM 060505104 3460 98252 SH DFND 2 0 0 98252 BANK AMER CORP COM 060505104 749 21256 SH DFND 3 0 0 21256 BANK NEW YORK MELLON CORP COM 064058100 513 10200 SH DFND 2 0 0 10200 BANK NEW YORK MELLON CORP COM 064058100 14 286 SH DFND 3 0 0 286 BAXTER INTL INC COM 071813109 574 6859 SH DFND 2 0 0 6859 BAXTER INTL INC COM 071813109 33 400 SH DFND 3 0 0 400 BECTON DICKINSON & CO COM 075887109 203 745 SH DFND 3 0 0 745 BECTON DICKINSON & CO COM 075887109 592 2175 SH DFND 2 0 0 2175 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2038 6 SH DFND 2 0 0 6 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10072 44467 SH DFND 2 0 0 44467 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 432 1906 SH DFND 3 0 0 1906 BIG LOTS INC COM 089302103 1202 41854 SH DFND 2 0 0 41854 BIOMARIN PHARMACEUTICAL INC COM 09061G101 362 4279 SH DFND 2 0 0 4279 BIOGEN INC COM 09062X103 254 855 SH DFND 2 0 0 855 BLACKROCK INC COM 09247X101 247 491 SH DFND 2 0 0 491 BLACKROCK INC COM 09247X101 12 24 SH DFND 3 0 0 24 BLACKROCK CORE BD TR SHS BEN INT 09249E101 432 29612 SH DFND 2 0 0 29612 BLACKROCK HEALTH SCIENCES TR COM 09250W107 225 5296 SH DFND 3 0 0 5296 BLACKROCK ENHANCED EQT DIV T COM 09251A104 119 12021 SH DFND 2 0 0 12021 BLACKSTONE MTG TR INC COM CL A 09257W100 434 11656 SH DFND 2 0 0 11656 BLACKSTONE GROUP INC COM CL A 09260D107 467 8348 SH DFND 2 0 0 8348 BLACKSTONE GROUP INC COM CL A 09260D107 8 150 SH DFND 3 0 0 150 BOEING CO COM 097023105 2664 8177 SH DFND 2 0 0 8177 BOEING CO COM 097023105 502 1542 SH DFND 3 0 0 1542 BOOKING HLDGS INC COM 09857L108 610 297 SH DFND 2 0 0 297 BOOKING HLDGS INC COM 09857L108 4 2 SH DFND 3 0 0 2 BRISTOL MYERS SQUIBB CO COM 110122108 645 10052 SH DFND 3 0 0 10052 BRISTOL MYERS SQUIBB CO COM 110122108 1655 25786 SH DFND 2 0 0 25786 BROADCOM INC COM 11135F101 568 1797 SH DFND 2 0 0 1797 BROADCOM INC COM 11135F101 45 141 SH DFND 3 0 0 141 BROWN & BROWN INC COM 115236101 671 16992 SH DFND 2 0 0 16992 CBRE GROUP INC CL A 12504L109 265 4328 SH DFND 2 0 0 4328 CBRE GROUP INC CL A 12504L109 0 3 SH DFND 3 0 0 3 CGI INC CL A SUB VTG 12532H104 635 7582 SH DFND 2 0 0 7582 CIGNA CORP NEW COM 125523100 437 2137 SH DFND 2 0 0 2137 CIGNA CORP NEW COM 125523100 3 16 SH DFND 3 0 0 16 CSX CORP COM 126408103 591 8162 SH DFND 2 0 0 8162 CSX CORP COM 126408103 275 3806 SH DFND 3 0 0 3806 CVS HEALTH CORP COM 126650100 63 849 SH DFND 3 0 0 849 CVS HEALTH CORP COM 126650100 1053 14177 SH DFND 2 0 0 14177 CADENCE DESIGN SYSTEM INC COM 127387108 0 0 SH DFND 3 0 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 342 4926 SH DFND 2 0 0 4926 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 42 11559 SH DFND 2 0 0 11559 CANOPY GROWTH CORP COM 138035100 185 8751 SH DFND 2 0 0 8751 CANOPY GROWTH CORP COM 138035100 107 5094 SH DFND 3 0 0 5094 CAROLINA FINL CORP NEW COM 143873107 168 3877 SH DFND 2 0 0 3877 CAROLINA FINL CORP NEW COM 143873107 301 6963 SH DFND 3 0 0 6963 CATERPILLAR INC DEL COM 149123101 869 5883 SH DFND 2 0 0 5883 CATERPILLAR INC DEL COM 149123101 222 1502 SH DFND 3 0 0 1502 CEL SCI CORP COM PAR NEW 150837607 49 5332 SH DFND 2 0 0 5332 CEL SCI CORP COM PAR NEW 150837607 70 7700 SH DFND 3 0 0 7700 CENTURYLINK INC COM 156700106 134 10108 SH DFND 2 0 0 10108 CENTURYLINK INC COM 156700106 27 2041 SH DFND 3 0 0 2041 CHESAPEAKE ENERGY CORP COM 165167107 8 10230 SH DFND 2 0 0 10230 CHEVRON CORP NEW COM 166764100 590 4898 SH DFND 3 0 0 4898 CHEVRON CORP NEW COM 166764100 4457 36982 SH DFND 2 0 0 36982 CHIPOTLE MEXICAN GRILL INC COM 169656105 196 234 SH DFND 2 0 0 234 CHIPOTLE MEXICAN GRILL INC COM 169656105 30 36 SH DFND 3 0 0 36 CHURCH & DWIGHT INC COM 171340102 223 3167 SH DFND 2 0 0 3167 CHURCH & DWIGHT INC COM 171340102 142 2015 SH DFND 3 0 0 2015 CISCO SYS INC COM 17275R102 2599 54184 SH DFND 2 0 0 54184 CISCO SYS INC COM 17275R102 86 1790 SH DFND 3 0 0 1790 CINTAS CORP COM 172908105 0 0 SH DFND 3 0 0 0 CINTAS CORP COM 172908105 529 1964 SH DFND 2 0 0 1964 CITIGROUP INC COM NEW 172967424 242 3028 SH DFND 3 0 0 3028 CITIGROUP INC COM NEW 172967424 795 9948 SH DFND 2 0 0 9948 CITRIX SYS INC COM 177376100 234 2113 SH DFND 2 0 0 2113 CLOROX CO DEL COM 189054109 438 2856 SH DFND 2 0 0 2856 CLOROX CO DEL COM 189054109 111 723 SH DFND 3 0 0 723 COCA COLA CO COM 191216100 2202 39777 SH DFND 2 0 0 39777 COCA COLA CO COM 191216100 583 10527 SH DFND 3 0 0 10527 COHEN & STEERS REIT & PFD &I COM 19247X100 705 29617 SH DFND 2 0 0 29617 COHEN & STEERS REIT & PFD &I COM 19247X100 3 115 SH DFND 3 0 0 115 COLGATE PALMOLIVE CO COM 194162103 400 5808 SH DFND 2 0 0 5808 COLGATE PALMOLIVE CO COM 194162103 153 2222 SH DFND 3 0 0 2222 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 1026 49287 SH DFND 2 0 0 49287 COMCAST CORP NEW CL A 20030N101 67 1482 SH DFND 3 0 0 1482 COMCAST CORP NEW CL A 20030N101 1187 26389 SH DFND 2 0 0 26389 COMMUNITY HEALTH SYS INC NEW COM 203668108 42 14605 SH DFND 2 0 0 14605 CONOCOPHILLIPS COM 20825C104 312 4793 SH DFND 3 0 0 4793 CONOCOPHILLIPS COM 20825C104 754 11598 SH DFND 2 0 0 11598 CONSOLIDATED EDISON INC COM 209115104 1215 13432 SH DFND 2 0 0 13432 CONSOLIDATED EDISON INC COM 209115104 79 879 SH DFND 3 0 0 879 COOPER COS INC COM NEW 216648402 202 628 SH DFND 2 0 0 628 CORNING INC COM 219350105 177 6083 SH DFND 2 0 0 6083 CORNING INC COM 219350105 51 1750 SH DFND 3 0 0 1750 CORTEVA INC COM 22052L104 63 2145 SH DFND 3 0 0 2145 CORTEVA INC COM 22052L104 163 5513 SH DFND 2 0 0 5513 COSTCO WHSL CORP NEW COM 22160K105 4132 14058 SH DFND 2 0 0 14058 COSTCO WHSL CORP NEW COM 22160K105 147 500 SH DFND 3 0 0 500 COUSINS PPTYS INC COM NEW 222795502 477 11567 SH DFND 2 0 0 11567 CROWN CASTLE INTL CORP NEW COM 22822V101 206 1449 SH DFND 2 0 0 1449 CROWN CASTLE INTL CORP NEW COM 22822V101 29 205 SH DFND 3 0 0 205 CULLEN FROST BANKERS INC COM 229899109 368 3767 SH DFND 2 0 0 3767 DTE ENERGY CO COM 233331107 308 2370 SH DFND 2 0 0 2370 DWS MUN INCOME TR NEW COM 233368109 1491 131641 SH DFND 2 0 0 131641 DANAHER CORPORATION COM 235851102 484 3153 SH DFND 2 0 0 3153 DEERE & CO COM 244199105 208 1202 SH DFND 3 0 0 1202 DEERE & CO COM 244199105 569 3283 SH DFND 2 0 0 3283 DELTA AIR LINES INC DEL COM NEW 247361702 173 2961 SH DFND 2 0 0 2961 DELTA AIR LINES INC DEL COM NEW 247361702 69 1186 SH DFND 3 0 0 1186 DIAGEO P L C SPON ADR NEW 25243Q205 382 2267 SH DFND 2 0 0 2267 DIAGEO P L C SPON ADR NEW 25243Q205 299 1773 SH DFND 3 0 0 1773 DIGITAL RLTY TR INC COM 253868103 427 3567 SH DFND 2 0 0 3567 DISNEY WALT CO COM DISNEY 254687106 444 3068 SH DFND 3 0 0 3068 DISNEY WALT CO COM DISNEY 254687106 4407 30473 SH DFND 2 0 0 30473 DISCOVER FINL SVCS COM 254709108 381 4494 SH DFND 2 0 0 4494 DISCOVER FINL SVCS COM 254709108 19 220 SH DFND 3 0 0 220 DISCOVERY INC COM SER A 25470F104 932 28471 SH DFND 2 0 0 28471 DISCOVERY INC COM SER C 25470F302 473 15520 SH DFND 2 0 0 15520 DOLLAR GEN CORP NEW COM 256677105 484 3105 SH DFND 2 0 0 3105 DOLLAR GEN CORP NEW COM 256677105 113 727 SH DFND 3 0 0 727 DOLLAR TREE INC COM 256746108 360 3828 SH DFND 2 0 0 3828 DOLLAR TREE INC COM 256746108 0 1 SH DFND 3 0 0 1 DOMINION ENERGY INC COM 25746U109 1668 20144 SH DFND 2 0 0 20144 DOMINION ENERGY INC COM 25746U109 337 4070 SH DFND 3 0 0 4070 DOUBLELINE OPPORTUNISTIC CR COM 258623107 43 2102 SH DFND 2 0 0 2102 DOUBLELINE OPPORTUNISTIC CR COM 258623107 512 24808 SH DFND 3 0 0 24808 DOW INC COM 260557103 288 5261 SH DFND 2 0 0 5261 DOW INC COM 260557103 110 2004 SH DFND 3 0 0 2004 DUKE ENERGY CORP NEW COM NEW 26441C204 1259 13806 SH DFND 2 0 0 13806 DUKE ENERGY CORP NEW COM NEW 26441C204 155 1701 SH DFND 3 0 0 1701 DUPONT DE NEMOURS INC COM 26614N102 139 2166 SH DFND 3 0 0 2166 DUPONT DE NEMOURS INC COM 26614N102 547 8521 SH DFND 2 0 0 8521 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 1137 91400 SH DFND 2 0 0 91400 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 212 12380 SH DFND 2 0 0 12380 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 4 227 SH DFND 3 0 0 227 EDISON INTL COM 281020107 790 10474 SH DFND 2 0 0 10474 EDISON INTL COM 281020107 51 670 SH DFND 3 0 0 670 EDWARDS LIFESCIENCES CORP COM 28176E108 1527 6546 SH DFND 2 0 0 6546 EDWARDS LIFESCIENCES CORP COM 28176E108 8 33 SH DFND 3 0 0 33 EMERSON ELEC CO COM 291011104 647 8479 SH DFND 2 0 0 8479 EMERSON ELEC CO COM 291011104 195 2552 SH DFND 3 0 0 2552 ENBRIDGE INC COM 29250N105 341 8586 SH DFND 2 0 0 8586 ENBRIDGE INC COM 29250N105 290 7286 SH DFND 3 0 0 7286 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 89 6956 SH DFND 2 0 0 6956 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 159 12380 SH DFND 3 0 0 12380 ENTERPRISE PRODS PARTNERS L COM 293792107 822 29191 SH DFND 2 0 0 29191 ENTERPRISE PRODS PARTNERS L COM 293792107 170 6046 SH DFND 3 0 0 6046 EQUINIX INC COM 29444U700 208 356 SH DFND 2 0 0 356 EXACT SCIENCES CORP COM 30063P105 444 4797 SH DFND 2 0 0 4797 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 1220 29044 SH DFND 2 0 0 29044 EXCHANGE LISTED FDS TR KNLDG LD WD ETF 30151E608 246 6760 SH DFND 2 0 0 6760 EXELON CORP COM 30161N101 1197 26248 SH DFND 2 0 0 26248 EXPRESS INC COM 30219E103 65 13390 SH DFND 2 0 0 13390 EXXON MOBIL CORP COM 30231G102 4481 64219 SH DFND 2 0 0 64219 EXXON MOBIL CORP COM 30231G102 876 12548 SH DFND 3 0 0 12548 FS KKR CAPITAL CORP COM 302635107 1034 168630 SH DFND 2 0 0 168630 FS KKR CAPITAL CORP COM 302635107 116 18901 SH DFND 3 0 0 18901 FACEBOOK INC CL A 30303M102 3802 18525 SH DFND 2 0 0 18525 FACEBOOK INC CL A 30303M102 169 821 SH DFND 3 0 0 821 FACEBOOK INC CL A 30303M102 0 0 SH Call DFND 2 0 0 0 FACTSET RESH SYS INC COM 303075105 320 1191 SH DFND 2 0 0 1191 FEDEX CORP COM 31428X106 214 1414 SH DFND 3 0 0 1414 FEDEX CORP COM 31428X106 170 1123 SH DFND 2 0 0 1123 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 1383 3958 SH DFND 3 0 0 3958 FIDELITY COVINGTON TR MSCI CONSM DIS 316092204 297 6153 SH DFND 2 0 0 6153 FIDELITY COVINGTON TR MSCI CONSM DIS 316092204 57 1183 SH DFND 3 0 0 1183 FIDELITY COVINGTON TR CONSMR STAPLES 316092303 1366 36247 SH DFND 2 0 0 36247 FIDELITY COVINGTON TR CONSMR STAPLES 316092303 50 1320 SH DFND 3 0 0 1320 FIDELITY COVINGTON TR MSCI ENERGY IDX 316092402 748 46719 SH DFND 2 0 0 46719 FIDELITY COVINGTON TR MSCI ENERGY IDX 316092402 4 219 SH DFND 3 0 0 219 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 1189 26760 SH DFND 2 0 0 26760 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 113 2536 SH DFND 3 0 0 2536 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 549 11037 SH DFND 2 0 0 11037 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 132 2659 SH DFND 3 0 0 2659 FIDELITY COVINGTON TR VLU FACTOR ETF 316092782 2365 62269 SH DFND 2 0 0 62269 FIDELITY COVINGTON TR QLTY FCTOR ETF 316092790 1418 37608 SH DFND 2 0 0 37608 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 14 199 SH DFND 3 0 0 199 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 719 9924 SH DFND 2 0 0 9924 FIDELITY COVINGTON TR MOMENTUM FACTR 316092816 251 6834 SH DFND 2 0 0 6834 FIDELITY COVINGTON TR LOW VOLITY ETF 316092824 6281 162292 SH DFND 2 0 0 162292 FIDELITY COVINGTON TR LOW VOLITY ETF 316092824 3 90 SH DFND 3 0 0 90 FIDELITY COVINGTON TR HIGH DIVID ETF 316092840 1462 45041 SH DFND 2 0 0 45041 FIDELITY COVINGTON TR HIGH DIVID ETF 316092840 28 855 SH DFND 3 0 0 855 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 1101 39508 SH DFND 2 0 0 39508 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 600 21530 SH DFND 3 0 0 21530 FIDELITY COVINGTON TR MSCI UTILS INDEX 316092865 1931 45646 SH DFND 2 0 0 45646 FIDELITY COVINGTON TR MSCI UTILS INDEX 316092865 52 1235 SH DFND 3 0 0 1235 FIDELITY COVINGTON TR MSCI COMMNTN SVC 316092873 4 99 SH DFND 3 0 0 99 FIDELITY COVINGTON TR MSCI COMMNTN SVC 316092873 938 26221 SH DFND 2 0 0 26221 FIDELITY COVINGTON TR MSCI MATLS INDEX 316092881 259 7533 SH DFND 2 0 0 7533 FIDELITY COVINGTON TR MSCI MATLS INDEX 316092881 8 220 SH DFND 3 0 0 220 FIDELITY LTD TRM BD ETF 316188200 230 4520 SH DFND 2 0 0 4520 FIDELITY NATL INFORMATION SV COM 31620M106 66 476 SH DFND 3 0 0 476 FIDELITY NATL INFORMATION SV COM 31620M106 521 3746 SH DFND 2 0 0 3746 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 344 7582 SH DFND 2 0 0 7582 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 0 1 SH DFND 3 0 0 1 FIDUS INVT CORP COM 316500107 199 13435 SH DFND 2 0 0 13435 FIRST CMNTY CORP S C COM 319835104 276 12753 SH DFND 3 0 0 12753 FIRST MAJESTIC SILVER CORP COM 32076V103 431 35150 SH DFND 2 0 0 35150 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 455 13951 SH DFND 3 0 0 13951 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1087 33360 SH DFND 2 0 0 33360 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 540 10603 SH DFND 2 0 0 10603 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 6501 107709 SH DFND 2 0 0 107709 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 137 2267 SH DFND 3 0 0 2267 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 1222 8218 SH DFND 2 0 0 8218 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 159 1067 SH DFND 3 0 0 1067 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1627 11696 SH DFND 2 0 0 11696 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 72 518 SH DFND 3 0 0 518 FIRST TR VALUE LINE DIVID IN SHS 33734H106 5265 146137 SH DFND 2 0 0 146137 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1550 43021 SH DFND 3 0 0 43021 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 291 4457 SH DFND 2 0 0 4457 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 0 0 SH DFND 3 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 215 6416 SH DFND 2 0 0 6416 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 116 1379 SH DFND 2 0 0 1379 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 233 2770 SH DFND 3 0 0 2770 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 229 3160 SH DFND 2 0 0 3160 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 0 0 SH DFND 3 0 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1050 17391 SH DFND 2 0 0 17391 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 59 976 SH DFND 3 0 0 976 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 236 7844 SH DFND 3 0 0 7844 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 2106 70145 SH DFND 2 0 0 70145 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 2635 66678 SH DFND 2 0 0 66678 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 345 13522 SH DFND 2 0 0 13522 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 203 4243 SH DFND 2 0 0 4243 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 117 3710 SH DFND 2 0 0 3710 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 90 2867 SH DFND 3 0 0 2867 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R878 559 20225 SH DFND 3 0 0 20225 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 4462 222302 SH DFND 2 0 0 222302 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 4906 94712 SH DFND 2 0 0 94712 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 87 1675 SH DFND 3 0 0 1675 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 492 8184 SH DFND 2 0 0 8184 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 185 3082 SH DFND 3 0 0 3082 FIVE BELOW INC COM 33829M101 297 2320 SH DFND 2 0 0 2320 FIVE BELOW INC COM 33829M101 47 370 SH DFND 3 0 0 370 FORD MTR CO DEL COM 345370860 510 54791 SH DFND 2 0 0 54791 FORD MTR CO DEL COM 345370860 68 7330 SH DFND 3 0 0 7330 FORD MTR CO DEL COM 345370860 9 700000 SH Put DFND 2 0 0 700000 FRANCO NEVADA CORP COM 351858105 615 5950 SH DFND 2 0 0 5950 FRANCO NEVADA CORP COM 351858105 10 93 SH DFND 3 0 0 93 FRANKLIN TEMPLETON ETF TR LIBERTYQ US EQT 35473P801 235 6723 SH DFND 2 0 0 6723 GENERAL DYNAMICS CORP COM 369550108 601 3411 SH DFND 2 0 0 3411 GENERAL DYNAMICS CORP COM 369550108 196 1109 SH DFND 3 0 0 1109 GENERAL ELECTRIC CO COM 369604103 1720 154097 SH DFND 2 0 0 154097 GENERAL ELECTRIC CO COM 369604103 111 9960 SH DFND 3 0 0 9960 GENERAL MLS INC COM 370334104 582 10875 SH DFND 2 0 0 10875 GENERAL MLS INC COM 370334104 32 605 SH DFND 3 0 0 605 GENERAL MTRS CO COM 37045V100 42 1144 SH DFND 2 0 0 1144 GENERAL MTRS CO COM 37045V100 294 8031 SH DFND 3 0 0 8031 GENTEX CORP COM 371901109 306 10576 SH DFND 2 0 0 10576 GERDAU S A SPON ADR REP PFD 373737105 66 13571 SH DFND 2 0 0 13571 GILEAD SCIENCES INC COM 375558103 137 2104 SH DFND 3 0 0 2104 GILEAD SCIENCES INC COM 375558103 135 2082 SH DFND 2 0 0 2082 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 355 7549 SH DFND 2 0 0 7549 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 94 2003 SH DFND 3 0 0 2003 GLOBAL PMTS INC COM 37940X102 178 975 SH DFND 2 0 0 975 GLOBAL PMTS INC COM 37940X102 34 184 SH DFND 3 0 0 184 GLOBAL X FDS S&P 500 COVERED 37954Y475 621 12254 SH DFND 2 0 0 12254 GLOBAL X FDS FINTECH ETF 37954Y814 348 11449 SH DFND 2 0 0 11449 GLOBAL X FDS FINTECH ETF 37954Y814 12 401 SH DFND 3 0 0 401 GLOBE LIFE INC COM 37959E102 453 4300 SH DFND 2 0 0 4300 GOLDMAN SACHS GROUP INC COM 38141G104 359 1560 SH DFND 2 0 0 1560 GOLDMAN SACHS GROUP INC COM 38141G104 245 1068 SH DFND 3 0 0 1068 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 863 28529 SH DFND 2 0 0 28529 GRAINGER W W INC COM 384802104 3 10 SH DFND 3 0 0 10 GRAINGER W W INC COM 384802104 277 819 SH DFND 2 0 0 819 HCA HEALTHCARE INC COM 40412C101 0 2 SH DFND 3 0 0 2 HCA HEALTHCARE INC COM 40412C101 358 2421 SH DFND 2 0 0 2421 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 338 12366 SH DFND 3 0 0 12366 HARTFORD FDS EXCHANGE TRADE MUN OPORTUNITE 41653L503 881 21088 SH DFND 2 0 0 21088 HERZFELD CARIBBEAN BASIN FD COM 42804T106 198 29882 SH DFND 2 0 0 29882 HOME DEPOT INC COM 437076102 6407 29340 SH DFND 2 0 0 29340 HOME DEPOT INC COM 437076102 331 1515 SH DFND 3 0 0 1515 HONEYWELL INTL INC COM 438516106 1553 8776 SH DFND 2 0 0 8776 HONEYWELL INTL INC COM 438516106 389 2195 SH DFND 3 0 0 2195 HUNTINGTON BANCSHARES INC COM 446150104 201 13324 SH DFND 2 0 0 13324 HUNTINGTON BANCSHARES INC COM 446150104 56 3692 SH DFND 3 0 0 3692 HUNTINGTON INGALLS INDS INC COM 446413106 312 1244 SH DFND 2 0 0 1244 IDEXX LABS INC COM 45168D104 367 1404 SH DFND 2 0 0 1404 ILLINOIS TOOL WKS INC COM 452308109 355 1977 SH DFND 3 0 0 1977 ILLINOIS TOOL WKS INC COM 452308109 619 3445 SH DFND 2 0 0 3445 ILLUMINA INC COM 452327109 217 654 SH DFND 2 0 0 654 ILLUMINA INC COM 452327109 50 150 SH DFND 3 0 0 150 INCYTE CORP COM 45337C102 317 3633 SH DFND 2 0 0 3633 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 829 24958 SH DFND 2 0 0 24958 INDEXIQ ETF TR IQ GLB RES ETF 45409B883 273 10038 SH DFND 2 0 0 10038 INNOVATOR ETFS TR S&P 500 PWR BU 45782C540 310 11592 SH DFND 2 0 0 11592 INNOVATOR ETFS TR S&P 500 PWR 45782C656 366 14230 SH DFND 2 0 0 14230 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 1074 38880 SH DFND 3 0 0 38880 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 784 31108 SH DFND 2 0 0 31108 INNOVATOR ETFS TR S&P 500 ULTRA 45782C805 266 10130 SH DFND 3 0 0 10130 INNOVATOR ETFS TR S&P 500 PWR 45782C813 219 8191 SH DFND 2 0 0 8191 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 413 16558 SH DFND 2 0 0 16558 INNOVATOR ETFS TR S&P 500 ULTRA 45782C839 1009 40018 SH DFND 3 0 0 40018 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 270 10338 SH DFND 2 0 0 10338 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 267 9580 SH DFND 2 0 0 9580 INTEL CORP COM 458140100 3330 55638 SH DFND 2 0 0 55638 INTEL CORP COM 458140100 174 2905 SH DFND 3 0 0 2905 INTERCONTINENTAL EXCHANGE IN COM 45866F104 944 10204 SH DFND 2 0 0 10204 INTERNATIONAL BUSINESS MACHS COM 459200101 1806 13470 SH DFND 2 0 0 13470 INTERNATIONAL BUSINESS MACHS COM 459200101 177 1323 SH DFND 3 0 0 1323 INTL PAPER CO COM 460146103 293 6361 SH DFND 2 0 0 6361 INTL PAPER CO COM 460146103 0 2 SH DFND 3 0 0 2 INVESCO QQQ TR UNIT SER 1 46090E103 14295 67234 SH DFND 2 0 0 67234 INVESCO QQQ TR UNIT SER 1 46090E103 1517 7136 SH DFND 3 0 0 7136 INTUIT COM 461202103 418 1597 SH DFND 2 0 0 1597 INTUITIVE SURGICAL INC COM NEW 46120E602 808 1366 SH DFND 2 0 0 1366 INTUITIVE SURGICAL INC COM NEW 46120E602 142 241 SH DFND 3 0 0 241 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 398 1707 SH DFND 2 0 0 1707 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 3514 96078 SH DFND 2 0 0 96078 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 14 200 SH DFND 2 0 0 200 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 190 2749 SH DFND 3 0 0 2749 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 226 1779 SH DFND 3 0 0 1779 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 678 5348 SH DFND 2 0 0 5348 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3806 32892 SH DFND 2 0 0 32892 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 185 1602 SH DFND 3 0 0 1602 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 397 2806 SH DFND 2 0 0 2806 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 230 1682 SH DFND 2 0 0 1682 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 272 2150 SH DFND 2 0 0 2150 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 59 3106 SH DFND 3 0 0 3106 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1600 84781 SH DFND 2 0 0 84781 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 202 4881 SH DFND 2 0 0 4881 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 302 4694 SH DFND 3 0 0 4694 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 16 243 SH DFND 2 0 0 243 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 3893 72344 SH DFND 2 0 0 72344 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 12 217 SH DFND 3 0 0 217 INVESCO EXCHNG TRADED FD TR CALIF AMT MUN 46138E206 611 22340 SH DFND 2 0 0 22340 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 503 8627 SH DFND 2 0 0 8627 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 973 16683 SH DFND 3 0 0 16683 INVESCO EXCHNG TRADED FD TR GBL SRT TRM HY 46138E669 2754 120806 SH DFND 2 0 0 120806 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 3426 80597 SH DFND 2 0 0 80597 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 3311 65084 SH DFND 2 0 0 65084 INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 87 2197 SH DFND 2 0 0 2197 INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 548 13879 SH DFND 3 0 0 13879 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 657 11271 SH DFND 2 0 0 11271 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 314 9901 SH DFND 2 0 0 9901 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 1 54 SH DFND 3 0 0 54 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 355 13754 SH DFND 2 0 0 13754 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 42 1984 SH DFND 3 0 0 1984 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 2595 121883 SH DFND 2 0 0 121883 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 233 9718 SH DFND 2 0 0 9718 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 43 2046 SH DFND 3 0 0 2046 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 2337 110051 SH DFND 2 0 0 110051 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 250 10133 SH DFND 2 0 0 10133 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 26 1199 SH DFND 3 0 0 1199 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 481 22565 SH DFND 2 0 0 22565 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 2158 100327 SH DFND 2 0 0 100327 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 49 2268 SH DFND 3 0 0 2268 INVESCO DB MLTI SECTR CMMTY OIL FD 46140H403 501 46999 SH DFND 2 0 0 46999 IONIS PHARMACEUTICALS INC COM 462222100 1116 18474 SH DFND 2 0 0 18474 IQVIA HLDGS INC COM 46266C105 519 3358 SH DFND 2 0 0 3358 ISHARES GOLD TRUST ISHARES 464285105 2366 163188 SH DFND 2 0 0 163188 ISHARES GOLD TRUST ISHARES 464285105 41 2848 SH DFND 3 0 0 2848 ISHARES INC MSCI FRNTR100ETF 464286145 1141 37580 SH DFND 2 0 0 37580 ISHARES INC MSCI WORLD ETF 464286392 541 5472 SH DFND 2 0 0 5472 ISHARES INC MSCI CDA ETF 464286509 1 19 SH DFND 2 0 0 19 ISHARES INC MSCI CDA ETF 464286509 1943 64997 SH DFND 3 0 0 64997 ISHARES INC MIN VOL EMRG MKT 464286533 7578 129186 SH DFND 2 0 0 129186 ISHARES TR CORE S&P TTL STK 464287150 2136 29385 SH DFND 2 0 0 29385 ISHARES TR CORE S&P TTL STK 464287150 11 155 SH DFND 3 0 0 155 ISHARES TR SELECT DIVID ETF 464287168 1147 10858 SH DFND 2 0 0 10858 ISHARES TR SELECT DIVID ETF 464287168 430 4068 SH DFND 3 0 0 4068 ISHARES TR TIPS BD ETF 464287176 2467 21163 SH DFND 2 0 0 21163 ISHARES TR TIPS BD ETF 464287176 72 621 SH DFND 3 0 0 621 ISHARES TR CORE S&P500 ETF 464287200 54909 169870 SH DFND 2 0 0 169870 ISHARES TR CORE S&P500 ETF 464287200 343 1062 SH DFND 3 0 0 1062 ISHARES TR CORE US AGGBD ET 464287226 8283 73715 SH DFND 2 0 0 73715 ISHARES TR CORE US AGGBD ET 464287226 334 2972 SH DFND 3 0 0 2972 ISHARES TR MSCI EMG MKT ETF 464287234 173 3866 SH DFND 3 0 0 3866 ISHARES TR MSCI EMG MKT ETF 464287234 6498 144814 SH DFND 2 0 0 144814 ISHARES TR IBOXX INV CP ETF 464287242 478 3734 SH DFND 2 0 0 3734 ISHARES TR IBOXX INV CP ETF 464287242 66 516 SH DFND 3 0 0 516 ISHARES TR S&P 500 GRWT ETF 464287309 836 4319 SH DFND 2 0 0 4319 ISHARES TR S&P 500 GRWT ETF 464287309 106 548 SH DFND 3 0 0 548 ISHARES TR S&P 500 VAL ETF 464287408 1897 14582 SH DFND 2 0 0 14582 ISHARES TR S&P 500 VAL ETF 464287408 42 323 SH DFND 3 0 0 323 ISHARES TR BARCLAYS 7 10 YR 464287440 4 32 SH DFND 3 0 0 32 ISHARES TR BARCLAYS 7 10 YR 464287440 4697 42611 SH DFND 2 0 0 42611 ISHARES TR 1 3 YR TREAS BD 464287457 415 4908 SH DFND 2 0 0 4908 ISHARES TR 1 3 YR TREAS BD 464287457 181 2133 SH DFND 3 0 0 2133 ISHARES TR MSCI EAFE ETF 464287465 9139 131613 SH DFND 2 0 0 131613 ISHARES TR MSCI EAFE ETF 464287465 616 8874 SH DFND 3 0 0 8874 ISHARES TR RUS MDCP VAL ETF 464287473 331 3491 SH DFND 2 0 0 3491 ISHARES TR RUS MD CP GR ETF 464287481 273 1788 SH DFND 2 0 0 1788 ISHARES TR RUS MD CP GR ETF 464287481 26 167 SH DFND 3 0 0 167 ISHARES TR RUS MID CAP ETF 464287499 835 14008 SH DFND 2 0 0 14008 ISHARES TR RUS MID CAP ETF 464287499 15 244 SH DFND 3 0 0 244 ISHARES TR CORE S&P MCP ETF 464287507 2369 11509 SH DFND 3 0 0 11509 ISHARES TR CORE S&P MCP ETF 464287507 13207 64168 SH DFND 2 0 0 64168 ISHARES TR NASDAQ BIOTECH 464287556 207 1717 SH DFND 2 0 0 1717 ISHARES TR NASDAQ BIOTECH 464287556 635 5272 SH DFND 3 0 0 5272 ISHARES TR COHEN STEER REIT 464287564 2057 17579 SH DFND 2 0 0 17579 ISHARES TR COHEN STEER REIT 464287564 12 100 SH DFND 3 0 0 100 ISHARES TR RUS 1000 VAL ETF 464287598 9029 66157 SH DFND 3 0 0 66157 ISHARES TR RUS 1000 VAL ETF 464287598 9161 67124 SH DFND 2 0 0 67124 ISHARES TR S&P MC 400GR ETF 464287606 194 815 SH DFND 2 0 0 815 ISHARES TR S&P MC 400GR ETF 464287606 9 37 SH DFND 3 0 0 37 ISHARES TR RUS 1000 GRW ETF 464287614 11349 64510 SH DFND 2 0 0 64510 ISHARES TR RUS 1000 GRW ETF 464287614 12397 70467 SH DFND 3 0 0 70467 ISHARES TR RUS 1000 ETF 464287622 1265 7089 SH DFND 2 0 0 7089 ISHARES TR RUS 2000 VAL ETF 464287630 3308 25725 SH DFND 2 0 0 25725 ISHARES TR RUS 2000 VAL ETF 464287630 17 133 SH DFND 3 0 0 133 ISHARES TR RUS 2000 GRW ETF 464287648 1907 8901 SH DFND 2 0 0 8901 ISHARES TR RUS 2000 GRW ETF 464287648 879 4104 SH DFND 3 0 0 4104 ISHARES TR RUSSELL 2000 ETF 464287655 2 11 SH DFND 3 0 0 11 ISHARES TR RUSSELL 2000 ETF 464287655 12894 77830 SH DFND 2 0 0 77830 ISHARES TR S&P MC 400VL ETF 464287705 3368 19728 SH DFND 2 0 0 19728 ISHARES TR S&P MC 400VL ETF 464287705 4 25 SH DFND 3 0 0 25 ISHARES TR U.S. TECH ETF 464287721 1351 5807 SH DFND 2 0 0 5807 ISHARES TR U.S. REAL ES ETF 464287739 1235 13267 SH DFND 2 0 0 13267 ISHARES TR US HLTHCARE ETF 464287762 305 1412 SH DFND 2 0 0 1412 ISHARES TR U.S. FINLS ETF 464287788 209 1516 SH DFND 2 0 0 1516 ISHARES TR U.S. ENERGY ETF 464287796 203 6319 SH DFND 2 0 0 6319 ISHARES TR CORE S&P SCP ETF 464287804 11649 138931 SH DFND 2 0 0 138931 ISHARES TR CORE S&P SCP ETF 464287804 1605 19139 SH DFND 3 0 0 19139 ISHARES TR EUROPE ETF 464287861 2056 43775 SH DFND 2 0 0 43775 ISHARES TR SP SMCP600VL ETF 464287879 804 5002 SH DFND 2 0 0 5002 ISHARES TR SP SMCP600VL ETF 464287879 2 11 SH DFND 3 0 0 11 ISHARES TR S&P SML 600 GWT 464287887 41 214 SH DFND 3 0 0 214 ISHARES TR S&P SML 600 GWT 464287887 305 1575 SH DFND 2 0 0 1575 ISHARES TR SHRT NAT MUN ETF 464288158 832 7792 SH DFND 2 0 0 7792 ISHARES TR MRGSTR MD CP ETF 464288208 21 100 SH DFND 3 0 0 100 ISHARES TR MRGSTR MD CP ETF 464288208 450 2150 SH DFND 2 0 0 2150 ISHARES TR EAFE SML CP ETF 464288273 7043 113094 SH DFND 2 0 0 113094 ISHARES TR EAFE SML CP ETF 464288273 46 739 SH DFND 3 0 0 739 ISHARES TR CALIF MUN BD ETF 464288356 895 14618 SH DFND 2 0 0 14618 ISHARES TR NATIONAL MUN ETF 464288414 4943 43393 SH DFND 2 0 0 43393 ISHARES TR NATIONAL MUN ETF 464288414 10 90 SH DFND 3 0 0 90 ISHARES TR INTL SEL DIV ETF 464288448 648 19310 SH DFND 2 0 0 19310 ISHARES TR INTL SEL DIV ETF 464288448 135 4009 SH DFND 3 0 0 4009 ISHARES TR IBOXX HI YD ETF 464288513 543 6170 SH DFND 2 0 0 6170 ISHARES TR IBOXX HI YD ETF 464288513 48 543 SH DFND 3 0 0 543 ISHARES TR MSCI KLD400 SOC 464288570 1965 16359 SH DFND 2 0 0 16359 ISHARES TR MSCI KLD400 SOC 464288570 61 506 SH DFND 3 0 0 506 ISHARES TR MBS ETF 464288588 1787 16535 SH DFND 2 0 0 16535 ISHARES TR USD INV GRDE ETF 464288620 366 6273 SH DFND 2 0 0 6273 ISHARES TR INTRM TR CRP ETF 464288638 292 5042 SH DFND 2 0 0 5042 ISHARES TR SH TR CRPORT ETF 464288646 432 8059 SH DFND 2 0 0 8059 ISHARES TR PFD AND INCM SEC 464288687 370 9843 SH DFND 3 0 0 9843 ISHARES TR PFD AND INCM SEC 464288687 1810 48151 SH DFND 2 0 0 48151 ISHARES TR MRNING SM CP ETF 464288703 247 1722 SH DFND 2 0 0 1722 ISHARES TR US AER DEF ETF 464288760 916 4123 SH DFND 2 0 0 4123 ISHARES TR US AER DEF ETF 464288760 447 2014 SH DFND 3 0 0 2014 ISHARES TR U.S. MED DVC ETF 464288810 151 571 SH DFND 2 0 0 571 ISHARES TR U.S. MED DVC ETF 464288810 1461 5527 SH DFND 3 0 0 5527 ISHARES TR EAFE VALUE ETF 464288877 1922 38487 SH DFND 2 0 0 38487 ISHARES TR EAFE GRWTH ETF 464288885 970 11215 SH DFND 2 0 0 11215 ISHARES TR RUS TP200 GR ETF 464289438 218 2259 SH DFND 2 0 0 2259 ISHARES TR RUS TP200 GR ETF 464289438 1 10 SH DFND 3 0 0 10 ISHARES TR RUS TOP 200 ETF 464289446 203 2697 SH DFND 3 0 0 2697 ISHARES TR AGGRES ALLOC ETF 464289859 931 16046 SH DFND 2 0 0 16046 ISHARES TR GRWT ALLOCAT ETF 464289867 699 14613 SH DFND 2 0 0 14613 ISHARES TR MODERT ALLOC ETF 464289875 239 5949 SH DFND 2 0 0 5949 ISHARES SILVER TRUST ISHARES 46428Q109 165 9900 SH DFND 3 0 0 9900 ISHARES SILVER TRUST ISHARES 46428Q109 377 22619 SH DFND 2 0 0 22619 ISHARES TR MSCI INDIA ETF 46429B598 764 21745 SH DFND 2 0 0 21745 ISHARES TR FLTG RATE NT ETF 46429B655 43 846 SH DFND 3 0 0 846 ISHARES TR FLTG RATE NT ETF 46429B655 15756 309418 SH DFND 2 0 0 309418 ISHARES TR CORE HIGH DV ETF 46429B663 311 3167 SH DFND 3 0 0 3167 ISHARES TR CORE HIGH DV ETF 46429B663 4428 45146 SH DFND 2 0 0 45146 ISHARES TR MIN VOL EAFE ETF 46429B689 14057 188584 SH DFND 2 0 0 188584 ISHARES TR MIN VOL EAFE ETF 46429B689 4 57 SH DFND 3 0 0 57 ISHARES TR MSCI MIN VOL ETF 46429B697 17444 265914 SH DFND 2 0 0 265914 ISHARES TR MSCI MIN VOL ETF 46429B697 561 8545 SH DFND 3 0 0 8545 ISHARES TR 0-5 YR TIPS ETF 46429B747 2922 29018 SH DFND 2 0 0 29018 ISHARES TR 0-5 YR TIPS ETF 46429B747 15 150 SH DFND 3 0 0 150 ISHARES TR USA QUALITY FCTR 46432F339 90 890 SH DFND 3 0 0 890 ISHARES TR USA QUALITY FCTR 46432F339 650 6433 SH DFND 2 0 0 6433 ISHARES TR USA MOMENTUM FCT 46432F396 201 1598 SH DFND 3 0 0 1598 ISHARES TR USA MOMENTUM FCT 46432F396 4977 39639 SH DFND 2 0 0 39639 ISHARES TR CORE MSCI TOTAL 46432F834 80 1297 SH DFND 3 0 0 1297 ISHARES TR CORE MSCI TOTAL 46432F834 125 2012 SH DFND 2 0 0 2012 ISHARES TR CORE MSCI EAFE 46432F842 5222 80041 SH DFND 2 0 0 80041 ISHARES INC CORE MSCI EMKT 46434G103 79947 1487110 SH DFND 1 1487110 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4789 89087 SH DFND 2 0 0 89087 ISHARES INC CORE MSCI EMKT 46434G103 110 2055 SH DFND 3 0 0 2055 ISHARES TR IBONDS SEP2020 46434V571 2914 114190 SH DFND 2 0 0 114190 ISHARES TR IBONDS SEP2020 46434V571 18 695 SH DFND 3 0 0 695 ISHARES TR CORE TOTAL USD 46434V613 496 9509 SH DFND 2 0 0 9509 ISHARES TR CORE DIV GRWTH 46434V621 12178 289461 SH DFND 2 0 0 289461 ISHARES TR CORE DIV GRWTH 46434V621 204 4841 SH DFND 3 0 0 4841 ISHARES TR TRS FLT RT BD 46434V860 390 7766 SH DFND 2 0 0 7766 ISHARES TR RUSEL 2500 ETF 46435G268 272 5655 SH DFND 2 0 0 5655 ISHARES TR IBONDS DEC2023 46435G318 1482 57410 SH DFND 2 0 0 57410 ISHARES TR MORTGE REL ETF 46435G342 224 5029 SH DFND 3 0 0 5029 ISHARES TR MORTGE REL ETF 46435G342 28 640 SH DFND 2 0 0 640 ISHARES TR ESG MSCI EAFE 46435G516 399 5800 SH DFND 2 0 0 5800 ISHARES TR ESG MSCI EAFE 46435G516 50 731 SH DFND 3 0 0 731 ISHARES TR INTL DIV GRWTH 46435G524 602 9977 SH DFND 2 0 0 9977 ISHARES TR IBONDS DEC2022 46435G755 19 720 SH DFND 3 0 0 720 ISHARES TR IBONDS DEC2022 46435G755 6197 236825 SH DFND 2 0 0 236825 ISHARES TR IBONDS DEC2021 46435G789 3056 118623 SH DFND 2 0 0 118623 ISHARES TR IBONDS DEC2021 46435G789 18 695 SH DFND 3 0 0 695 ISHARES TR IBONDS DEC 46435U697 230 8687 SH DFND 2 0 0 8687 JPMORGAN CHASE & CO COM 46625H100 1033 7412 SH DFND 3 0 0 7412 JPMORGAN CHASE & CO COM 46625H100 6524 46802 SH DFND 2 0 0 46802 JP MORGAN EXCHANGE TRADED FD DIV RTN GLB EQ 46641Q100 201 3233 SH DFND 2 0 0 3233 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 3758 65822 SH DFND 2 0 0 65822 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 3391 42564 SH DFND 2 0 0 42564 JP MORGAN EXCHANGE TRADED FD ULTRA SHT MUNCPL 46641Q654 448 8874 SH DFND 2 0 0 8874 JP MORGAN EXCHANGE TRADED FD US VALUE FACTR 46641Q753 3174 109475 SH DFND 2 0 0 109475 JP MORGAN EXCHANGE TRADED FD US QUALTY FCTR 46641Q761 2404 76772 SH DFND 2 0 0 76772 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 3555 70495 SH DFND 2 0 0 70495 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 163 3235 SH DFND 3 0 0 3235 JP MORGAN EXCHANGE TRADED FD DIVERSFD EQT ETF 46641Q845 634 19472 SH DFND 2 0 0 19472 JP MORGAN EXCHANGE TRADED FD DIVERSFED RTRN 46641Q886 1403 19856 SH DFND 2 0 0 19856 JOHNSON & JOHNSON COM 478160104 881 6039 SH DFND 3 0 0 6039 JOHNSON & JOHNSON COM 478160104 7691 52726 SH DFND 2 0 0 52726 KANSAS CITY SOUTHERN COM NEW 485170302 244 1592 SH DFND 2 0 0 1592 KAYNE ANDERSN MLP MIDS INVT COM 486606106 670 48073 SH DFND 2 0 0 48073 KEYSIGHT TECHNOLOGIES INC COM 49338L103 319 3112 SH DFND 2 0 0 3112 KIMBERLY CLARK CORP COM 494368103 7 51 SH DFND 3 0 0 51 KIMBERLY CLARK CORP COM 494368103 1077 7826 SH DFND 2 0 0 7826 KINDER MORGAN INC DEL COM 49456B101 338 15982 SH DFND 3 0 0 15982 KINDER MORGAN INC DEL COM 49456B101 150 7079 SH DFND 2 0 0 7079 KINROSS GOLD CORP COM 496902404 134 28350 SH DFND 2 0 0 28350 KRAFT HEINZ CO COM 500754106 317 9856 SH DFND 2 0 0 9856 KRAFT HEINZ CO COM 500754106 0 0 SH DFND 3 0 0 0 KROGER CO COM 501044101 205 7074 SH DFND 2 0 0 7074 KROGER CO COM 501044101 203 6996 SH DFND 3 0 0 6996 L BRANDS INC COM 501797104 1553 85734 SH DFND 2 0 0 85734 L3HARRIS TECHNOLOGIES INC COM 502431109 519 2625 SH DFND 2 0 0 2625 LAMB WESTON HLDGS INC COM 513272104 156 1808 SH DFND 2 0 0 1808 LAMB WESTON HLDGS INC COM 513272104 72 840 SH DFND 3 0 0 840 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 2753 93725 SH DFND 3 0 0 93725 LAUDER ESTEE COS INC CL A 518439104 476 2304 SH DFND 2 0 0 2304 LEE ENTERPRISES INC COM 523768109 78 54953 SH DFND 2 0 0 54953 LEIDOS HLDGS INC COM 525327102 2 16 SH DFND 3 0 0 16 LEIDOS HLDGS INC COM 525327102 13551 138426 SH DFND 2 0 0 138426 LILLY ELI & CO COM 532457108 564 4293 SH DFND 2 0 0 4293 LILLY ELI & CO COM 532457108 48 367 SH DFND 3 0 0 367 LINCOLN NATL CORP IND COM 534187109 724 12271 SH DFND 2 0 0 12271 LINCOLN NATL CORP IND COM 534187109 6 95 SH DFND 3 0 0 95 LOCKHEED MARTIN CORP COM 539830109 12064 30982 SH DFND 2 0 0 30982 LOCKHEED MARTIN CORP COM 539830109 174 446 SH DFND 3 0 0 446 LOWES COS INC COM 548661107 705 5888 SH DFND 2 0 0 5888 LOWES COS INC COM 548661107 49 407 SH DFND 3 0 0 407 M & T BK CORP COM 55261F104 0 1 SH DFND 3 0 0 1 M & T BK CORP COM 55261F104 728 4289 SH DFND 2 0 0 4289 MADRIGAL PHARMACEUTICALS INC COM 558868105 212 2323 SH DFND 2 0 0 2323 MANULIFE FINL CORP COM 56501R106 188 9262 SH DFND 3 0 0 9262 MANULIFE FINL CORP COM 56501R106 40 1990 SH DFND 2 0 0 1990 MARATHON PETE CORP COM 56585A102 424 7036 SH DFND 2 0 0 7036 MARATHON PETE CORP COM 56585A102 4 60 SH DFND 3 0 0 60 MARSH & MCLENNAN COS INC COM 571748102 1203 10798 SH DFND 2 0 0 10798 MARSH & MCLENNAN COS INC COM 571748102 45 404 SH DFND 3 0 0 404 MASCO CORP COM 574599106 7 153 SH DFND 3 0 0 153 MASCO CORP COM 574599106 243 5068 SH DFND 2 0 0 5068 MASTERCARD INC CL A 57636Q104 2293 7679 SH DFND 2 0 0 7679 MASTERCARD INC CL A 57636Q104 357 1195 SH DFND 3 0 0 1195 MCCORMICK & CO INC COM VTG 579780107 898 5251 SH DFND 2 0 0 5251 MCCORMICK & CO INC COM NON VTG 579780206 1052 6200 SH DFND 2 0 0 6200 MCDONALDS CORP COM 580135101 3912 19796 SH DFND 2 0 0 19796 MCDONALDS CORP COM 580135101 170 862 SH DFND 3 0 0 862 MEDICAL PPTYS TRUST INC COM 58463J304 139 6601 SH DFND 2 0 0 6601 MEDICAL PPTYS TRUST INC COM 58463J304 114 5392 SH DFND 3 0 0 5392 MERCK & CO INC COM 58933Y105 2989 32864 SH DFND 2 0 0 32864 MERCK & CO INC COM 58933Y105 829 9112 SH DFND 3 0 0 9112 MICROSOFT CORP COM 594918104 19508 123701 SH DFND 2 0 0 123701 MICROSOFT CORP COM 594918104 940 5963 SH DFND 3 0 0 5963 MONDELEZ INTL INC CL A 609207105 321 5822 SH DFND 2 0 0 5822 MONDELEZ INTL INC CL A 609207105 0 0 SH DFND 3 0 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 253 1571 SH DFND 2 0 0 1571 NATIONAL OILWELL VARCO INC COM 637071101 388 15503 SH DFND 2 0 0 15503 NATIONAL OILWELL VARCO INC COM 637071101 0 7 SH DFND 3 0 0 7 NETFLIX INC COM 64110L106 142 438 SH DFND 3 0 0 438 NETFLIX INC COM 64110L106 2228 6887 SH DFND 2 0 0 6887 NEXTERA ENERGY INC COM 65339F101 172 711 SH DFND 3 0 0 711 NEXTERA ENERGY INC COM 65339F101 1032 4261 SH DFND 2 0 0 4261 NI HLDGS INC COM 65342T106 172 10000 SH DFND 2 0 0 10000 NIKE INC CL B 654106103 1176 11610 SH DFND 2 0 0 11610 NIKE INC CL B 654106103 0 4 SH DFND 3 0 0 4 NOKIA CORP SPONSORED ADR 654902204 59 15826 SH DFND 2 0 0 15826 NORFOLK SOUTHERN CORP COM 655844108 110 567 SH DFND 3 0 0 567 NORFOLK SOUTHERN CORP COM 655844108 1054 5431 SH DFND 2 0 0 5431 NORTHERN TR CORP COM 665859104 208 1957 SH DFND 2 0 0 1957 NORTHROP GRUMMAN CORP COM 666807102 11 32 SH DFND 3 0 0 32 NORTHROP GRUMMAN CORP COM 666807102 2827 8218 SH DFND 2 0 0 8218 NOVARTIS A G SPONSORED ADR 66987V109 801 8464 SH DFND 2 0 0 8464 NOVARTIS A G SPONSORED ADR 66987V109 31 329 SH DFND 3 0 0 329 NVIDIA CORP COM 67066G104 1289 5478 SH DFND 2 0 0 5478 NVIDIA CORP COM 67066G104 339 1442 SH DFND 3 0 0 1442 OSI ETF TR OSHARS FTSE US 67110P407 1806 49312 SH DFND 3 0 0 49312 OSI ETF TR OSHARES FTSE EUR 67110P506 685 26717 SH DFND 3 0 0 26717 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 33 500 SH DFND 2 0 0 500 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 231 3532 SH DFND 3 0 0 3532 OMNICOM GROUP INC COM 681919106 288 3553 SH DFND 2 0 0 3553 OMEGA HEALTHCARE INVS INC COM 681936100 6 134 SH DFND 3 0 0 134 OMEGA HEALTHCARE INVS INC COM 681936100 310 7313 SH DFND 2 0 0 7313 ONEOK INC NEW COM 682680103 374 4940 SH DFND 2 0 0 4940 ONEOK INC NEW COM 682680103 98 1298 SH DFND 3 0 0 1298 OPKO HEALTH INC COM 68375N103 15 10325 SH DFND 2 0 0 10325 ORACLE CORP COM 68389X105 15 277 SH DFND 3 0 0 277 ORACLE CORP COM 68389X105 1447 27318 SH DFND 2 0 0 27318 OPTION CARE HEALTH INC COM 68404L102 56 14984 SH DFND 2 0 0 14984 PNC FINL SVCS GROUP INC COM 693475105 87 545 SH DFND 3 0 0 545 PNC FINL SVCS GROUP INC COM 693475105 2377 14890 SH DFND 2 0 0 14890 PNM RES INC COM 69349H107 294 5793 SH DFND 2 0 0 5793 PPG INDS INC COM 693506107 158 1184 SH DFND 3 0 0 1184 PPG INDS INC COM 693506107 517 3872 SH DFND 2 0 0 3872 PPL CORP COM 69351T106 491 13682 SH DFND 2 0 0 13682 PACWEST BANCORP DEL COM 695263103 1033 26993 SH DFND 2 0 0 26993 PARKER HANNIFIN CORP COM 701094104 392 1906 SH DFND 2 0 0 1906 PARKER HANNIFIN CORP COM 701094104 0 1 SH DFND 3 0 0 1 PAYCHEX INC COM 704326107 1117 13128 SH DFND 2 0 0 13128 PAYCHEX INC COM 704326107 19 228 SH DFND 3 0 0 228 PAYPAL HLDGS INC COM 70450Y103 492 4551 SH DFND 2 0 0 4551 PAYPAL HLDGS INC COM 70450Y103 124 1143 SH DFND 3 0 0 1143 PEPSICO INC COM 713448108 229 1679 SH DFND 3 0 0 1679 PEPSICO INC COM 713448108 1894 13859 SH DFND 2 0 0 13859 PFIZER INC COM 717081103 2577 65771 SH DFND 2 0 0 65771 PFIZER INC COM 717081103 398 10153 SH DFND 3 0 0 10153 PHILIP MORRIS INTL INC COM 718172109 829 9737 SH DFND 2 0 0 9737 PHILIP MORRIS INTL INC COM 718172109 90 1054 SH DFND 3 0 0 1054 PHILLIPS 66 COM 718546104 1168 10485 SH DFND 2 0 0 10485 PHILLIPS 66 COM 718546104 329 2956 SH DFND 3 0 0 2956 PIMCO MUN INCOME FD II COM 72200W106 175 11018 SH DFND 2 0 0 11018 PIMCO STRATEGIC INCOME FD IN COM 72200X104 364 39999 SH DFND 3 0 0 39999 PIMCO STRATEGIC INCOME FD IN COM 72200X104 167 18359 SH DFND 2 0 0 18359 PIMCO MUN INCOME FD III COM 72201A103 176 14000 SH DFND 2 0 0 14000 PIMCO CORPORATE & INCOME OPP COM 72201B101 316 16610 SH DFND 2 0 0 16610 PIMCO CORPORATE & INCOME OPP COM 72201B101 720 37918 SH DFND 3 0 0 37918 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 14885 146520 SH DFND 2 0 0 146520 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 23 224 SH DFND 3 0 0 224 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1425 43914 SH DFND 3 0 0 43914 PIMCO DYNAMIC INCOME FD SHS 72201Y101 30 910 SH DFND 2 0 0 910 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 26 1038 SH DFND 2 0 0 1038 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 1077 42722 SH DFND 3 0 0 42722 PIONEER HIGH INCOME TR COM 72369H106 180 18893 SH DFND 2 0 0 18893 POLYMET MINING CORP COM 731916102 43 167492 SH DFND 2 0 0 167492 POOL CORPORATION COM 73278L105 876 4125 SH DFND 2 0 0 4125 PRICE T ROWE GROUP INC COM 74144T108 536 4401 SH DFND 2 0 0 4401 PROASSURANCE CORP COM 74267C106 302 8350 SH DFND 2 0 0 8350 PROCTER & GAMBLE CO COM 742718109 995 7967 SH DFND 3 0 0 7967 PROCTER & GAMBLE CO COM 742718109 22363 179049 SH DFND 2 0 0 179049 PROLOGIS INC COM 74340W103 534 5995 SH DFND 2 0 0 5995 PROLOGIS INC COM 74340W103 0 1 SH DFND 3 0 0 1 PROSHARES TR S&P 500 DV ARIST 74348A467 1096 14505 SH DFND 2 0 0 14505 PROSHARES TR S&P 500 DV ARIST 74348A467 1 17 SH DFND 3 0 0 17 PRUDENTIAL FINL INC COM 744320102 29 312 SH DFND 3 0 0 312 PRUDENTIAL FINL INC COM 744320102 442 4718 SH DFND 2 0 0 4718 PUBLIC STORAGE COM 74460D109 446 2096 SH DFND 2 0 0 2096 PULTE GROUP INC COM 745867101 0 2 SH DFND 3 0 0 2 PULTE GROUP INC COM 745867101 235 6045 SH DFND 2 0 0 6045 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 707 53771 SH DFND 2 0 0 53771 QUALCOMM INC COM 747525103 62 706 SH DFND 3 0 0 706 QUALCOMM INC COM 747525103 278 3148 SH DFND 2 0 0 3148 RAYTHEON CO COM NEW 755111507 1149 5231 SH DFND 2 0 0 5231 RAYTHEON CO COM NEW 755111507 179 814 SH DFND 3 0 0 814 REALTY INCOME CORP COM 756109104 1044 14179 SH DFND 2 0 0 14179 REALTY INCOME CORP COM 756109104 172 2338 SH DFND 3 0 0 2338 REGENERON PHARMACEUTICALS COM 75886F107 6 15 SH DFND 2 0 0 15 REGENERON PHARMACEUTICALS COM 75886F107 239 636 SH DFND 3 0 0 636 RETAIL PPTYS AMER INC CL A 76131V202 192 14309 SH DFND 2 0 0 14309 ROKU INC COM CL A 77543R102 1667 12446 SH DFND 2 0 0 12446 ROKU INC COM CL A 77543R102 19 140 SH DFND 3 0 0 140 ROSS STORES INC COM 778296103 279 2400 SH DFND 2 0 0 2400 ROYAL BK CDA MONTREAL QUE COM 780087102 422 5327 SH DFND 2 0 0 5327 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 215 3640 SH DFND 2 0 0 3640 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 33 557 SH DFND 3 0 0 557 SPDR S&P 500 ETF TR TR UNIT 78462F103 35744 111055 SH DFND 2 0 0 111055 SPDR S&P 500 ETF TR TR UNIT 78462F103 3654 11354 SH DFND 3 0 0 11354 SPDR GOLD TRUST GOLD SHS 78463V107 131 916 SH DFND 3 0 0 916 SPDR GOLD TRUST GOLD SHS 78463V107 5027 35178 SH DFND 2 0 0 35178 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1704 45334 SH DFND 2 0 0 45334 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 278 7164 SH DFND 2 0 0 7164 SPDR SERIES TRUST NUVEEN BBG BRCLY 78464A284 931 15778 SH DFND 2 0 0 15778 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 572 8705 SH DFND 2 0 0 8705 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 375 10606 SH DFND 2 0 0 10606 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 466 16701 SH DFND 2 0 0 16701 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 18 437 SH DFND 3 0 0 437 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 1232 29386 SH DFND 2 0 0 29386 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 504 14424 SH DFND 2 0 0 14424 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 1533 23831 SH DFND 3 0 0 23831 SPDR SERIES TRUST AEROSPACE DEF 78464A631 112 1030 SH DFND 2 0 0 1030 SPDR SERIES TRUST AEROSPACE DEF 78464A631 782 7164 SH DFND 3 0 0 7164 SPDR SERIES TRUST PORTFLI TIPS ETF 78464A656 210193 7376308 SH DFND 1 7376308 0 0 SPDR SERIES TRUST PORTFLI TIPS ETF 78464A656 0 2 SH DFND 3 0 0 2 SPDR SERIES TRUST PORTFLI TIPS ETF 78464A656 285 9975 SH DFND 2 0 0 9975 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3117 28976 SH DFND 3 0 0 28976 SPDR SERIES TRUST S&P DIVID ETF 78464A763 10631 98829 SH DFND 2 0 0 98829 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 1188 29794 SH DFND 2 0 0 29794 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 24 324 SH DFND 3 0 0 324 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 776 10716 SH DFND 2 0 0 10716 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 250 4385 SH DFND 2 0 0 4385 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 8 141 SH DFND 3 0 0 141 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 257 7089 SH DFND 2 0 0 7089 SPDR SERIES TRUST S&P BIOTECH 78464A870 468 4920 SH DFND 2 0 0 4920 SPDR SERIES TRUST S&P BIOTECH 78464A870 0 1 SH DFND 3 0 0 1 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1433 5027 SH DFND 2 0 0 5027 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5910 15745 SH DFND 2 0 0 15745 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 183 487 SH DFND 3 0 0 487 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 293 10891 SH DFND 2 0 0 10891 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 8 163 SH DFND 3 0 0 163 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 357 7066 SH DFND 2 0 0 7066 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 2247 45744 SH DFND 2 0 0 45744 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 636 16129 SH DFND 2 0 0 16129 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 59 1495 SH DFND 3 0 0 1495 SPDR SERIES TRUST SSGA US LRG ETF 78468R804 247 2164 SH DFND 3 0 0 2164 SALESFORCE COM INC COM 79466L302 1618 9947 SH DFND 2 0 0 9947 SALESFORCE COM INC COM 79466L302 21 130 SH DFND 3 0 0 130 SANDY SPRING BANCORP INC COM 800363103 828 21863 SH DFND 2 0 0 21863 SCHLUMBERGER LTD COM 806857108 134 3335 SH DFND 3 0 0 3335 SCHLUMBERGER LTD COM 806857108 104 2575 SH DFND 2 0 0 2575 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 350 4556 SH DFND 2 0 0 4556 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1192 12831 SH DFND 2 0 0 12831 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 608 8039 SH DFND 2 0 0 8039 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 791 28901 SH DFND 2 0 0 28901 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 5128 171845 SH DFND 2 0 0 171845 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 6459 194258 SH DFND 2 0 0 194258 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 0 1 SH DFND 3 0 0 1 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 9452 326839 SH DFND 2 0 0 326839 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 10639 264381 SH DFND 2 0 0 264381 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 0 1 SH DFND 3 0 0 1 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 19295 452096 SH DFND 2 0 0 452096 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 0 1 SH DFND 3 0 0 1 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2626 78096 SH DFND 2 0 0 78096 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1323 24758 SH DFND 2 0 0 24758 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 402 7968 SH DFND 2 0 0 7968 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1111 10909 SH DFND 2 0 0 10909 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 36 354 SH DFND 3 0 0 354 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 613 9735 SH DFND 2 0 0 9735 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 14 226 SH DFND 3 0 0 226 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 214 1709 SH DFND 3 0 0 1709 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 847 6756 SH DFND 2 0 0 6756 SELECT SECTOR SPDR TR ENERGY 81369Y506 208 3462 SH DFND 2 0 0 3462 SELECT SECTOR SPDR TR ENERGY 81369Y506 0 0 SH DFND 3 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 392 12722 SH DFND 3 0 0 12722 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1884 61212 SH DFND 2 0 0 61212 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 142 1741 SH DFND 3 0 0 1741 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 845 10375 SH DFND 2 0 0 10375 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2745 29945 SH DFND 2 0 0 29945 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 444 4844 SH DFND 3 0 0 4844 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 10 150 SH DFND 3 0 0 150 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 673 10420 SH DFND 2 0 0 10420 SEMPRA ENERGY COM 816851109 42 276 SH DFND 3 0 0 276 SEMPRA ENERGY COM 816851109 191 1258 SH DFND 2 0 0 1258 SERVICENOW INC COM 81762P102 0 1 SH DFND 3 0 0 1 SERVICENOW INC COM 81762P102 529 1875 SH DFND 2 0 0 1875 SHERWIN WILLIAMS CO COM 824348106 1476 2529 SH DFND 2 0 0 2529 SHOPIFY INC CL A 82509L107 85 214 SH DFND 3 0 0 214 SHOPIFY INC CL A 82509L107 1066 2681 SH DFND 2 0 0 2681 SIMON PPTY GROUP INC NEW COM 828806109 212 1425 SH DFND 2 0 0 1425 SIMON PPTY GROUP INC NEW COM 828806109 3 20 SH DFND 3 0 0 20 SINCLAIR BROADCAST GROUP INC CL A 829226109 203 6098 SH DFND 2 0 0 6098 SKYWORKS SOLUTIONS INC COM 83088M102 455 3768 SH DFND 3 0 0 3768 SKYWORKS SOLUTIONS INC COM 83088M102 32 600 SH Call DFND 3 0 0 600 SKYWORKS SOLUTIONS INC COM 83088M102 187 1546 SH DFND 2 0 0 1546 SMUCKER J M CO COM NEW 832696405 489 4692 SH DFND 2 0 0 4692 SMUCKER J M CO COM NEW 832696405 21 202 SH DFND 3 0 0 202 SNAP INC CL A 83304A106 9 550 SH DFND 3 0 0 550 SNAP INC CL A 83304A106 220 13473 SH DFND 2 0 0 13473 SOUTHERN CO COM 842587107 85 1336 SH DFND 3 0 0 1336 SOUTHERN CO COM 842587107 2782 43680 SH DFND 2 0 0 43680 SOUTHWEST AIRLS CO COM 844741108 76 1411 SH DFND 3 0 0 1411 SOUTHWEST AIRLS CO COM 844741108 189 3493 SH DFND 2 0 0 3493 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 218 2985 SH DFND 2 0 0 2985 SPLUNK INC COM 848637104 302 2017 SH DFND 2 0 0 2017 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 151 12398 SH DFND 2 0 0 12398 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 679 46294 SH DFND 2 0 0 46294 SPROTT ETF TR JR GOLD MINERS E 85210B201 802 23600 SH DFND 2 0 0 23600 SQUARE INC CL A 852234103 788 12599 SH DFND 2 0 0 12599 STARBUCKS CORP COM 855244109 13 147 SH DFND 3 0 0 147 STARBUCKS CORP COM 855244109 2694 30640 SH DFND 2 0 0 30640 STATE AUTO FINL CORP COM 855707105 208 6703 SH DFND 2 0 0 6703 STEIN MART INC COM 858375108 33 49961 SH DFND 2 0 0 49961 STOCK YDS BANCORP INC COM 861025104 418 10173 SH DFND 2 0 0 10173 STRYKER CORP COM 863667101 1129 5377 SH DFND 2 0 0 5377 STRYKER CORP COM 863667101 1 6 SH DFND 3 0 0 6 SUNCOR ENERGY INC NEW COM 867224107 986 30069 SH DFND 2 0 0 30069 SYSCO CORP COM 871829107 396 4627 SH DFND 2 0 0 4627 SYSCO CORP COM 871829107 34 403 SH DFND 3 0 0 403 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 25 25000 PRN DFND 3 0 0 25000 TJX COS INC NEW COM 872540109 346 5674 SH DFND 2 0 0 5674 TJX COS INC NEW COM 872540109 2 40 SH DFND 3 0 0 40 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 412 7087 SH DFND 2 0 0 7087 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 602 4921 SH DFND 2 0 0 4921 TARGET CORP COM 87612E106 395 3082 SH DFND 3 0 0 3082 TARGET CORP COM 87612E106 1055 8226 SH DFND 2 0 0 8226 TESLA INC COM 88160R101 7 16 SH DFND 3 0 0 16 TESLA INC COM 88160R101 999 2389 SH DFND 2 0 0 2389 TEXAS INSTRS INC COM 882508104 12 91 SH DFND 3 0 0 91 TEXAS INSTRS INC COM 882508104 1058 8244 SH DFND 2 0 0 8244 THERMO FISHER SCIENTIFIC INC COM 883556102 283 872 SH DFND 2 0 0 872 THERMO FISHER SCIENTIFIC INC COM 883556102 10 30 SH DFND 3 0 0 30 3M CO COM 88579Y101 332 1883 SH DFND 3 0 0 1883 3M CO COM 88579Y101 1337 7578 SH DFND 2 0 0 7578 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 136 12451 SH DFND 2 0 0 12451 TORTOISE PIPELINE & ENERGY F COM 89148H108 2831 220006 SH DFND 2 0 0 220006 TOTAL S A SPONSORED ADS 89151E109 211 3819 SH DFND 2 0 0 3819 TOTAL S A SPONSORED ADS 89151E109 49 894 SH DFND 3 0 0 894 TRAVELERS COMPANIES INC COM 89417E109 430 3141 SH DFND 2 0 0 3141 TRAVELERS COMPANIES INC COM 89417E109 0 1 SH DFND 3 0 0 1 TRUIST FINL CORP COM 89832Q109 1078 19148 SH DFND 2 0 0 19148 TRUIST FINL CORP COM 89832Q109 88 1558 SH DFND 3 0 0 1558 TURQUOISE HILL RES LTD COM 900435108 15 20600 SH DFND 2 0 0 20600 TWITTER INC COM 90184L102 535 16700 SH DFND 2 0 0 16700 TWITTER INC COM 90184L102 0 4 SH DFND 3 0 0 4 TYSON FOODS INC CL A 902494103 33 358 SH DFND 2 0 0 358 TYSON FOODS INC CL A 902494103 876 9617 SH DFND 3 0 0 9617 US BANCORP DEL COM NEW 902973304 1053 17765 SH DFND 2 0 0 17765 US BANCORP DEL COM NEW 902973304 596 10051 SH DFND 3 0 0 10051 UBER TECHNOLOGIES INC COM 90353T100 26 877 SH DFND 3 0 0 877 UBER TECHNOLOGIES INC COM 90353T100 208 7010 SH DFND 2 0 0 7010 ULTA BEAUTY INC COM 90384S303 215 851 SH DFND 2 0 0 851 UNDER ARMOUR INC CL A 904311107 540 25015 SH DFND 2 0 0 25015 UNDER ARMOUR INC CL C 904311206 0 1 SH DFND 3 0 0 1 UNDER ARMOUR INC CL C 904311206 829 43211 SH DFND 2 0 0 43211 UNION PACIFIC CORP COM 907818108 314 1736 SH DFND 3 0 0 1736 UNION PACIFIC CORP COM 907818108 1597 8833 SH DFND 2 0 0 8833 UNITED PARCEL SERVICE INC CL B 911312106 405 3457 SH DFND 2 0 0 3457 UNITED PARCEL SERVICE INC CL B 911312106 730 6237 SH DFND 3 0 0 6237 UNITED RENTALS INC COM 911363109 200 1200 SH DFND 3 0 0 1200 UNITED RENTALS INC COM 911363109 118 705 SH DFND 2 0 0 705 UNITED STATES OIL FUND LP UNITS 91232N108 461 36024 SH DFND 2 0 0 36024 UNITED TECHNOLOGIES CORP COM 913017109 116 777 SH DFND 3 0 0 777 UNITED TECHNOLOGIES CORP COM 913017109 1106 7384 SH DFND 2 0 0 7384 UNITEDHEALTH GROUP INC COM 91324P102 1366 4648 SH DFND 2 0 0 4648 UNITEDHEALTH GROUP INC COM 91324P102 101 343 SH DFND 3 0 0 343 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 583 4965 SH DFND 2 0 0 4965 V F CORP COM 918204108 195 1955 SH DFND 2 0 0 1955 V F CORP COM 918204108 120 1200 SH DFND 3 0 0 1200 VALERO ENERGY CORP NEW COM 91913Y100 409 4368 SH DFND 3 0 0 4368 VALERO ENERGY CORP NEW COM 91913Y100 325 3471 SH DFND 2 0 0 3471 VANECK MERK GOLD TRUST GOLD TRUST 921078101 313 21050 SH DFND 2 0 0 21050 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 3379 115416 SH DFND 2 0 0 115416 VANECK VECTORS ETF TRUST NDR CMG LN FLT 92189F148 1237 41135 SH DFND 2 0 0 41135 VANECK VECTORS ETF TRUST MORNINGSTAR WIDE 92189F643 2565 46828 SH DFND 2 0 0 46828 VANECK VECTORS ETF TRUST OIL SVCS ETF 92189F718 136 10300 SH DFND 2 0 0 10300 VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 17 394 SH DFND 3 0 0 394 VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 2979 70490 SH DFND 2 0 0 70490 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 3041 60535 SH DFND 2 0 0 60535 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 2088 32596 SH DFND 2 0 0 32596 VANGUARD GROUP DIV APP ETF 921908844 58789 471597 SH DFND 1 471597 0 0 VANGUARD GROUP DIV APP ETF 921908844 13073 104865 SH DFND 2 0 0 104865 VANGUARD GROUP DIV APP ETF 921908844 486 3901 SH DFND 3 0 0 3901 VANGUARD STAR FD VG TL INTL STK F 921909768 470 8431 SH DFND 3 0 0 8431 VANGUARD STAR FD VG TL INTL STK F 921909768 482 8658 SH DFND 2 0 0 8658 VANGUARD WORLD FD MEGA GRWTH IND 921910816 127 872 SH DFND 2 0 0 872 VANGUARD WORLD FD MEGA GRWTH IND 921910816 101 690 SH DFND 3 0 0 690 VANGUARD WORLD FD MEGA GRWTH IND 921910816 155986 1070888 SH DFND 1 1070888 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 137466 1576810 SH DFND 1 1576810 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 87 1000 SH DFND 2 0 0 1000 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 9 104 SH DFND 3 0 0 104 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 28699 286021 SH DFND 1 286021 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 292 2907 SH DFND 2 0 0 2907 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1227 14066 SH DFND 2 0 0 14066 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 227 2603 SH DFND 3 0 0 2603 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1475 18304 SH DFND 2 0 0 18304 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 87 1081 SH DFND 3 0 0 1081 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 290780 3467449 SH DFND 1 3467449 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1372 16357 SH DFND 2 0 0 16357 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 49 589 SH DFND 3 0 0 589 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 98 2216 SH DFND 3 0 0 2216 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 100987 2292030 SH DFND 1 2292030 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 14571 330716 SH DFND 2 0 0 330716 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 476 5080 SH DFND 3 0 0 5080 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 8952 95531 SH DFND 2 0 0 95531 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 2910 40381 SH DFND 2 0 0 40381 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2749 55792 SH DFND 2 0 0 55792 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 822 14523 SH DFND 2 0 0 14523 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 15941 269776 SH DFND 1 269776 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 446 7548 SH DFND 2 0 0 7548 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 9 150 SH DFND 3 0 0 150 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 37 337 SH DFND 2 0 0 337 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 21152 190391 SH DFND 1 190391 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 76058 1415025 SH DFND 1 1415025 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3673 68341 SH DFND 2 0 0 68341 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 15 273 SH DFND 3 0 0 273 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 35 793 SH DFND 3 0 0 793 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 56123 1262050 SH DFND 1 1262050 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7515 168987 SH DFND 2 0 0 168987 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 158 2272 SH DFND 2 0 0 2272 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 57849 831405 SH DFND 1 831405 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 55557 948074 SH DFND 1 948074 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1264 21572 SH DFND 2 0 0 21572 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 7 117 SH DFND 3 0 0 117 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 3036 16023 SH DFND 3 0 0 16023 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 41 217 SH DFND 2 0 0 217 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1064 6601 SH DFND 2 0 0 6601 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 399 2474 SH DFND 3 0 0 2474 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 145 758 SH DFND 3 0 0 758 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 673 3508 SH DFND 2 0 0 3508 VANGUARD WORLD FDS INF TECH ETF 92204A702 705 2880 SH DFND 2 0 0 2880 VANGUARD WORLD FDS INF TECH ETF 92204A702 6 25 SH DFND 3 0 0 25 VANGUARD WORLD FDS UTILITIES ETF 92204A876 303 2123 SH DFND 3 0 0 2123 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 410 6737 SH DFND 2 0 0 6737 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4465 55106 SH DFND 2 0 0 55106 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2 20 SH DFND 3 0 0 20 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 38989 481165 SH DFND 1 481165 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 434 3256 SH DFND 2 0 0 3256 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 7 112 SH DFND 3 0 0 112 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 598 9075 SH DFND 2 0 0 9075 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 280 2338 SH DFND 3 0 0 2338 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 328 6168 SH DFND 2 0 0 6168 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 116814 2196993 SH DFND 1 2196993 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 709 7758 SH DFND 2 0 0 7758 VENTAS INC COM 92276F100 233 4037 SH DFND 2 0 0 4037 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 2683 50118 SH DFND 2 0 0 50118 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 12 229 SH DFND 3 0 0 229 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11658 39412 SH DFND 2 0 0 39412 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 240 811 SH DFND 3 0 0 811 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4968 41682 SH DFND 2 0 0 41682 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 37 313 SH DFND 3 0 0 313 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 24587 206281 SH DFND 1 206281 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 24543 154574 SH DFND 1 154574 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1614 10164 SH DFND 2 0 0 10164 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 9290 100116 SH DFND 2 0 0 100116 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 12740 137297 SH DFND 1 137297 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 30 319 SH DFND 3 0 0 319 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1781 8965 SH DFND 2 0 0 8965 VANGUARD INDEX FDS SML CP GRW ETF 922908595 13003 65438 SH DFND 1 65438 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 19661 143439 SH DFND 1 143439 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 6486 47316 SH DFND 2 0 0 47316 VANGUARD INDEX FDS MID CAP ETF 922908629 271 1519 SH DFND 3 0 0 1519 VANGUARD INDEX FDS MID CAP ETF 922908629 5192 29137 SH DFND 2 0 0 29137 VANGUARD INDEX FDS LARGE CAP ETF 922908637 24 159 SH DFND 3 0 0 159 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4299 29077 SH DFND 2 0 0 29077 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 258 2048 SH DFND 2 0 0 2048 VANGUARD INDEX FDS GROWTH ETF 922908736 178 979 SH DFND 3 0 0 979 VANGUARD INDEX FDS GROWTH ETF 922908736 5765 31646 SH DFND 2 0 0 31646 VANGUARD INDEX FDS VALUE ETF 922908744 162 1351 SH DFND 3 0 0 1351 VANGUARD INDEX FDS VALUE ETF 922908744 8188 68318 SH DFND 2 0 0 68318 VANGUARD INDEX FDS SMALL CP ETF 922908751 2392 14444 SH DFND 2 0 0 14444 VANGUARD INDEX FDS SMALL CP ETF 922908751 85 515 SH DFND 3 0 0 515 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11850 72421 SH DFND 2 0 0 72421 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1342 8203 SH DFND 3 0 0 8203 VANGUARD INDEX FDS TOTAL STK MKT 922908769 197162 1205000 SH DFND 1 1205000 0 0 VEREIT INC COM 92339V100 244 26382 SH DFND 2 0 0 26382 VEREIT INC COM 92339V100 158 17048 SH DFND 3 0 0 17048 VERIZON COMMUNICATIONS INC COM 92343V104 526 8568 SH DFND 3 0 0 8568 VERIZON COMMUNICATIONS INC COM 92343V104 3995 65064 SH DFND 2 0 0 65064 VERMILLION INC COM NEW 92407M206 142 174916 SH DFND 2 0 0 174916 VISA INC COM CL A 92826C839 4999 26605 SH DFND 2 0 0 26605 VISA INC COM CL A 92826C839 835 4445 SH DFND 3 0 0 4445 VISLINK TECHNOLOGIES INC COM NEW 92836Y201 8 31936 SH DFND 2 0 0 31936 W P CAREY INC COM 92936U109 0 1 SH DFND 3 0 0 1 W P CAREY INC COM 92936U109 336 4200 SH DFND 2 0 0 4200 WEC ENERGY GROUP INC COM 92939U106 14 154 SH DFND 3 0 0 154 WEC ENERGY GROUP INC COM 92939U106 232 2513 SH DFND 2 0 0 2513 WALMART INC COM 931142103 52 437 SH DFND 3 0 0 437 WALMART INC COM 931142103 1976 16628 SH DFND 2 0 0 16628 WALGREENS BOOTS ALLIANCE INC COM 931427108 349 5917 SH DFND 3 0 0 5917 WALGREENS BOOTS ALLIANCE INC COM 931427108 351 5950 SH DFND 2 0 0 5950 WASTE MGMT INC DEL COM 94106L109 42 366 SH DFND 3 0 0 366 WASTE MGMT INC DEL COM 94106L109 654 5736 SH DFND 2 0 0 5736 WELLS FARGO CO NEW COM 949746101 1747 32476 SH DFND 2 0 0 32476 WELLS FARGO CO NEW COM 949746101 252 4685 SH DFND 3 0 0 4685 WELLTOWER INC COM 95040Q104 576 7040 SH DFND 2 0 0 7040 WELLTOWER INC COM 95040Q104 0 1 SH DFND 3 0 0 1 WESTERN ASSET GLB HI INCOME COM 95766B109 99 9845 SH DFND 3 0 0 9845 WESTERN ASSET GLB HI INCOME COM 95766B109 9 943 SH DFND 2 0 0 943 WILLIAMS COS INC DEL COM 969457100 203 8572 SH DFND 2 0 0 8572 WILLIAMS COS INC DEL COM 969457100 96 4028 SH DFND 3 0 0 4028 WILLIAMS SONOMA INC COM 969904101 204 2780 SH DFND 2 0 0 2780 WISDOMTREE TR EMG MKTS SMCAP 97717W281 845 17673 SH DFND 2 0 0 17673 WISDOMTREE TR US MIDCAP DIVID 97717W505 640 16837 SH DFND 2 0 0 16837 WISDOMTREE TR US MIDCAP DIVID 97717W505 25 645 SH DFND 3 0 0 645 WISDOMTREE TR INTL SMCAP DIV 97717W760 467 6571 SH DFND 2 0 0 6571 WISDOMTREE TR INTL SMCAP DIV 97717W760 15 211 SH DFND 3 0 0 211 WISDOMTREE TR US QTLY DIV GRT 97717X669 63 1305 SH DFND 3 0 0 1305 WISDOMTREE TR US QTLY DIV GRT 97717X669 863 17805 SH DFND 2 0 0 17805 WORKHORSE GROUP INC COM NEW 98138J206 8 2500 SH DFND 3 0 0 2500 WORKHORSE GROUP INC COM NEW 98138J206 28 9275 SH DFND 2 0 0 9275 XCEL ENERGY INC COM 98389B100 239 3757 SH DFND 2 0 0 3757 XCEL ENERGY INC COM 98389B100 17 268 SH DFND 3 0 0 268 XILINX INC COM 983919101 258 2635 SH DFND 2 0 0 2635 XILINX INC COM 983919101 0 1 SH DFND 3 0 0 1 YETI HLDGS INC COM 98585X104 509 14626 SH DFND 2 0 0 14626 ZIMMER BIOMET HLDGS INC COM 98956P102 58 388 SH DFND 3 0 0 388 ZIMMER BIOMET HLDGS INC COM 98956P102 160 1070 SH DFND 2 0 0 1070 ALLERGAN PLC SHS G0177J108 61 317 SH DFND 3 0 0 317 ALLERGAN PLC SHS G0177J108 203 1063 SH DFND 2 0 0 1063 AON PLC SHS CL A G0408V102 905 4345 SH DFND 2 0 0 4345 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 23 111 SH DFND 3 0 0 111 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1439 6832 SH DFND 2 0 0 6832 EATON CORP PLC SHS G29183103 9 94 SH DFND 3 0 0 94 EATON CORP PLC SHS G29183103 4606 48623 SH DFND 2 0 0 48623 INGERSOLL-RAND PLC SHS G47791101 218 1643 SH DFND 2 0 0 1643 LINDE PLC SHS G5494J103 9 44 SH DFND 3 0 0 44 LINDE PLC SHS G5494J103 267 1255 SH DFND 2 0 0 1255 MEDTRONIC PLC SHS G5960L103 151 1329 SH DFND 3 0 0 1329 MEDTRONIC PLC SHS G5960L103 927 8174 SH DFND 2 0 0 8174 APTIV PLC SHS G6095L109 8 79 SH DFND 3 0 0 79 APTIV PLC SHS G6095L109 205 2157 SH DFND 2 0 0 2157 SFL CORPORATION LTD SHS G7738W106 930 63988 SH DFND 2 0 0 63988 SFL CORPORATION LTD SHS G7738W106 9 589 SH DFND 3 0 0 589 SEAGATE TECHNOLOGY PLC SHS G7945M107 374 6278 SH DFND 2 0 0 6278 SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1 G81075AF3 16 15000 PRN DFND 2 0 0 15000 CHUBB LIMITED COM H1467J104 529 3399 SH DFND 2 0 0 3399 CHUBB LIMITED COM H1467J104 59 379 SH DFND 3 0 0 379 QIAGEN NV SHS NEW N72482123 539 15937 SH DFND 2 0 0 15937 NYMOX PHARMACEUTICAL CORP COM P73398102 22 10000 SH DFND 2 0 0 10000