0001085146-19-001633.txt : 20190515
0001085146-19-001633.hdr.sgml : 20190515
20190515140410
ACCESSION NUMBER: 0001085146-19-001633
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINCOLN NATIONAL CORP
CENTRAL INDEX KEY: 0000059558
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 351140070
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00625
FILM NUMBER: 19827015
BUSINESS ADDRESS:
STREET 1: 150 N RADNOR CHESTER RD
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 4845831400
MAIL ADDRESS:
STREET 1: 150 N RADNOR CHESTER RD
CITY: RADNOR
STATE: PA
ZIP: 19087
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000059558
XXXXXXXX
03-31-2019
03-31-2019
false
LINCOLN NATIONAL CORP
150 N RADNOR CHESTER RD
RADNOR
PA
19087
13F HOLDINGS REPORT
028-00625
N
Ronald A. Holinsky
Vice President and Chief Compliance Officer
484-583-6302
/s/ Ronald A. Holinsky
Radnor
PA
05-09-2019
3
842
2411749
1
0001464867
028-15854
Lincoln Investment Advisors Corp
2
0000059970
028-17547
LINCOLN FINANCIAL ADVISORS CORPORATION
3
0000100565
028-17548
LINCOLN FINANCIAL SECURITIES CORPORATION
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
230
1108
SH
DFND
3
0
0
1108
3M CO
COM
88579Y101
1058
5094
SH
DFND
2
0
0
5094
ABBOTT LABS
COM
002824100
1487
18596
SH
DFND
2
0
0
18596
ABBOTT LABS
COM
002824100
1019
12752
SH
DFND
3
0
0
12752
ABBVIE INC
COM
00287Y109
1090
13530
SH
DFND
2
0
0
13530
ABBVIE INC
COM
00287Y109
751
9314
SH
DFND
3
0
0
9314
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
840
4774
SH
DFND
2
0
0
4774
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
18
101
SH
DFND
3
0
0
101
ACNB CORP
COM
000868109
885
23912
SH
DFND
2
0
0
23912
ADOBE INC
COM
00724F101
13
50
SH
DFND
3
0
0
50
ADOBE INC
COM
00724F101
629
2362
SH
DFND
2
0
0
2362
ADVANCED MICRO DEVICES INC
COM
007903107
673
26358
SH
DFND
2
0
0
26358
ADVANCED MICRO DEVICES INC
COM
007903107
97
3790
SH
DFND
3
0
0
3790
AGNC INVT CORP
COM
00123Q104
267
14820
SH
DFND
2
0
0
14820
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1695
9291
SH
DFND
2
0
0
9291
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
122
670
SH
DFND
3
0
0
670
ALLEGHANY CORP DEL
COM
017175100
262
428
SH
DFND
2
0
0
428
ALLIANT ENERGY CORP
COM
018802108
323
6857
SH
DFND
2
0
0
6857
ALLIANT ENERGY CORP
COM
018802108
38
802
SH
DFND
3
0
0
802
ALMADEN MINERALS LTD
COM CL B
020283305
8
14500
SH
DFND
2
0
0
14500
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
1279
44577
SH
DFND
2
0
0
44577
ALPHABET INC
CAP STK CL A
02079K305
468
398
SH
DFND
3
0
0
398
ALPHABET INC
CAP STK CL A
02079K305
2461
2091
SH
DFND
2
0
0
2091
ALPHABET INC
CAP STK CL C
02079K107
374
319
SH
DFND
3
0
0
319
ALPHABET INC
CAP STK CL C
02079K107
2597
2214
SH
DFND
2
0
0
2214
ALPS ETF TR
ALERIAN MLP
00162Q866
422
42078
SH
DFND
2
0
0
42078
ALPS ETF TR
ALERIAN MLP
00162Q866
166
16585
SH
DFND
3
0
0
16585
ALTRIA GROUP INC
COM
02209S103
1117
19458
SH
DFND
2
0
0
19458
ALTRIA GROUP INC
COM
02209S103
250
4358
SH
DFND
3
0
0
4358
AMAZON COM INC
COM
023135106
8469
4756
SH
DFND
2
0
0
4756
AMAZON COM INC
COM
023135106
1553
872
SH
DFND
3
0
0
872
AMERICAN ELEC PWR CO INC
COM
025537101
14
166
SH
DFND
3
0
0
166
AMERICAN ELEC PWR CO INC
COM
025537101
479
5724
SH
DFND
2
0
0
5724
AMERICAN EXPRESS CO
COM
025816109
500
4573
SH
DFND
2
0
0
4573
AMERICAN EXPRESS CO
COM
025816109
29
265
SH
DFND
3
0
0
265
AMERICAN TOWER CORP NEW
COM
03027X100
1153
5850
SH
DFND
2
0
0
5850
AMERICAN TOWER CORP NEW
COM
03027X100
51
260
SH
DFND
3
0
0
260
AMGEN INC
COM
031162100
1163
6123
SH
DFND
2
0
0
6123
AMGEN INC
COM
031162100
13
66
SH
DFND
3
0
0
66
AMPLIFY ETF TR
ONLIN RETL ETF
032108102
214
4363
SH
DFND
2
0
0
4363
ANNALY CAP MGMT INC
COM
035710409
694
69482
SH
DFND
2
0
0
69482
ANNALY CAP MGMT INC
COM
035710409
22
2227
SH
DFND
3
0
0
2227
ANTHEM INC
COM
036752103
186
649
SH
DFND
2
0
0
649
ANTHEM INC
COM
036752103
58
201
SH
DFND
3
0
0
201
APPLE INC
COM
037833100
17829
93863
SH
DFND
2
0
0
93863
APPLE INC
COM
037833100
2461
12954
SH
DFND
3
0
0
12954
ARISTA NETWORKS INC
COM
040413106
127
404
SH
DFND
2
0
0
404
ARISTA NETWORKS INC
COM
040413106
119
380
SH
DFND
3
0
0
380
AROTECH CORP
COM NEW
042682203
31
10730
SH
DFND
2
0
0
10730
AT&T INC
COM
00206R102
3104
98991
SH
DFND
2
0
0
98991
AT&T INC
COM
00206R102
465
14840
SH
DFND
3
0
0
14840
ATMOS ENERGY CORP
COM
049560105
244
2369
SH
DFND
2
0
0
2369
AUBURN NATL BANCORP
COM
050473107
742
18830
SH
DFND
2
0
0
18830
AURORA CANNABIS INC
COM
05156X108
194
21385
SH
DFND
2
0
0
21385
AURORA CANNABIS INC
COM
05156X108
17
1865
SH
DFND
3
0
0
1865
AUTOMATIC DATA PROCESSING IN
COM
053015103
206
1292
SH
DFND
2
0
0
1292
AUTOMATIC DATA PROCESSING IN
COM
053015103
169
1058
SH
DFND
3
0
0
1058
BANCO SANTANDER SA
ADR
05964H105
69
14923
SH
DFND
2
0
0
14923
BANCO SANTANDER SA
ADR
05964H105
3
667
SH
DFND
3
0
0
667
BANK AMER CORP
COM
060505104
2091
75805
SH
DFND
2
0
0
75805
BANK AMER CORP
COM
060505104
377
13657
SH
DFND
3
0
0
13657
BAXTER INTL INC
COM
071813109
328
4029
SH
DFND
2
0
0
4029
BAXTER INTL INC
COM
071813109
33
400
SH
DFND
3
0
0
400
BB&T CORP
COM
054937107
318
6832
SH
DFND
2
0
0
6832
BB&T CORP
COM
054937107
79
1698
SH
DFND
3
0
0
1698
BECTON DICKINSON & CO
COM
075887109
381
1526
SH
DFND
2
0
0
1526
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1807
6
SH
DFND
2
0
0
6
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
8607
42846
SH
DFND
2
0
0
42846
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
430
2138
SH
DFND
3
0
0
2138
BIOGEN INC
COM
09062X103
137
579
SH
DFND
2
0
0
579
BIOGEN INC
COM
09062X103
130
550
SH
DFND
3
0
0
550
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
89
10441
SH
DFND
2
0
0
10441
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
201
5056
SH
DFND
3
0
0
5056
BLACKROCK RES & COMM STRAT T
SHS
09257A108
784
95901
SH
DFND
2
0
0
95901
BOEING CO
COM
097023105
2531
6635
SH
DFND
2
0
0
6635
BOEING CO
COM
097023105
697
1826
SH
DFND
3
0
0
1826
BOOKING HLDGS INC
COM
09857L108
3
2
SH
DFND
3
0
0
2
BOOKING HLDGS INC
COM
09857L108
352
202
SH
DFND
2
0
0
202
BP PLC
SPONSORED ADR
055622104
879
20100
SH
DFND
2
0
0
20100
BP PLC
SPONSORED ADR
055622104
592
13532
SH
DFND
3
0
0
13532
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
266
2096
SH
DFND
2
0
0
2096
BRISTOL MYERS SQUIBB CO
COM
110122108
621
13006
SH
DFND
2
0
0
13006
BRISTOL MYERS SQUIBB CO
COM
110122108
156
3277
SH
DFND
3
0
0
3277
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
202
4833
SH
DFND
2
0
0
4833
BROADCOM INC
COM
11135F101
241
801
SH
DFND
2
0
0
801
BROWN & BROWN INC
COM
115236101
254
8617
SH
DFND
2
0
0
8617
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
41
11559
SH
DFND
2
0
0
11559
CANOPY GROWTH CORP
COM
138035100
287
6614
SH
DFND
2
0
0
6614
CANOPY GROWTH CORP
COM
138035100
105
2414
SH
DFND
3
0
0
2414
CAROLINA FINL CORP NEW
COM
143873107
134
3877
SH
DFND
2
0
0
3877
CAROLINA FINL CORP NEW
COM
143873107
266
7684
SH
DFND
3
0
0
7684
CATERPILLAR INC DEL
COM
149123101
1360
10039
SH
DFND
2
0
0
10039
CATERPILLAR INC DEL
COM
149123101
263
1943
SH
DFND
3
0
0
1943
CBRE CLARION GLOBAL REAL EST
COM
12504G100
401
53700
SH
DFND
2
0
0
53700
CELGENE CORP
COM
151020104
209
2220
SH
DFND
3
0
0
2220
CELGENE CORP
COM
151020104
793
8401
SH
DFND
2
0
0
8401
CENTENE CORP DEL
COM
15135B101
836
15744
SH
DFND
2
0
0
15744
CENTURYLINK INC
COM
156700106
24
2010
SH
DFND
3
0
0
2010
CENTURYLINK INC
COM
156700106
113
9425
SH
DFND
2
0
0
9425
CGI INC
CL A SUB VTG
12532H104
530
7710
SH
DFND
2
0
0
7710
CHEMED CORP NEW
COM
16359R103
452
1412
SH
DFND
2
0
0
1412
CHESAPEAKE ENERGY CORP
COM
165167107
32
10230
SH
DFND
2
0
0
10230
CHESAPEAKE ENERGY CORP
COM
165167107
1
400
SH
DFND
3
0
0
400
CHEVRON CORP NEW
COM
166764100
2354
19112
SH
DFND
2
0
0
19112
CHEVRON CORP NEW
COM
166764100
450
3656
SH
DFND
3
0
0
3656
CHUBB LIMITED
COM
H1467J104
2
17
SH
DFND
3
0
0
17
CHUBB LIMITED
COM
H1467J104
302
2156
SH
DFND
2
0
0
2156
CIGNA CORP NEW
COM
125523100
2
14
SH
DFND
3
0
0
14
CIGNA CORP NEW
COM
125523100
213
1326
SH
DFND
2
0
0
1326
CINTAS CORP
COM
172908105
244
1207
SH
DFND
2
0
0
1207
CISCO SYS INC
COM
17275R102
2361
43732
SH
DFND
2
0
0
43732
CISCO SYS INC
COM
17275R102
62
1143
SH
DFND
3
0
0
1143
CITIGROUP INC
COM NEW
172967424
364
5843
SH
DFND
2
0
0
5843
CITIGROUP INC
COM NEW
172967424
117
1875
SH
DFND
3
0
0
1875
CLOROX CO DEL
COM
189054109
476
2969
SH
DFND
2
0
0
2969
CLOROX CO DEL
COM
189054109
51
316
SH
DFND
3
0
0
316
COCA COLA CO
COM
191216100
340
7246
SH
DFND
3
0
0
7246
COCA COLA CO
COM
191216100
1252
26721
SH
DFND
2
0
0
26721
COLGATE PALMOLIVE CO
COM
194162103
296
4315
SH
DFND
2
0
0
4315
COMCAST CORP NEW
CL A
20030N101
38
940
SH
DFND
3
0
0
940
COMCAST CORP NEW
CL A
20030N101
728
18218
SH
DFND
2
0
0
18218
COMMUNITY HEALTH SYS INC NEW
COM
203668108
54
14605
SH
DFND
2
0
0
14605
CONOCOPHILLIPS
COM
20825C104
506
7588
SH
DFND
2
0
0
7588
CONOCOPHILLIPS
COM
20825C104
245
3667
SH
DFND
3
0
0
3667
CONSOLIDATED EDISON INC
COM
209115104
779
9190
SH
DFND
2
0
0
9190
CONSOLIDATED EDISON INC
COM
209115104
78
918
SH
DFND
3
0
0
918
CORINDUS VASCULAR ROBOTICS I
COM
218730109
23
13000
SH
DFND
2
0
0
13000
COSTCO WHSL CORP NEW
COM
22160K105
143
590
SH
DFND
3
0
0
590
COSTCO WHSL CORP NEW
COM
22160K105
1516
6261
SH
DFND
2
0
0
6261
CSX CORP
COM
126408103
93
1237
SH
DFND
3
0
0
1237
CSX CORP
COM
126408103
174
2320
SH
DFND
2
0
0
2320
CVS HEALTH CORP
COM
126650100
716
13275
SH
DFND
2
0
0
13275
CVS HEALTH CORP
COM
126650100
17
306
SH
DFND
3
0
0
306
CYBERARK SOFTWARE LTD
SHS
M2682V108
447
3758
SH
DFND
2
0
0
3758
CYBERARK SOFTWARE LTD
SHS
M2682V108
24
200
SH
DFND
3
0
0
200
DANAHER CORPORATION
COM
235851102
341
2585
SH
DFND
2
0
0
2585
DEERE & CO
COM
244199105
448
2803
SH
DFND
2
0
0
2803
DEERE & CO
COM
244199105
102
641
SH
DFND
3
0
0
641
DELTA AIR LINES INC DEL
COM NEW
247361702
71
1366
SH
DFND
3
0
0
1366
DELTA AIR LINES INC DEL
COM NEW
247361702
202
3902
SH
DFND
2
0
0
3902
DIAGEO P L C
SPON ADR NEW
25243Q205
350
2139
SH
DFND
2
0
0
2139
DIAGEO P L C
SPON ADR NEW
25243Q205
196
1196
SH
DFND
3
0
0
1196
DIGITAL RLTY TR INC
COM
253868103
289
2425
SH
DFND
2
0
0
2425
DISNEY WALT CO
COM DISNEY
254687106
2120
19097
SH
DFND
2
0
0
19097
DISNEY WALT CO
COM DISNEY
254687106
196
1767
SH
DFND
3
0
0
1767
DOLLAR GEN CORP NEW
COM
256677105
222
1861
SH
DFND
2
0
0
1861
DOLLAR GEN CORP NEW
COM
256677105
87
726
SH
DFND
3
0
0
726
DOMINION ENERGY INC
COM
25746U109
1209
15774
SH
DFND
2
0
0
15774
DOMINION ENERGY INC
COM
25746U109
100
1307
SH
DFND
3
0
0
1307
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
154
7638
SH
DFND
3
0
0
7638
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
55
2701
SH
DFND
2
0
0
2701
DOWDUPONT INC
COM
26078J100
206
3863
SH
DFND
3
0
0
3863
DOWDUPONT INC
COM
26078J100
959
17991
SH
DFND
2
0
0
17991
DTE ENERGY CO
COM
233331107
423
3393
SH
DFND
2
0
0
3393
DUKE ENERGY CORP NEW
COM NEW
26441C204
783
8705
SH
DFND
2
0
0
8705
DUKE ENERGY CORP NEW
COM NEW
26441C204
82
915
SH
DFND
3
0
0
915
DWS MUN INCOME TR NEW
COM
233368109
1276
115824
SH
DFND
2
0
0
115824
EATON CORP PLC
SHS
G29183103
4196
52089
SH
DFND
2
0
0
52089
EATON VANCE CA MUNI INCOME T
SH BEN INT
27826F101
374
31173
SH
DFND
2
0
0
31173
EDISON INTL
COM
281020107
171
2762
SH
DFND
2
0
0
2762
EDISON INTL
COM
281020107
32
522
SH
DFND
3
0
0
522
EMERGE ENERGY SVCS LP
COM REP PARTN
29102H108
19
10000
SH
DFND
2
0
0
10000
EMERSON ELEC CO
COM
291011104
232
3392
SH
DFND
2
0
0
3392
EMERSON ELEC CO
COM
291011104
32
465
SH
DFND
3
0
0
465
ENBRIDGE INC
COM
29250N105
334
9214
SH
DFND
2
0
0
9214
ENBRIDGE INC
COM
29250N105
141
3902
SH
DFND
3
0
0
3902
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
74
4786
SH
DFND
2
0
0
4786
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
130
8479
SH
DFND
3
0
0
8479
ENTERPRISE PRODS PARTNERS L
COM
293792107
653
22451
SH
DFND
2
0
0
22451
ENTERPRISE PRODS PARTNERS L
COM
293792107
116
3983
SH
DFND
3
0
0
3983
EOG RES INC
COM
26875P101
259
2718
SH
DFND
2
0
0
2718
EOG RES INC
COM
26875P101
3
33
SH
DFND
3
0
0
33
EXACT SCIENCES CORP
COM
30063P105
423
4882
SH
DFND
2
0
0
4882
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
1429
36891
SH
DFND
2
0
0
36891
EXELON CORP
COM
30161N101
1180
23539
SH
DFND
2
0
0
23539
EXXON MOBIL CORP
COM
30231G102
4861
60166
SH
DFND
2
0
0
60166
EXXON MOBIL CORP
COM
30231G102
690
8541
SH
DFND
3
0
0
8541
FACEBOOK INC
CL A
30303M102
2427
14562
SH
DFND
2
0
0
14562
FACEBOOK INC
CL A
30303M102
163
978
SH
DFND
3
0
0
978
FEDEX CORP
COM
31428X106
207
1141
SH
DFND
3
0
0
1141
FEDEX CORP
COM
31428X106
269
1482
SH
DFND
2
0
0
1482
FIDELITY
CONSMR STAPLES
316092303
6
163
SH
DFND
3
0
0
163
FIDELITY
CONSMR STAPLES
316092303
1060
31302
SH
DFND
2
0
0
31302
FIDELITY
HIGH DIVID ETF
316092840
46
1528
SH
DFND
3
0
0
1528
FIDELITY
HIGH DIVID ETF
316092840
199
6640
SH
DFND
2
0
0
6640
FIDELITY
INT VL FCT ETF
316092717
789
36422
SH
DFND
2
0
0
36422
FIDELITY
LOW VOLITY ETF
316092824
4177
122670
SH
DFND
2
0
0
122670
FIDELITY
LTD TRM BD ETF
316188200
709
14146
SH
DFND
2
0
0
14146
FIDELITY
MOMENTUM FACTR
316092816
1093
32341
SH
DFND
2
0
0
32341
FIDELITY
MOMENTUM FACTR
316092816
12
348
SH
DFND
3
0
0
348
FIDELITY
MSCI CONSM DIS
316092204
651
14838
SH
DFND
2
0
0
14838
FIDELITY
MSCI CONSM DIS
316092204
28
635
SH
DFND
3
0
0
635
FIDELITY
MSCI ENERGY IDX
316092402
772
42701
SH
DFND
2
0
0
42701
FIDELITY
MSCI ENERGY IDX
316092402
2
106
SH
DFND
3
0
0
106
FIDELITY
MSCI FINLS IDX
316092501
100
2655
SH
DFND
3
0
0
2655
FIDELITY
MSCI FINLS IDX
316092501
563
15018
SH
DFND
2
0
0
15018
FIDELITY
MSCI HLTH CARE I
316092600
124
2780
SH
DFND
3
0
0
2780
FIDELITY
MSCI HLTH CARE I
316092600
1262
28363
SH
DFND
2
0
0
28363
FIDELITY
MSCI INFO TECH I
316092808
742
12512
SH
DFND
3
0
0
12512
FIDELITY
MSCI INFO TECH I
316092808
800
13498
SH
DFND
2
0
0
13498
FIDELITY
MSCI RL EST ETF
316092857
4299
165532
SH
DFND
2
0
0
165532
FIDELITY
MSCI RL EST ETF
316092857
1093
42079
SH
DFND
3
0
0
42079
FIDELITY
MSCI UTILS INDEX
316092865
1105
28848
SH
DFND
2
0
0
28848
FIDELITY
MSCI UTILS INDEX
316092865
678
17708
SH
DFND
3
0
0
17708
FIDELITY
TOTAL BD ETF
316188309
593
11871
SH
DFND
2
0
0
11871
FIDELITY
VLU FACTOR ETF
316092782
1888
56923
SH
DFND
2
0
0
56923
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
961
3174
SH
DFND
3
0
0
3174
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
254
6951
SH
DFND
2
0
0
6951
FIDELITY NATL INFORMATION SV
COM
31620M106
348
3074
SH
DFND
2
0
0
3074
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
407
1000
SH
DFND
3
0
0
1000
FIRST TR DJS MICROCAP INDEX
COM SHS ANNUAL
33718M105
469
10500
SH
DFND
2
0
0
10500
FIRST TR EXCH TRD ALPHA FD I
EM SML CP ALPH
33737J307
2075
58368
SH
DFND
2
0
0
58368
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
727
12616
SH
DFND
2
0
0
12616
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
75
1629
SH
DFND
2
0
0
1629
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
144
3138
SH
DFND
3
0
0
3138
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
862
30683
SH
DFND
2
0
0
30683
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
75
2673
SH
DFND
3
0
0
2673
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
295
11923
SH
DFND
2
0
0
11923
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
167
5129
SH
DFND
2
0
0
5129
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
1148
35351
SH
DFND
3
0
0
35351
FORD MTR CO DEL
COM
345370860
363
41373
SH
DFND
2
0
0
41373
FORD MTR CO DEL
COM
345370860
32
3674
SH
DFND
3
0
0
3674
FS KKR CAPITAL CORP
COM
302635107
67
11130
SH
DFND
2
0
0
11130
FS KKR CAPITAL CORP
COM
302635107
123
20358
SH
DFND
3
0
0
20358
GENERAC HLDGS INC
COM
368736104
236
4608
SH
DFND
2
0
0
4608
GENERAL DYNAMICS CORP
COM
369550108
341
2014
SH
DFND
2
0
0
2014
GENERAL DYNAMICS CORP
COM
369550108
168
992
SH
DFND
3
0
0
992
GENERAL ELECTRIC CO
COM
369604103
89
8920
SH
DFND
3
0
0
8920
GENERAL ELECTRIC CO
COM
369604103
1443
144444
SH
DFND
2
0
0
144444
GENERAL MLS INC
COM
370334104
407
7862
SH
DFND
2
0
0
7862
GENERAL MLS INC
COM
370334104
42
808
SH
DFND
3
0
0
808
GENERAL MTRS CO
COM
37045V100
146
3926
SH
DFND
2
0
0
3926
GENERAL MTRS CO
COM
37045V100
189
5084
SH
DFND
3
0
0
5084
GERDAU S A
SPON ADR REP PFD
373737105
54
13863
SH
DFND
2
0
0
13863
GILEAD SCIENCES INC
COM
375558103
175
2688
SH
DFND
2
0
0
2688
GILEAD SCIENCES INC
COM
375558103
121
1868
SH
DFND
3
0
0
1868
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
197
4711
SH
DFND
2
0
0
4711
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
111
2656
SH
DFND
3
0
0
2656
GLOBAL X FDS
FINTECH ETF
37954Y814
167
6032
SH
DFND
2
0
0
6032
GLOBAL X FDS
FINTECH ETF
37954Y814
89
3206
SH
DFND
3
0
0
3206
GLOBAL X FDS
GLBX SUPRINC ETF
37950E333
207
17807
SH
DFND
3
0
0
17807
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
801
35281
SH
DFND
2
0
0
35281
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
127
5600
SH
DFND
3
0
0
5600
GLOBAL X FDS
S&P 500 COVERED
37954Y475
774
16198
SH
DFND
2
0
0
16198
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
208
6379
SH
DFND
2
0
0
6379
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
382
13636
SH
DFND
2
0
0
13636
GOLDMAN SACHS GROUP INC
COM
38141G104
193
1004
SH
DFND
3
0
0
1004
GOLDMAN SACHS GROUP INC
COM
38141G104
396
2061
SH
DFND
2
0
0
2061
GRAINGER W W INC
COM
384802104
201
667
SH
DFND
2
0
0
667
GRAINGER W W INC
COM
384802104
13
44
SH
DFND
3
0
0
44
GUGGENHEIM STRATEGIC OPP FD
COM SBI
40167F101
242
12294
SH
DFND
2
0
0
12294
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
0
0
SH
DFND
2
0
0
0
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
328
13228
SH
DFND
3
0
0
13228
HARTFORD FINL SVCS GROUP INC
COM
416515104
216
4346
SH
DFND
2
0
0
4346
HCA HEALTHCARE INC
COM
40412C101
662
5081
SH
DFND
2
0
0
5081
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
105
17974
SH
DFND
2
0
0
17974
HMS HLDGS CORP
COM
40425J101
241
8148
SH
DFND
2
0
0
8148
HOME DEPOT INC
COM
437076102
260
1352
SH
DFND
3
0
0
1352
HOME DEPOT INC
COM
437076102
4625
24103
SH
DFND
2
0
0
24103
HONEYWELL INTL INC
COM
438516106
250
1574
SH
DFND
3
0
0
1574
HONEYWELL INTL INC
COM
438516106
1077
6778
SH
DFND
2
0
0
6778
HUNTINGTON BANCSHARES INC
COM
446150104
147
11556
SH
DFND
2
0
0
11556
HUNTINGTON BANCSHARES INC
COM
446150104
94
7384
SH
DFND
3
0
0
7384
HUNTINGTON INGALLS INDS INC
COM
446413106
250
1207
SH
DFND
2
0
0
1207
ILLINOIS TOOL WKS INC
COM
452308109
511
3563
SH
DFND
2
0
0
3563
ILLINOIS TOOL WKS INC
COM
452308109
13
93
SH
DFND
3
0
0
93
ILLUMINA INC
COM
452327109
203
654
SH
DFND
2
0
0
654
INCYTE CORP
COM
45337C102
354
4120
SH
DFND
2
0
0
4120
INDEXIQ ETF TR
IQ CHAIKIN US
45409B396
324
13053
SH
DFND
2
0
0
13053
INDEXIQ ETF TR
IQ GLB RES ETF
45409B883
235
8569
SH
DFND
2
0
0
8569
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
2323
72760
SH
DFND
2
0
0
72760
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C409
279
10030
SH
DFND
2
0
0
10030
INNOVATOR ETFS TR
S&P 500 PWRETF
45782C797
430
17602
SH
DFND
2
0
0
17602
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C821
401
16558
SH
DFND
2
0
0
16558
INTEL CORP
COM
458140100
1594
29684
SH
DFND
2
0
0
29684
INTEL CORP
COM
458140100
411
7649
SH
DFND
3
0
0
7649
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
571
7501
SH
DFND
2
0
0
7501
INTERNATIONAL BUSINESS MACHS
COM
459200101
1253
8881
SH
DFND
2
0
0
8881
INTERNATIONAL BUSINESS MACHS
COM
459200101
198
1406
SH
DFND
3
0
0
1406
INTUIT
COM
461202103
341
1304
SH
DFND
2
0
0
1304
INTUIT
COM
461202103
13
50
SH
DFND
3
0
0
50
INTUITIVE SURGICAL INC
COM NEW
46120E602
363
636
SH
DFND
2
0
0
636
INTUITIVE SURGICAL INC
COM NEW
46120E602
34
60
SH
DFND
3
0
0
60
INVESCO DB MLTI SECTR CMMTY
OIL FD
46140H403
504
47980
SH
DFND
2
0
0
47980
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 CB
46138J304
1812
85996
SH
DFND
2
0
0
85996
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 CB
46138J304
0
0
SH
DFND
3
0
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 HY
46138J403
310
12909
SH
DFND
2
0
0
12909
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
1994
93963
SH
DFND
2
0
0
93963
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
36
1676
SH
DFND
3
0
0
1676
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
233
9672
SH
DFND
2
0
0
9672
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
1759
83624
SH
DFND
2
0
0
83624
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
36
1697
SH
DFND
3
0
0
1697
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
261
10557
SH
DFND
2
0
0
10557
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
1591
75350
SH
DFND
2
0
0
75350
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
40
1913
SH
DFND
3
0
0
1913
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
266
12798
SH
DFND
2
0
0
12798
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
18
866
SH
DFND
3
0
0
866
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
1249
68378
SH
DFND
2
0
0
68378
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
2
102
SH
DFND
3
0
0
102
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
240
2116
SH
DFND
2
0
0
2116
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
214
1679
SH
DFND
2
0
0
1679
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
378
2806
SH
DFND
2
0
0
2806
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
88
842
SH
DFND
3
0
0
842
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
293
2804
SH
DFND
2
0
0
2804
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
204
1761
SH
DFND
3
0
0
1761
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
420
3634
SH
DFND
2
0
0
3634
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
2787
86695
SH
DFND
2
0
0
86695
INVESCO EXCHNG TRADED FD TR
FTSE RAFI DEV
46138E743
3153
77801
SH
DFND
2
0
0
77801
INVESCO EXCHNG TRADED FD TR
GBL SRT TRM HY
46138E669
2509
107436
SH
DFND
2
0
0
107436
INVESCO EXCHNG TRADED FD TR
GBL SRT TRM HY
46138E669
0
0
SH
DFND
3
0
0
0
INVESCO EXCHNG TRADED FD TR
NATL AMT MUNI
46138E537
0
0
SH
DFND
2
0
0
0
INVESCO EXCHNG TRADED FD TR
NATL AMT MUNI
46138E537
335
13039
SH
DFND
3
0
0
13039
INVESCO EXCHNG TRADED FD TR
S&P SMLCP LOW
46138G102
2935
62522
SH
DFND
2
0
0
62522
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
263
4995
SH
DFND
2
0
0
4995
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
133
2518
SH
DFND
3
0
0
2518
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
297
9765
SH
DFND
2
0
0
9765
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
0
0
SH
DFND
3
0
0
0
INVESCO EXCHNG TRADED FD TR
VAR RATE PFD
46138G870
1
51
SH
DFND
3
0
0
51
INVESCO EXCHNG TRADED FD TR
VAR RATE PFD
46138G870
795
32351
SH
DFND
2
0
0
32351
INVESCO SR INCOME TR
COM
46131H107
52
12309
SH
DFND
2
0
0
12309
IONIS PHARMACEUTICALS INC
COM
462222100
1560
19218
SH
DFND
2
0
0
19218
ISHARES GOLD TRUST
ISHARES
464285105
4170
336824
SH
DFND
2
0
0
336824
ISHARES GOLD TRUST
ISHARES
464285105
1
69
SH
DFND
3
0
0
69
ISHARES INC
CORE MSCI EMKT
46434G103
70987
1372796
SH
DFND
1
1372796
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
4266
82491
SH
DFND
2
0
0
82491
ISHARES INC
CORE MSCI EMKT
46434G103
450
8705
SH
DFND
3
0
0
8705
ISHARES INC
MIN VOL EMRG MKT
464286533
7025
118529
SH
DFND
2
0
0
118529
ISHARES INC
MIN VOL EMRG MKT
464286533
230
3876
SH
DFND
3
0
0
3876
ISHARES INC
MSCI CDA ETF
464286509
166
6005
SH
DFND
2
0
0
6005
ISHARES INC
MSCI CDA ETF
464286509
1642
59411
SH
DFND
3
0
0
59411
ISHARES INC
MSCI FRNTR100ETF
464286145
962
33808
SH
DFND
2
0
0
33808
ISHARES INC
MSCI WORLD ETF
464286392
321
3618
SH
DFND
2
0
0
3618
ISHARES SILVER TRUST
ISHARES
46428Q109
243
17153
SH
DFND
2
0
0
17153
ISHARES SILVER TRUST
ISHARES
46428Q109
118
8314
SH
DFND
3
0
0
8314
ISHARES TR
0-5 YR TIPS ETF
46429B747
15
150
SH
DFND
3
0
0
150
ISHARES TR
0-5 YR TIPS ETF
46429B747
2973
29821
SH
DFND
2
0
0
29821
ISHARES TR
1 3 YR TREAS BD
464287457
3000
35665
SH
DFND
2
0
0
35665
ISHARES TR
20 YR TR BD ETF
464287432
1283
10144
SH
DFND
2
0
0
10144
ISHARES TR
20 YR TR BD ETF
464287432
0
0
SH
DFND
3
0
0
0
ISHARES TR
CALIF MUN BD ETF
464288356
823
13819
SH
DFND
2
0
0
13819
ISHARES TR
COHEN STEER REIT
464287564
1438
12928
SH
DFND
2
0
0
12928
ISHARES TR
COHEN STEER REIT
464287564
340
3059
SH
DFND
3
0
0
3059
ISHARES TR
CORE DIV GRWTH
46434V621
212
5761
SH
DFND
3
0
0
5761
ISHARES TR
CORE DIV GRWTH
46434V621
7223
196551
SH
DFND
2
0
0
196551
ISHARES TR
CORE HIGH DV ETF
46429B663
131
1401
SH
DFND
3
0
0
1401
ISHARES TR
CORE HIGH DV ETF
46429B663
3843
41192
SH
DFND
2
0
0
41192
ISHARES TR
CORE MSCI EAFE
46432F842
4406
72509
SH
DFND
2
0
0
72509
ISHARES TR
CORE MSCI EAFE
46432F842
0
0
SH
DFND
3
0
0
0
ISHARES TR
CORE MSCI TOTAL
46432F834
103
1772
SH
DFND
2
0
0
1772
ISHARES TR
CORE MSCI TOTAL
46432F834
131
2263
SH
DFND
3
0
0
2263
ISHARES TR
CORE S&P MCP ETF
464287507
1718
9071
SH
DFND
3
0
0
9071
ISHARES TR
CORE S&P MCP ETF
464287507
9599
50683
SH
DFND
2
0
0
50683
ISHARES TR
CORE S&P SCP ETF
464287804
1117
14480
SH
DFND
3
0
0
14480
ISHARES TR
CORE S&P SCP ETF
464287804
9998
129587
SH
DFND
2
0
0
129587
ISHARES TR
CORE S&P TTL STK
464287150
6920
107452
SH
DFND
2
0
0
107452
ISHARES TR
CORE S&P TTL STK
464287150
60
935
SH
DFND
3
0
0
935
ISHARES TR
CORE S&P US GWT
464287671
431
7140
SH
DFND
3
0
0
7140
ISHARES TR
CORE S&P US GWT
464287671
37
612
SH
DFND
2
0
0
612
ISHARES TR
CORE S&P500 ETF
464287200
39772
139767
SH
DFND
2
0
0
139767
ISHARES TR
CORE S&P500 ETF
464287200
8409
29550
SH
DFND
3
0
0
29550
ISHARES TR
CORE TOTAL USD
46434V613
376
7422
SH
DFND
2
0
0
7422
ISHARES TR
CORE US AGGBD ET
464287226
41
380
SH
DFND
3
0
0
380
ISHARES TR
CORE US AGGBD ET
464287226
5461
50072
SH
DFND
2
0
0
50072
ISHARES TR
CRE U S REIT ETF
464288521
931
18002
SH
DFND
2
0
0
18002
ISHARES TR
EAFE GRWTH ETF
464288885
1307
16870
SH
DFND
2
0
0
16870
ISHARES TR
EAFE SML CP ETF
464288273
68
1191
SH
DFND
3
0
0
1191
ISHARES TR
EAFE SML CP ETF
464288273
310
5390
SH
DFND
2
0
0
5390
ISHARES TR
EAFE VALUE ETF
464288877
1575
32227
SH
DFND
2
0
0
32227
ISHARES TR
EUROPE ETF
464287861
1850
42641
SH
DFND
2
0
0
42641
ISHARES TR
FLTG RATE NT ETF
46429B655
63
1244
SH
DFND
3
0
0
1244
ISHARES TR
FLTG RATE NT ETF
46429B655
10024
196898
SH
DFND
2
0
0
196898
ISHARES TR
IBONDS DEC2021
46435G789
2505
97634
SH
DFND
2
0
0
97634
ISHARES TR
IBONDS DEC2021
46435G789
18
695
SH
DFND
3
0
0
695
ISHARES TR
IBONDS DEC2022
46435G755
5558
214263
SH
DFND
2
0
0
214263
ISHARES TR
IBONDS DEC2023
46435G318
1378
54119
SH
DFND
2
0
0
54119
ISHARES TR
IBONDS SEP19 ETF
46429B564
18
690
SH
DFND
3
0
0
690
ISHARES TR
IBONDS SEP19 ETF
46429B564
2242
88113
SH
DFND
2
0
0
88113
ISHARES TR
IBONDS SEP2020
46434V571
18
695
SH
DFND
3
0
0
695
ISHARES TR
IBONDS SEP2020
46434V571
2768
108564
SH
DFND
2
0
0
108564
ISHARES TR
IBOXX HI YD ETF
464288513
768
8880
SH
DFND
2
0
0
8880
ISHARES TR
IBOXX HI YD ETF
464288513
38
445
SH
DFND
3
0
0
445
ISHARES TR
INTL DIV GRWTH
46435G524
480
8863
SH
DFND
2
0
0
8863
ISHARES TR
INTL SEL DIV ETF
464288448
491
15919
SH
DFND
2
0
0
15919
ISHARES TR
INTL SEL DIV ETF
464288448
9
294
SH
DFND
3
0
0
294
ISHARES TR
MICRO-CAP ETF
464288869
1210
13043
SH
DFND
3
0
0
13043
ISHARES TR
MIN VOL EAFE ETF
46429B689
13346
185364
SH
DFND
2
0
0
185364
ISHARES TR
MIN VOL EAFE ETF
46429B689
488
6784
SH
DFND
3
0
0
6784
ISHARES TR
MIN VOL USA ETF
46429B697
5558
94519
SH
DFND
2
0
0
94519
ISHARES TR
MIN VOL USA ETF
46429B697
315
5363
SH
DFND
3
0
0
5363
ISHARES TR
MODERT ALLOC ETF
464289875
218
5734
SH
DFND
2
0
0
5734
ISHARES TR
MORTGE REL ETF
46435G342
212
4901
SH
DFND
3
0
0
4901
ISHARES TR
MORTGE REL ETF
46435G342
28
640
SH
DFND
2
0
0
640
ISHARES TR
MRGSTR MD CP ETF
464288208
14
75
SH
DFND
3
0
0
75
ISHARES TR
MRGSTR MD CP ETF
464288208
607
3227
SH
DFND
2
0
0
3227
ISHARES TR
MSCI EAFE ETF
464287465
9346
144092
SH
DFND
2
0
0
144092
ISHARES TR
MSCI EAFE ETF
464287465
306
4725
SH
DFND
3
0
0
4725
ISHARES TR
MSCI EMG MKT ETF
464287234
5526
128755
SH
DFND
2
0
0
128755
ISHARES TR
MSCI EMG MKT ETF
464287234
150
3492
SH
DFND
3
0
0
3492
ISHARES TR
MSCI INDIA ETF
46429B598
784
22242
SH
DFND
2
0
0
22242
ISHARES TR
MULTIFACTOR USA
46434V290
0
0
SH
DFND
2
0
0
0
ISHARES TR
MULTIFACTOR USA
46434V290
4357
108624
SH
DFND
3
0
0
108624
ISHARES TR
NASDAQ BIOTECH
464287556
201
1799
SH
DFND
3
0
0
1799
ISHARES TR
NASDAQ BIOTECH
464287556
107
955
SH
DFND
2
0
0
955
ISHARES TR
NATIONAL MUN ETF
464288414
683
6143
SH
DFND
2
0
0
6143
ISHARES TR
NATIONAL MUN ETF
464288414
331
2979
SH
DFND
3
0
0
2979
ISHARES TR
PFD AND INCM SEC
464288687
1386
37932
SH
DFND
2
0
0
37932
ISHARES TR
PFD AND INCM SEC
464288687
387
10577
SH
DFND
3
0
0
10577
ISHARES TR
RUS 1000 ETF
464287622
1659
10548
SH
DFND
2
0
0
10548
ISHARES TR
RUS 1000 GRW ETF
464287614
9920
65540
SH
DFND
2
0
0
65540
ISHARES TR
RUS 1000 GRW ETF
464287614
10698
70680
SH
DFND
3
0
0
70680
ISHARES TR
RUS 1000 VAL ETF
464287598
8031
65030
SH
DFND
3
0
0
65030
ISHARES TR
RUS 1000 VAL ETF
464287598
8290
67135
SH
DFND
2
0
0
67135
ISHARES TR
RUS 2000 GRW ETF
464287648
434
2204
SH
DFND
2
0
0
2204
ISHARES TR
RUS 2000 GRW ETF
464287648
957
4864
SH
DFND
3
0
0
4864
ISHARES TR
RUS 2000 VAL ETF
464287630
80
668
SH
DFND
3
0
0
668
ISHARES TR
RUS 2000 VAL ETF
464287630
2667
22243
SH
DFND
2
0
0
22243
ISHARES TR
RUS MID CAP ETF
464287499
752
13942
SH
DFND
2
0
0
13942
ISHARES TR
RUS MID CAP ETF
464287499
13
244
SH
DFND
3
0
0
244
ISHARES TR
RUSSELL 2000 ETF
464287655
4
25
SH
DFND
3
0
0
25
ISHARES TR
RUSSELL 2000 ETF
464287655
6022
39336
SH
DFND
2
0
0
39336
ISHARES TR
S&P 500 GRWT ETF
464287309
111
647
SH
DFND
3
0
0
647
ISHARES TR
S&P 500 GRWT ETF
464287309
496
2875
SH
DFND
2
0
0
2875
ISHARES TR
S&P 500 VAL ETF
464287408
359
3185
SH
DFND
3
0
0
3185
ISHARES TR
S&P 500 VAL ETF
464287408
421
3734
SH
DFND
2
0
0
3734
ISHARES TR
S&P MC 400VL ETF
464287705
1179
7510
SH
DFND
2
0
0
7510
ISHARES TR
S&P MC 400VL ETF
464287705
4
25
SH
DFND
3
0
0
25
ISHARES TR
S&P SML 600 GWT
464287887
37
205
SH
DFND
3
0
0
205
ISHARES TR
S&P SML 600 GWT
464287887
2277
12760
SH
DFND
2
0
0
12760
ISHARES TR
SELECT DIVID ETF
464287168
1095
11152
SH
DFND
2
0
0
11152
ISHARES TR
SELECT DIVID ETF
464287168
58
589
SH
DFND
3
0
0
589
ISHARES TR
SH TR CRPORT ETF
464288646
308
5826
SH
DFND
2
0
0
5826
ISHARES TR
SHRT NAT MUN ETF
464288158
323
3044
SH
DFND
3
0
0
3044
ISHARES TR
SHRT NAT MUN ETF
464288158
11
103
SH
DFND
2
0
0
103
ISHARES TR
TIPS BD ETF
464287176
1768
15638
SH
DFND
2
0
0
15638
ISHARES TR
TIPS BD ETF
464287176
33
288
SH
DFND
3
0
0
288
ISHARES TR
U.S. ENERGY ETF
464287796
241
6698
SH
DFND
2
0
0
6698
ISHARES TR
U.S. ENERGY ETF
464287796
5
133
SH
DFND
3
0
0
133
ISHARES TR
U.S. MED DVC ETF
464288810
93
402
SH
DFND
2
0
0
402
ISHARES TR
U.S. MED DVC ETF
464288810
124
536
SH
DFND
3
0
0
536
ISHARES TR
U.S. TECH ETF
464287721
1106
5803
SH
DFND
2
0
0
5803
ISHARES TR
US AER DEF ETF
464288760
253
1267
SH
DFND
3
0
0
1267
ISHARES TR
US AER DEF ETF
464288760
609
3049
SH
DFND
2
0
0
3049
ISHARES TR
US HLTHCARE ETF
464287762
273
1410
SH
DFND
2
0
0
1410
ISHARES TR
US REGNL BKS ETF
464288778
3
76
SH
DFND
3
0
0
76
ISHARES TR
US REGNL BKS ETF
464288778
372
8570
SH
DFND
2
0
0
8570
ISHARES TR
USA MOMENTUM FCT
46432F396
2986
26621
SH
DFND
2
0
0
26621
ISHARES TR
USA MOMENTUM FCT
46432F396
3041
27110
SH
DFND
3
0
0
27110
ISHARES US ETF TR
COMMOD SEL STG
46431W853
275
8315
SH
DFND
2
0
0
8315
JOHN HANCOCK ETF TRUST
MULTIFACTOR MI
47804J206
4412
125565
SH
DFND
3
0
0
125565
JOHNSON & JOHNSON
COM
478160104
488
3489
SH
DFND
3
0
0
3489
JOHNSON & JOHNSON
COM
478160104
4178
29886
SH
DFND
2
0
0
29886
JP MORGAN EXCHANGE TRADED FD
DIV RTN GLB EQ
46641Q100
210
3536
SH
DFND
2
0
0
3536
JP MORGAN EXCHANGE TRADED FD
DIV RTN INT EQ
46641Q209
2684
48537
SH
DFND
2
0
0
48537
JP MORGAN EXCHANGE TRADED FD
DIVERSFD EQT ETF
46641Q845
475
15683
SH
DFND
2
0
0
15683
JP MORGAN EXCHANGE TRADED FD
DIVERSFED RTRN
46641Q886
819
12591
SH
DFND
2
0
0
12591
JP MORGAN EXCHANGE TRADED FD
JPMORGAN DIVER
46641Q407
6316
86345
SH
DFND
2
0
0
86345
JP MORGAN EXCHANGE TRADED FD
LONG SHORT ETF
46641Q811
264
12106
SH
DFND
2
0
0
12106
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
3224
64099
SH
DFND
2
0
0
64099
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
287
11241
SH
DFND
2
0
0
11241
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
10
400
SH
DFND
3
0
0
400
JPMORGAN CHASE & CO
COM
46625H100
213
2102
SH
DFND
3
0
0
2102
JPMORGAN CHASE & CO
COM
46625H100
3597
35535
SH
DFND
2
0
0
35535
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
1400
87313
SH
DFND
2
0
0
87313
KIMBERLY CLARK CORP
COM
494368103
6
50
SH
DFND
3
0
0
50
KIMBERLY CLARK CORP
COM
494368103
1003
8097
SH
DFND
2
0
0
8097
KINDER MORGAN INC DEL
COM
49456B101
64
3223
SH
DFND
2
0
0
3223
KINDER MORGAN INC DEL
COM
49456B101
351
17547
SH
DFND
3
0
0
17547
KROGER CO
COM
501044101
92
3744
SH
DFND
3
0
0
3744
KROGER CO
COM
501044101
187
7609
SH
DFND
2
0
0
7609
L BRANDS INC
COM
501797104
1893
68631
SH
DFND
2
0
0
68631
LATTICE SEMICONDUCTOR CORP
COM
518415104
342
28700
SH
DFND
2
0
0
28700
LATTICE SEMICONDUCTOR CORP
COM
518415104
3
275
SH
DFND
3
0
0
275
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
2166
76905
SH
DFND
3
0
0
76905
LAUDER ESTEE COS INC
CL A
518439104
245
1482
SH
DFND
2
0
0
1482
LEIDOS HLDGS INC
COM
525327102
10684
166705
SH
DFND
2
0
0
166705
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
2
417
SH
DFND
2
0
0
417
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
274
49365
SH
DFND
3
0
0
49365
LILLY ELI & CO
COM
532457108
521
4014
SH
DFND
2
0
0
4014
LILLY ELI & CO
COM
532457108
42
327
SH
DFND
3
0
0
327
LINCOLN NATL CORP IND
COM
534187109
665
11336
SH
DFND
2
0
0
11336
LOCKHEED MARTIN CORP
COM
539830109
6780
22587
SH
DFND
2
0
0
22587
LOCKHEED MARTIN CORP
COM
539830109
147
488
SH
DFND
3
0
0
488
LOWES COS INC
COM
548661107
291
2656
SH
DFND
2
0
0
2656
LOWES COS INC
COM
548661107
22
200
SH
DFND
3
0
0
200
MARATHON PETE CORP
COM
56585A102
277
4633
SH
DFND
2
0
0
4633
MARATHON PETE CORP
COM
56585A102
3
54
SH
DFND
3
0
0
54
MARSH & MCLENNAN COS INC
COM
571748102
1045
11128
SH
DFND
2
0
0
11128
MASTERCARD INC
CL A
57636Q104
1578
6703
SH
DFND
2
0
0
6703
MASTERCARD INC
CL A
57636Q104
9
40
SH
DFND
3
0
0
40
MBT FINL CORP
COM
578877102
134
13331
SH
DFND
2
0
0
13331
MCCORMICK & CO INC
COM NON VTG
579780206
20643
137046
SH
DFND
2
0
0
137046
MCCORMICK & CO INC
COM VTG
579780107
785
5251
SH
DFND
2
0
0
5251
MCDONALDS CORP
COM
580135101
123
647
SH
DFND
3
0
0
647
MCDONALDS CORP
COM
580135101
2788
14679
SH
DFND
2
0
0
14679
MEDICAL PPTYS TRUST INC
COM
58463J304
105
5697
SH
DFND
3
0
0
5697
MEDICAL PPTYS TRUST INC
COM
58463J304
117
6314
SH
DFND
2
0
0
6314
MEDTRONIC PLC
SHS
G5960L103
22
239
SH
DFND
3
0
0
239
MEDTRONIC PLC
SHS
G5960L103
331
3633
SH
DFND
2
0
0
3633
MERCK & CO INC
COM
58933Y105
2079
24994
SH
DFND
2
0
0
24994
MERCK & CO INC
COM
58933Y105
411
4938
SH
DFND
3
0
0
4938
MICROSOFT CORP
COM
594918104
425
3600
SH
DFND
3
0
0
3600
MICROSOFT CORP
COM
594918104
8113
68792
SH
DFND
2
0
0
68792
MONDELEZ INTL INC
CL A
609207105
278
5579
SH
DFND
2
0
0
5579
NETFLIX INC
COM
64110L106
176
494
SH
DFND
3
0
0
494
NETFLIX INC
COM
64110L106
1637
4591
SH
DFND
2
0
0
4591
NEXTERA ENERGY INC
COM
65339F101
420
2175
SH
DFND
2
0
0
2175
NEXTERA ENERGY INC
COM
65339F101
149
769
SH
DFND
3
0
0
769
NIKE INC
CL B
654106103
839
9963
SH
DFND
2
0
0
9963
NORFOLK SOUTHERN CORP
COM
655844108
17
89
SH
DFND
3
0
0
89
NORFOLK SOUTHERN CORP
COM
655844108
1004
5371
SH
DFND
2
0
0
5371
NORTHROP GRUMMAN CORP
COM
666807102
8
29
SH
DFND
3
0
0
29
NORTHROP GRUMMAN CORP
COM
666807102
2047
7593
SH
DFND
2
0
0
7593
NOVARTIS A G
SPONSORED ADR
66987V109
200
2081
SH
DFND
2
0
0
2081
NOVARTIS A G
SPONSORED ADR
66987V109
40
416
SH
DFND
3
0
0
416
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
10
438
SH
DFND
2
0
0
438
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
435
19546
SH
DFND
3
0
0
19546
NVIDIA CORP
COM
67066G104
568
3161
SH
DFND
2
0
0
3161
NVIDIA CORP
COM
67066G104
168
938
SH
DFND
3
0
0
938
OCCIDENTAL PETE CORP
COM
674599105
25
378
SH
DFND
3
0
0
378
OCCIDENTAL PETE CORP
COM
674599105
183
2766
SH
DFND
2
0
0
2766
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
271
3172
SH
DFND
3
0
0
3172
OMEGA HEALTHCARE INVS INC
COM
681936100
400
10497
SH
DFND
2
0
0
10497
OMEGA HEALTHCARE INVS INC
COM
681936100
13
328
SH
DFND
3
0
0
328
ONEOK INC NEW
COM
682680103
158
2257
SH
DFND
2
0
0
2257
ONEOK INC NEW
COM
682680103
89
1274
SH
DFND
3
0
0
1274
OPPENHEIMER ETF TR
S&P 500 REVENUE
68386C104
624
12096
SH
DFND
2
0
0
12096
OPPENHEIMER ETF TR
S&P ULTRA DIVIDE
68386C401
573
15121
SH
DFND
3
0
0
15121
ORACLE CORP
COM
68389X105
1226
22831
SH
DFND
2
0
0
22831
ORACLE CORP
COM
68389X105
14
259
SH
DFND
3
0
0
259
OSI ETF TR
OSHARES FTSE EUR
67110P506
555
23231
SH
DFND
3
0
0
23231
OSI ETF TR
OSHARS FTSE US
67110P407
1222
36363
SH
DFND
3
0
0
36363
PACER FDS TR
GLOBL CASH ETF
69374H709
235
7689
SH
DFND
2
0
0
7689
PACWEST BANCORP DEL
COM
695263103
489
13013
SH
DFND
2
0
0
13013
PACWEST BANCORP DEL
COM
695263103
0
0
SH
DFND
3
0
0
0
PALO ALTO NETWORKS INC
COM
697435105
70
289
SH
DFND
3
0
0
289
PALO ALTO NETWORKS INC
COM
697435105
168
691
SH
DFND
2
0
0
691
PAYCHEX INC
COM
704326107
1027
12799
SH
DFND
2
0
0
12799
PAYCHEX INC
COM
704326107
23
283
SH
DFND
3
0
0
283
PAYPAL HLDGS INC
COM
70450Y103
387
3723
SH
DFND
2
0
0
3723
PAYPAL HLDGS INC
COM
70450Y103
35
334
SH
DFND
3
0
0
334
PEPSICO INC
COM
713448108
1069
8726
SH
DFND
2
0
0
8726
PEPSICO INC
COM
713448108
125
1019
SH
DFND
3
0
0
1019
PFIZER INC
COM
717081103
2052
48328
SH
DFND
2
0
0
48328
PFIZER INC
COM
717081103
106
2507
SH
DFND
3
0
0
2507
PGIM GLOBAL HIGH YIELD FD IN
COM
69346J106
149
10669
SH
DFND
2
0
0
10669
PHILIP MORRIS INTL INC
COM
718172109
93
1050
SH
DFND
3
0
0
1050
PHILIP MORRIS INTL INC
COM
718172109
515
5825
SH
DFND
2
0
0
5825
PHILLIPS 66
COM
718546104
132
1390
SH
DFND
3
0
0
1390
PHILLIPS 66
COM
718546104
1228
12908
SH
DFND
2
0
0
12908
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
203
9735
SH
DFND
2
0
0
9735
PIMCO CORPORATE & INCOME OPP
COM
72201B101
313
17896
SH
DFND
2
0
0
17896
PIMCO CORPORATE & INCOME OPP
COM
72201B101
515
29446
SH
DFND
3
0
0
29446
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
39
1224
SH
DFND
2
0
0
1224
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
1084
33813
SH
DFND
3
0
0
33813
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
776
33124
SH
DFND
3
0
0
33124
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
13167
129646
SH
DFND
2
0
0
129646
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
22
220
SH
DFND
3
0
0
220
PIMCO MUN INCOME FD II
COM
72200W106
157
11018
SH
DFND
2
0
0
11018
PIMCO MUN INCOME FD III
COM
72201A103
176
14000
SH
DFND
2
0
0
14000
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
270
25625
SH
DFND
2
0
0
25625
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
139
13217
SH
DFND
3
0
0
13217
PIONEER HIGH INCOME TR
COM
72369H106
166
18565
SH
DFND
2
0
0
18565
PNC FINL SVCS GROUP INC
COM
693475105
1313
10707
SH
DFND
2
0
0
10707
PNC FINL SVCS GROUP INC
COM
693475105
66
534
SH
DFND
3
0
0
534
POLYMET MINING CORP
COM
731916102
67
98955
SH
DFND
2
0
0
98955
POOL CORPORATION
COM
73278L105
539
3265
SH
DFND
2
0
0
3265
PPL CORP
COM
69351T106
427
13461
SH
DFND
2
0
0
13461
PPL CORP
COM
69351T106
26
829
SH
DFND
3
0
0
829
PRICE T ROWE GROUP INC
COM
74144T108
255
2547
SH
DFND
2
0
0
2547
PROCTER AND GAMBLE CO
COM
742718109
17954
172547
SH
DFND
2
0
0
172547
PROCTER AND GAMBLE CO
COM
742718109
723
6948
SH
DFND
3
0
0
6948
PROLOGIS INC
COM
74340W103
289
4016
SH
DFND
2
0
0
4016
PROSHARES TR
INFLATN EXPECTNS
74348A814
206
7527
SH
DFND
3
0
0
7527
PROSHARES TR
S&P 500 DV ARIST
74348A467
503
7420
SH
DFND
2
0
0
7420
PUBLIC STORAGE
COM
74460D109
382
1754
SH
DFND
2
0
0
1754
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
1324
107999
SH
DFND
2
0
0
107999
QIAGEN NV
SHS NEW
N72482123
679
16701
SH
DFND
2
0
0
16701
RAYTHEON CO
COM NEW
755111507
622
3416
SH
DFND
2
0
0
3416
REALTY INCOME CORP
COM
756109104
868
11807
SH
DFND
2
0
0
11807
REALTY INCOME CORP
COM
756109104
194
2635
SH
DFND
3
0
0
2635
RETAIL PPTYS AMER INC
CL A
76131V202
156
12778
SH
DFND
2
0
0
12778
ROKU INC
COM CL A
77543R102
859
13320
SH
DFND
2
0
0
13320
ROKU INC
COM CL A
77543R102
3
50
SH
DFND
3
0
0
50
ROLLINS INC
COM
775711104
280
6721
SH
DFND
2
0
0
6721
ROYAL BK CDA MONTREAL QUE
COM
780087102
385
5089
SH
DFND
2
0
0
5089
SALESFORCE COM INC
COM
79466L302
1164
7347
SH
DFND
2
0
0
7347
SALESFORCE COM INC
COM
79466L302
44
275
SH
DFND
3
0
0
275
SANDY SPRING BANCORP INC
COM
800363103
576
18411
SH
DFND
2
0
0
18411
SCHLUMBERGER LTD
COM
806857108
110
2517
SH
DFND
2
0
0
2517
SCHLUMBERGER LTD
COM
806857108
104
2390
SH
DFND
3
0
0
2390
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
834
32073
SH
DFND
2
0
0
32073
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1
50
SH
DFND
3
0
0
50
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2
64
SH
DFND
3
0
0
64
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2212
70654
SH
DFND
2
0
0
70654
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
370
5435
SH
DFND
2
0
0
5435
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
843
16121
SH
DFND
3
0
0
16121
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
33
634
SH
DFND
2
0
0
634
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
934
11762
SH
DFND
2
0
0
11762
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
254
3753
SH
DFND
2
0
0
3753
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
3
50
SH
DFND
3
0
0
50
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
471
6738
SH
DFND
2
0
0
6738
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
2
23
SH
DFND
3
0
0
23
SELECT SECTOR SPDR TR
ENERGY
81369Y506
421
6374
SH
DFND
2
0
0
6374
SELECT SECTOR SPDR TR
ENERGY
81369Y506
7
110
SH
DFND
3
0
0
110
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
730
6414
SH
DFND
2
0
0
6414
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
178
1568
SH
DFND
3
0
0
1568
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
587
10461
SH
DFND
2
0
0
10461
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
12
221
SH
DFND
3
0
0
221
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
12
136
SH
DFND
3
0
0
136
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1006
10967
SH
DFND
2
0
0
10967
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
904
35179
SH
DFND
2
0
0
35179
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
225
8747
SH
DFND
3
0
0
8747
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
115
1530
SH
DFND
3
0
0
1530
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
868
11564
SH
DFND
2
0
0
11564
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
9
147
SH
DFND
3
0
0
147
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
676
11617
SH
DFND
2
0
0
11617
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2179
29448
SH
DFND
2
0
0
29448
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
24
328
SH
DFND
3
0
0
328
SEMPRA ENERGY
COM
816851109
278
2210
SH
DFND
2
0
0
2210
SEMPRA ENERGY
COM
816851109
40
320
SH
DFND
3
0
0
320
SERVICENOW INC
COM
81762P102
499
2023
SH
DFND
2
0
0
2023
SERVICENOW INC
COM
81762P102
7
30
SH
DFND
3
0
0
30
SHERWIN WILLIAMS CO
COM
824348106
241
560
SH
DFND
2
0
0
560
SHIP FINANCE INTERNATIONAL L
NOTE 5.750%10/1
G81075AF3
15
15000
PRN
DFND
2
0
0
15000
SHOPIFY INC
CL A
82509L107
258
1249
SH
DFND
2
0
0
1249
SKYWORKS SOLUTIONS INC
COM
83088M102
106
1282
SH
DFND
2
0
0
1282
SKYWORKS SOLUTIONS INC
COM
83088M102
245
2973
SH
DFND
3
0
0
2973
SMUCKER J M CO
COM NEW
832696405
478
4100
SH
DFND
2
0
0
4100
SNAP INC
CL A
83304A106
147
13381
SH
DFND
2
0
0
13381
SNAP INC
CL A
83304A106
6
550
SH
DFND
3
0
0
550
SOUTHERN CO
COM
842587107
1716
33203
SH
DFND
2
0
0
33203
SOUTHERN CO
COM
842587107
27
518
SH
DFND
3
0
0
518
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1153
4448
SH
DFND
2
0
0
4448
SPDR GOLD TRUST
GOLD SHS
78463V107
4603
37723
SH
DFND
2
0
0
37723
SPDR GOLD TRUST
GOLD SHS
78463V107
56
461
SH
DFND
3
0
0
461
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
289
7353
SH
DFND
2
0
0
7353
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27369
96889
SH
DFND
2
0
0
96889
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2675
9470
SH
DFND
3
0
0
9470
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
4802
13901
SH
DFND
2
0
0
13901
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
167
483
SH
DFND
3
0
0
483
SPDR SER TR
BLOMBERG BRC INV
78468R200
0
0
SH
DFND
2
0
0
0
SPDR SER TR
BLOMBERG BRC INV
78468R200
271
8819
SH
DFND
3
0
0
8819
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
1854
38238
SH
DFND
2
0
0
38238
SPDR SER TR
PRTFLO S&P500 HI
78468R788
366
9671
SH
DFND
2
0
0
9671
SPDR SER TR
SSGA US LRG ETF
78468R804
285
2840
SH
DFND
3
0
0
2840
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
8
91
SH
DFND
2
0
0
91
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
453
4935
SH
DFND
3
0
0
4935
SPDR SERIES TRUST
BLOMBRG BRC EMRG
78464A391
621
23079
SH
DFND
2
0
0
23079
SPDR SERIES TRUST
BLOMBRG BRC EMRG
78464A391
1
31
SH
DFND
3
0
0
31
SPDR SERIES TRUST
BLOMBRG BRC TIPS
78464A656
208701
3748224
SH
DFND
1
3748224
0
0
SPDR SERIES TRUST
BLOMBRG BRC TIPS
78464A656
275
4942
SH
DFND
2
0
0
4942
SPDR SERIES TRUST
NUV HGHYLD MUN
78464A284
877
15268
SH
DFND
2
0
0
15268
SPDR SERIES TRUST
PORTFOLIO MD ETF
78464A847
236
7089
SH
DFND
2
0
0
7089
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
1069
28741
SH
DFND
2
0
0
28741
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
437
14424
SH
DFND
2
0
0
14424
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
205
3897
SH
DFND
2
0
0
3897
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
130
2591
SH
DFND
2
0
0
2591
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
107
2118
SH
DFND
3
0
0
2118
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
365
6059
SH
DFND
2
0
0
6059
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
957
14360
SH
DFND
2
0
0
14360
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
22
324
SH
DFND
3
0
0
324
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
9136
91900
SH
DFND
2
0
0
91900
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
2449
24639
SH
DFND
3
0
0
24639
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
391
12723
SH
DFND
2
0
0
12723
SPDR SERIES TRUST
S&P TRANSN ETF
78464A532
1282
21219
SH
DFND
3
0
0
21219
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
652
52598
SH
DFND
2
0
0
52598
SQUARE INC
CL A
852234103
801
10689
SH
DFND
2
0
0
10689
SQUARE INC
CL A
852234103
0
0
SH
DFND
3
0
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
21
464
SH
DFND
2
0
0
464
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
304
6594
SH
DFND
3
0
0
6594
STARBUCKS CORP
COM
855244109
1645
22127
SH
DFND
2
0
0
22127
STARBUCKS CORP
COM
855244109
10
140
SH
DFND
3
0
0
140
STATE AUTO FINL CORP
COM
855707105
219
6641
SH
DFND
2
0
0
6641
STOCK YDS BANCORP INC
COM
861025104
352
10423
SH
DFND
2
0
0
10423
STRYKER CORP
COM
863667101
692
3505
SH
DFND
2
0
0
3505
SUNCOR ENERGY INC NEW
COM
867224107
741
22840
SH
DFND
2
0
0
22840
SYSCO CORP
COM
871829107
250
3752
SH
DFND
2
0
0
3752
SYSCO CORP
COM
871829107
6
85
SH
DFND
3
0
0
85
TESLA INC
COM
88160R101
454
1621
SH
DFND
2
0
0
1621
TESLA INC
COM
88160R101
4
15
SH
DFND
3
0
0
15
TEXAS INSTRS INC
COM
882508104
9
89
SH
DFND
3
0
0
89
TEXAS INSTRS INC
COM
882508104
301
2835
SH
DFND
2
0
0
2835
THERMO FISHER SCIENTIFIC INC
COM
883556102
209
765
SH
DFND
2
0
0
765
TORCHMARK CORP
COM
891027104
352
4295
SH
DFND
2
0
0
4295
TORTOISE PIPELINE & ENERGY F
COM
89148H108
3735
245734
SH
DFND
2
0
0
245734
TWITTER INC
COM
90184L102
572
17400
SH
DFND
2
0
0
17400
UBIQUITI NETWORKS INC
COM
90347A100
349
2330
SH
DFND
2
0
0
2330
ULTA BEAUTY INC
COM
90384S303
252
724
SH
DFND
2
0
0
724
ULTRA PETROLEUM CORP
COM NEW
903914208
10
15686
SH
DFND
2
0
0
15686
UNDER ARMOUR INC
CL A
904311107
301
14215
SH
DFND
2
0
0
14215
UNDER ARMOUR INC
CL A
904311107
3
125
SH
DFND
3
0
0
125
UNDER ARMOUR INC
CL C
904311206
785
41615
SH
DFND
2
0
0
41615
UNDER ARMOUR INC
CL C
904311206
2
125
SH
DFND
3
0
0
125
UNION PACIFIC CORP
COM
907818108
1193
7138
SH
DFND
2
0
0
7138
UNION PACIFIC CORP
COM
907818108
685
4098
SH
DFND
3
0
0
4098
UNITED PARCEL SERVICE INC
CL B
911312106
315
2817
SH
DFND
2
0
0
2817
UNITED PARCEL SERVICE INC
CL B
911312106
691
6185
SH
DFND
3
0
0
6185
UNITED STATES OIL FUND LP
UNITS
91232N108
488
39040
SH
DFND
2
0
0
39040
UNITED TECHNOLOGIES CORP
COM
913017109
840
6520
SH
DFND
2
0
0
6520
UNITED TECHNOLOGIES CORP
COM
913017109
38
293
SH
DFND
3
0
0
293
UNITEDHEALTH GROUP INC
COM
91324P102
906
3663
SH
DFND
2
0
0
3663
UNITEDHEALTH GROUP INC
COM
91324P102
310
1252
SH
DFND
3
0
0
1252
US BANCORP DEL
COM NEW
902973304
761
15788
SH
DFND
2
0
0
15788
US BANCORP DEL
COM NEW
902973304
411
8523
SH
DFND
3
0
0
8523
US ECOLOGY INC
COM
91732J102
210
3745
SH
DFND
2
0
0
3745
VALERO ENERGY CORP NEW
COM
91913Y100
60
704
SH
DFND
2
0
0
704
VALERO ENERGY CORP NEW
COM
91913Y100
286
3369
SH
DFND
3
0
0
3369
VANECK MERK GOLD TRUST
GOLD TRUST
921078101
182
14400
SH
DFND
2
0
0
14400
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189H201
2910
59627
SH
DFND
2
0
0
59627
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1506
67156
SH
DFND
2
0
0
67156
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
36
1618
SH
DFND
3
0
0
1618
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
1807
28783
SH
DFND
2
0
0
28783
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
1615
50900
SH
DFND
2
0
0
50900
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
18
553
SH
DFND
3
0
0
553
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
10
64
SH
DFND
2
0
0
64
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
247
1607
SH
DFND
3
0
0
1607
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
1305
15545
SH
DFND
2
0
0
15545
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
30
355
SH
DFND
3
0
0
355
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
25870
280763
SH
DFND
1
280763
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
194
2105
SH
DFND
2
0
0
2105
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1322
16612
SH
DFND
2
0
0
16612
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
40
498
SH
DFND
3
0
0
498
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1302
16042
SH
DFND
2
0
0
16042
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
251743
3101046
SH
DFND
1
3101046
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
608
10896
SH
DFND
2
0
0
10896
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
190
3414
SH
DFND
3
0
0
3414
VANGUARD GROUP
DIV APP ETF
921908844
48060
438344
SH
DFND
1
438344
0
0
VANGUARD GROUP
DIV APP ETF
921908844
10684
97447
SH
DFND
2
0
0
97447
VANGUARD GROUP
DIV APP ETF
921908844
342
3122
SH
DFND
3
0
0
3122
VANGUARD INDEX FDS
GROWTH ETF
922908736
3943
25210
SH
DFND
2
0
0
25210
VANGUARD INDEX FDS
GROWTH ETF
922908736
160
1024
SH
DFND
3
0
0
1024
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
3720
28663
SH
DFND
2
0
0
28663
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
36
276
SH
DFND
3
0
0
276
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1199
8395
SH
DFND
2
0
0
8395
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
20352
142551
SH
DFND
1
142551
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
20
183
SH
DFND
3
0
0
183
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
19789
183434
SH
DFND
1
183434
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
2183
20240
SH
DFND
2
0
0
20240
VANGUARD INDEX FDS
MID CAP ETF
922908629
4042
25147
SH
DFND
2
0
0
25147
VANGUARD INDEX FDS
MID CAP ETF
922908629
498
3095
SH
DFND
3
0
0
3095
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
7914
91064
SH
DFND
2
0
0
91064
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
29
328
SH
DFND
3
0
0
328
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
10882
125208
SH
DFND
1
125208
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
69
265
SH
DFND
3
0
0
265
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
4043
15578
SH
DFND
2
0
0
15578
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
15497
120382
SH
DFND
1
120382
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
3947
30660
SH
DFND
2
0
0
30660
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
3
27
SH
DFND
3
0
0
27
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1259
8238
SH
DFND
2
0
0
8238
VANGUARD INDEX FDS
SMALL CP ETF
922908751
74
486
SH
DFND
3
0
0
486
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1509
8398
SH
DFND
2
0
0
8398
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
10608
59023
SH
DFND
1
59023
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
159772
1104086
SH
DFND
1
1104086
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1086
7501
SH
DFND
3
0
0
7501
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6900
47683
SH
DFND
2
0
0
47683
VANGUARD INDEX FDS
VALUE ETF
922908744
5721
53155
SH
DFND
2
0
0
53155
VANGUARD INDEX FDS
VALUE ETF
922908744
136
1260
SH
DFND
3
0
0
1260
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2975
59324
SH
DFND
2
0
0
59324
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
62308
1242429
SH
DFND
1
1242429
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
5250
123521
SH
DFND
2
0
0
123521
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
47
1109
SH
DFND
3
0
0
1109
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
45149
1062322
SH
DFND
1
1062322
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
44836
836342
SH
DFND
1
836342
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
6
114
SH
DFND
3
0
0
114
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1173
21889
SH
DFND
2
0
0
21889
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
48445
735573
SH
DFND
1
735573
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
149
2270
SH
DFND
2
0
0
2270
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
0
0
SH
DFND
3
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
17213
165299
SH
DFND
1
165299
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
0
0
SH
DFND
2
0
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
9
155
SH
DFND
3
0
0
155
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
4
61
SH
DFND
2
0
0
61
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
14384
241465
SH
DFND
1
241465
0
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
1947
39996
SH
DFND
2
0
0
39996
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
684
13123
SH
DFND
2
0
0
13123
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
486
5593
SH
DFND
2
0
0
5593
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
100181
1913316
SH
DFND
1
1913316
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
3
48
SH
DFND
3
0
0
48
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
267
5097
SH
DFND
2
0
0
5097
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
550
6901
SH
DFND
3
0
0
6901
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1545
19377
SH
DFND
2
0
0
19377
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
33269
417112
SH
DFND
1
417112
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
253
2338
SH
DFND
3
0
0
2338
VANGUARD STAR FD
VG TL INTL STK F
921909768
188
3623
SH
DFND
2
0
0
3623
VANGUARD STAR FD
VG TL INTL STK F
921909768
226
4347
SH
DFND
3
0
0
4347
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
82877
2027818
SH
DFND
1
2027818
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
9754
238650
SH
DFND
2
0
0
238650
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
94
2302
SH
DFND
3
0
0
2302
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
7509
87657
SH
DFND
2
0
0
87657
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
397
4637
SH
DFND
3
0
0
4637
VANGUARD WHITEHALL FDS INC
INTL DVD ETF
921946810
2123
32867
SH
DFND
2
0
0
32867
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
110873
1420904
SH
DFND
1
1420904
0
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
57
736
SH
DFND
2
0
0
736
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
108
865
SH
DFND
2
0
0
865
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
127347
1024102
SH
DFND
1
1024102
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
89
712
SH
DFND
3
0
0
712
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
44
257
SH
DFND
2
0
0
257
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
2464
14294
SH
DFND
3
0
0
14294
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
140
965
SH
DFND
2
0
0
965
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
353
2429
SH
DFND
3
0
0
2429
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
298
4619
SH
DFND
2
0
0
4619
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
0
0
SH
DFND
3
0
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
236
1370
SH
DFND
3
0
0
1370
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
212
1228
SH
DFND
2
0
0
1228
VANGUARD WORLD FDS
INF TECH ETF
92204A702
664
3312
SH
DFND
2
0
0
3312
VANGUARD WORLD FDS
INF TECH ETF
92204A702
0
0
SH
DFND
3
0
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
287
2212
SH
DFND
3
0
0
2212
VEREIT INC
COM
92339V100
211
25171
SH
DFND
2
0
0
25171
VEREIT INC
COM
92339V100
183
21903
SH
DFND
3
0
0
21903
VERIZON COMMUNICATIONS INC
COM
92343V104
2718
45975
SH
DFND
2
0
0
45975
VERIZON COMMUNICATIONS INC
COM
92343V104
309
5227
SH
DFND
3
0
0
5227
VERMILLION INC
COM NEW
92407M206
149
129461
SH
DFND
2
0
0
129461
VISA INC
COM CL A
92826C839
2705
17321
SH
DFND
2
0
0
17321
VISA INC
COM CL A
92826C839
298
1907
SH
DFND
3
0
0
1907
VSE CORP
COM
918284100
354
11214
SH
DFND
2
0
0
11214
W P CAREY INC
COM
92936U109
230
2932
SH
DFND
2
0
0
2932
WALGREENS BOOTS ALLIANCE INC
COM
931427108
336
5310
SH
DFND
3
0
0
5310
WALGREENS BOOTS ALLIANCE INC
COM
931427108
101
1598
SH
DFND
2
0
0
1598
WALMART INC
COM
931142103
1185
12147
SH
DFND
2
0
0
12147
WALMART INC
COM
931142103
53
541
SH
DFND
3
0
0
541
WASTE MGMT INC DEL
COM
94106L109
542
5213
SH
DFND
2
0
0
5213
WASTE MGMT INC DEL
COM
94106L109
38
364
SH
DFND
3
0
0
364
WEC ENERGY GROUP INC
COM
92939U106
208
2633
SH
DFND
2
0
0
2633
WEC ENERGY GROUP INC
COM
92939U106
19
235
SH
DFND
3
0
0
235
WELLS FARGO CO NEW
COM
949746101
84
1743
SH
DFND
3
0
0
1743
WELLS FARGO CO NEW
COM
949746101
1589
32881
SH
DFND
2
0
0
32881
WESTERN ASSET GLB HI INCOME
COM
95766B109
8
884
SH
DFND
2
0
0
884
WESTERN ASSET GLB HI INCOME
COM
95766B109
92
9747
SH
DFND
3
0
0
9747
WESTERN ASSET MTG CAP CORP
COM
95790D105
156
15204
SH
DFND
2
0
0
15204
WILLIAMS COS INC DEL
COM
969457100
82
2849
SH
DFND
2
0
0
2849
WILLIAMS COS INC DEL
COM
969457100
126
4370
SH
DFND
3
0
0
4370
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
556
11794
SH
DFND
2
0
0
11794
WISDOMTREE TR
FUTRE STRAT FD
97717W125
1062
27323
SH
DFND
2
0
0
27323
WISDOMTREE TR
INTL SMCAP DIV
97717W760
487
7399
SH
DFND
2
0
0
7399
WISDOMTREE TR
INTL SMCAP DIV
97717W760
13
205
SH
DFND
3
0
0
205
WISDOMTREE TR
US MIDCAP DIVID
97717W505
575
16061
SH
DFND
2
0
0
16061
WISDOMTREE TR
US MIDCAP DIVID
97717W505
23
631
SH
DFND
3
0
0
631
WORKHORSE GROUP INC
COM NEW
98138J206
6
9275
SH
DFND
2
0
0
9275
WORKHORSE GROUP INC
COM NEW
98138J206
1
1500
SH
DFND
3
0
0
1500
XILINX INC
COM
983919101
593
4679
SH
DFND
2
0
0
4679
XILINX INC
COM
983919101
19
150
SH
DFND
3
0
0
150
YETI HLDGS INC
COM
98585X104
412
13626
SH
DFND
2
0
0
13626