0001209191-12-006934.txt : 20120202
0001209191-12-006934.hdr.sgml : 20120202
20120202153920
ACCESSION NUMBER: 0001209191-12-006934
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120201
FILED AS OF DATE: 20120202
DATE AS OF CHANGE: 20120202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rice Derica W
CENTRAL INDEX KEY: 0001359067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06351
FILM NUMBER: 12565869
MAIL ADDRESS:
STREET 1: LILLY CORPORATE CENTER
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LILLY ELI & CO
CENTRAL INDEX KEY: 0000059478
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 350470950
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LILLY CORPORATE CTR
STREET 2: DROP CODE 1112
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
BUSINESS PHONE: 3172762000
MAIL ADDRESS:
STREET 1: LILLY CORPORATE CENTER
STREET 2: DROP CODE 1112
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-01
0
0000059478
LILLY ELI & CO
LLY
0001359067
Rice Derica W
LILLY CORPORATE CENTER
INDIANAPOLIS
IN
46285
0
1
0
0
EVP-Global Services and CFO
Common Stock
2012-02-01
4
M
0
87924
0.00
A
113497
D
Common Stock
2012-02-01
4
F
0
35917
39.74
D
77580
D
Common Stock
2012-02-01
4
S
0
17584
39.85
D
59996
D
Common Stock
2012-02-02
4
S
0
3800
39.61
D
56196
D
Common Stock
6248
I
401(k)
Common Stock
1624
I
401(k) - by wife
Common Stock
112444
I
by wife
Restricted Stock Unit
0.00
2012-02-01
4
M
0
87924
0.00
D
2012-02-01
2012-02-01
Common Stock
87924
0
D
The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2011.
This transaction was executed in multiple trades at prices ranging from $39.83 to $39.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $39.61 to $39.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Reporting person disclaims beneficial ownership of these shares.
Bronwen Mantlo for Derica W. Rice, authorization on file
2012-02-02