0000059478-18-000115.txt : 20180320 0000059478-18-000115.hdr.sgml : 20180320 20180320120647 ACCESSION NUMBER: 0000059478-18-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180316 FILED AS OF DATE: 20180320 DATE AS OF CHANGE: 20180320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smiley Joshua L CENTRAL INDEX KEY: 0001725189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06351 FILM NUMBER: 18701175 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LILLY ELI & CO CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 4 1 wf-form4_152156199292929.xml FORM 4 X0306 4 2018-03-16 0 0000059478 LILLY ELI & CO LLY 0001725189 Smiley Joshua L LILLY CORPORATE CENTER INDIANAPOLIS IN 46285 0 1 0 0 SVP and CFO Common Stock 2018-03-16 4 S 0 3000 79.20 D 20029 D Common Stock 1863 I 401(k) The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2018. Bronwen L. Mantlo for Joshua L. Smiley, authorization on file 2018-03-19