0000059478-17-000239.txt : 20171205 0000059478-17-000239.hdr.sgml : 20171205 20171205173256 ACCESSION NUMBER: 0000059478-17-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171204 FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahony Susan CENTRAL INDEX KEY: 0001463321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06351 FILM NUMBER: 171240599 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LILLY ELI & CO CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 4 1 wf-form4_151251316307730.xml FORM 4 X0306 4 2017-12-04 0 0000059478 LILLY ELI & CO LLY 0001463321 Mahony Susan LILLY CORPORATE CENTER INDIANAPOLIS IN 46285 0 1 0 0 SVP & Pres., Lilly Oncology Common Stock 2017-12-04 4 S 0 36585 86.18 D 54885 D Common Stock 2017-11-03 5 G 0 E 15861 0 D 39024 D Common Stock 1726 I 401(k) Common Stock 1715 I 401(k) - by husband Common Stock 13509 I by husband The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. This transaction was executed in multiple trades at prices ranging from $85.39 to $86.71. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Reporting person disclaims beneficial ownership of these shares. Bronwen Mantlo for Susan Mahony, authorization on file 2017-12-05