0000059478-17-000089.txt : 20170203
0000059478-17-000089.hdr.sgml : 20170203
20170203172034
ACCESSION NUMBER: 0000059478-17-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LILLY ELI & CO
CENTRAL INDEX KEY: 0000059478
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 350470950
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LILLY CORPORATE CTR
STREET 2: DROP CODE 1112
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
BUSINESS PHONE: 3172762000
MAIL ADDRESS:
STREET 1: LILLY CORPORATE CENTER
STREET 2: DROP CODE 1112
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rice Derica W
CENTRAL INDEX KEY: 0001359067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06351
FILM NUMBER: 17573138
MAIL ADDRESS:
STREET 1: LILLY CORPORATE CENTER
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
4
1
wf-form4_148616041253502.xml
FORM 4
X0306
4
2017-02-01
0
0000059478
LILLY ELI & CO
LLY
0001359067
Rice Derica W
LILLY CORPORATE CENTER
INDIANAPOLIS
IN
46285
0
1
0
0
EVP-Global Services and CFO
Common Stock
2017-02-01
4
M
0
19463
0
A
58443
D
Common Stock
2017-02-01
4
F
0
8989
77.03
D
49454
D
Common Stock
2017-02-02
4
S
0
7270
76.97
D
42184
D
Common Stock
2017-02-03
4
S
0
3892
77.47
D
38292
D
Common Stock
7394
I
401(k)
Common Stock
365659
I
by wife
Common Stock
1905
I
401(k) - by wife
Restricted Stock Unit
2017-02-01
4
M
0
19463
0
D
2017-02-01
2017-02-01
Common Stock
19463.0
0
D
The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.
Reporting person disclaims beneficial ownership of these shares.
Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
Tiffany R. Benjamin for Derica W. Rice, authorization on file
2017-02-03