-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NUkwYd94cQtgPhL1TJRsXrv+yuxKi5jKR99ZOK9/n30LB1FM59En4sDz1hiUqgkT 8ZGt0TBJJab0VN37gIuSlw== 0000950147-01-000008.txt : 20010123 0000950147-01-000008.hdr.sgml : 20010123 ACCESSION NUMBER: 0000950147-01-000008 CONFORMED SUBMISSION TYPE: NSAR-BT PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20001031 FILED AS OF DATE: 20010111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PILGRIM WORLDWIDE EMERGING MARKETS FUND INC CENTRAL INDEX KEY: 0000059139 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 221868144 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-BT SEC ACT: SEC FILE NUMBER: 811-01838 FILM NUMBER: 1506742 BUSINESS ADDRESS: STREET 1: ING PILGRIM FUNDS STREET 2: 7337 E. DOUBLETREE RANCH ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 800-992-0180 MAIL ADDRESS: STREET 1: ING PILGRIM FUNDS STREET 2: 7337 E. DOUBLETREE RANCH ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: LEXINGTON WORLDWIDE EMERGING MARKETS FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: LEXINGTON GROWTH FUND INC DATE OF NAME CHANGE: 19910711 NSAR-BT 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 10/31/2000 000 C000000 0000059139 000 D000000 Y 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 PILGRIM WORLDWIDE EMERGING MARKETS FUNDS, INC 001 B000000 811-1838 001 C000000 4804773000 002 A000000 7337 E. DOUBLETREE RANCH ROAD 002 B000000 SCOTTSDALE 002 C000000 AZ 002 D010000 85258 002 D020000 2034 003 000000 Y 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 PILGRIM WORLDWIDE EMERGING MARKETS FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 ING PILGRIM INVESTMENTS, INC. 008 B00AA01 A 008 C00AA01 801-8178 008 D01AA01 SCOTTSDALE 008 D02AA01 AZ 008 D03AA01 85258 008 D04AA01 2034 010 A00AA01 ING PILGRIM GROUP, INC. 010 C01AA01 SCOTTSDALE 010 C02AA01 AZ 010 C03AA01 85258 010 C04AA01 2034 011 A00AA01 ING PILGRIM SECURITIES, INC. 011 B00AA01 8-8272 011 C01AA01 SCOTTSDALE 011 C02AA01 AZ PAGE 2 011 C03AA01 85258 011 C04AA01 2034 012 A00AA01 ING PILGRIM GROUP, INC. 012 B00AA01 85-00535 012 C01AA01 SCOTTSDALE 012 C02AA01 AZ 012 C03AA01 85258 012 C04AA01 2034 013 A00AA01 PRICEWATERHOUSECOOPERS 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 014 A00AA01 ING PILGRIM SECURITIES, INC 014 B00AA01 8-38545 014 A00AA02 WASHINGTON SQUARE SECURITIES, INC. 014 B00AA02 8-00000 014 A00AA03 PRIMEVEST FINANCIAL SERVICES, INC. 014 B00AA03 8-00000 014 A00AA04 GRANITE INVESTMENT SERVICES 014 B00AA04 8-00000 014 A00AA05 FINANCIAL NORTHEASTERN SECURITIES 014 B00AA05 8-00000 015 A00AA01 BROWN BROTHERS HARRIMAN & CO 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02109 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 71 019 C00AA00 PILGRIMINV 020 A000001 ABN AMRO 020 C000001 295 020 A000002 L.G. SECURITIES 020 C000002 216 020 A000003 MERRILL LYNCH, PIERCE, FENNER 020 C000003 174 020 A000004 INSTINET 020 C000004 154 020 A000005 SG ASIA (INDIA) 020 C000005 151 020 A000006 RAYMOND JAMES 020 C000006 136 020 A000007 CREDIT SUISSE FIRST BOSTON 020 C000007 127 020 A000008 COWEN AND CO. 020 C000008 88 020 A000009 JARDINE FLEMING INC. 020 C000009 79 020 A000010 DEUTSCHE BANK PAGE 3 020 C000010 75 021 000000 2166 022 A000001 LEHMAN BROTHERS 022 C000001 1849313 022 D000001 16567 022 A000002 CREDIT SUISSE FIRST BOSTON 022 C000002 10155 022 D000002 8142 022 A000003 PACIFIC CREST 022 C000003 2646 022 D000003 4891 022 A000004 SALOMON SMITH BARNEY & CO 022 C000004 2227 022 D000004 3539 022 A000005 MERRILL LYNCH, PIERCE, FENNER 022 C000005 5246 022 D000005 0 022 A000006 GOLDMAN SACHS & CO 022 C000006 3795 022 D000006 0 022 A000007 CHASE MANHATTAN BANK 022 C000007 3351 022 D000007 0 022 A000008 DEUTSCHE BANK SECURITIES 022 C000008 0 022 D000008 3244 022 A000009 CAIB SECURITIES 022 C000009 503 022 D000009 2374 022 A000010 RAYMOND JAMES 022 C000010 1672 022 D000010 0 023 C000000 1885169 023 D000000 39184 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N PAGE 4 026 H000000 Y 027 000000 Y 028 A01AA00 7339 028 A02AA00 0 028 A03AA00 0 028 A04AA00 18822 028 B01AA00 12155 028 B02AA00 0 028 B03AA00 0 028 B04AA00 9005 028 C01AA00 6130 028 C02AA00 0 028 C03AA00 0 028 C04AA00 13765 028 D01AA00 7590 028 D02AA00 0 028 D03AA00 0 028 D04AA00 6026 028 E01AA00 0 028 E02AA00 0 028 E03AA00 0 028 E04AA00 0 028 F01AA00 0 028 F02AA00 0 028 F03AA00 0 028 F04AA00 0 028 G01AA00 33214 028 G02AA00 0 028 G03AA00 0 028 G04AA00 47618 028 H00AA00 33214 029 00AA00 Y 030 A00AA00 116 030 B00AA00 5.75 030 C00AA00 0.00 031 A00AA00 15 031 B00AA00 0 032 00AA00 101 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 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T00AA00 81496 074 U01AA00 9314 074 U02AA00 0 074 V01AA00 8.75 074 V02AA00 0.00 074 W00AA00 0.0000 074 X00AA00 16068 074 Y00AA00 0 075 A00AA00 0 075 B00AA00 140322 076 00AA00 0.00 077 A000000 Y 077 B000000 Y PAGE 9 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 NATIONAL UNION FIRE INSURANCE CO OF PITTSBURG 080 C00AA00 12000 081 A00AA00 Y 081 B00AA00 71 082 A00AA00 Y 082 B00AA00 50 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL J. ROLAND TITLE CFO EX-99.77.B 2 0002.txt REPORT OF INDEPENDENT ACCOUNTANTS REPORT OF INDEPENDENT ACCOUNTANTS To the Shareholders and Board of Directors of Pilgrim Worldwide Emerging Markets Fund, Inc.: In planning and performing our audit of the financial statements and financial highlights of Pilgrim Worldwide Emerging Markets Fund, Inc., formerly Lexington Worldwide Emerging Markets Fund, Inc., (the "Fund") for the period ended October 31, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and financial highlights and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgements by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements and financial highlights for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements and financial highlights being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2000. This report is intended solely for the information and use of management, the Board of Directors of Pilgrim Worldwide Emerging Markets Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Denver, Colorado December 29, 2000 EX-99.77.C 3 0003.txt ANNUAL MEETING RESULTS A Special Meeting of Shareholders of the ING Pilgrim Worldwide Emerging Markets Fund (the "Fund") was held on July 21, 2000, for the purpose of: (1) approving a new investment management agreement between the Fund and ING Pilgrim Investments, Inc. (For: 4,443,056, Against or withheld: 216,017); (2) electing eleven (11) new Directors to hold office until the election and qualification of their successors (For: 31,134,375, Against or withheld: 2,412,105); (3) ratifying the selection of KPMG LLP as the Fund's independent public accountant (For: 4,586,591, Against or withheld: 113,578); (4) approving a new service and distribution plan for the Fund (For: 3,473,117, Against or withheld: 249,287); and (5) approving amended and restated Articles of Incorporation (For: 3,749,363, Against or withheld: 215,444). The following Directors were elected at the Special Meeting of Shareholders and are currently Directors of the Fund: Al Burton, Paul S. Doherty, Robert B. Goode, Alan L. Gosule, Walter H. May, Jock Patton, David W.C. Putnam, John R. Smith, Robert W. Stallings, John G. Turner and David W. Wallace. -----END PRIVACY-ENHANCED MESSAGE-----