-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFmjI/jQcOMstPPASmzFwII+BArBARB8e/EL42VNdMJsFGHHFUxmTfAL2Ois9Dnu /RawMfzljJcxehkk8wIFvQ== 0000944209-01-000013.txt : 20010122 0000944209-01-000013.hdr.sgml : 20010122 ACCESSION NUMBER: 0000944209-01-000013 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001227 FILED AS OF DATE: 20010108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AT&T CORP CENTRAL INDEX KEY: 0000005907 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 134924710 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-01105 FILM NUMBER: 1503663 BUSINESS ADDRESS: STREET 1: 32 AVENUE OF AMERICAS CITY: NEW YORK STATE: NY ZIP: 10013-2412 BUSINESS PHONE: 9082214268 MAIL ADDRESS: STREET 1: 32 AVENUE OF AMERICAS CITY: NEW YORK STATE: NY ZIP: 10012-2412 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TELEPHONE & TELEGRAPH CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: NIPPON TELEGRAPH & TELEPHONE CORP CENTRAL INDEX KEY: 0000769594 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] OWNER FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 19-2 NISHI-SHINJUKU 3-CHOME STREET 2: SHINJUKU-KU CITY: TOKYO 163-19 JAPAN STATE: M0 ZIP: 00000 MAIL ADDRESS: STREET 1: C/O 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 3 1 0001.txt FORM 3 =============================================================================== /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0104 / / Expires: December 31, 2001 / / Estimated average burden / / hours per response...... 0.5 / /------------------------------/ +--------+ | FORM 3 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Nippon Telegraph and Telephone Corporation ---------------------------------------------------------------------------- (Last) (First) (Middle) 3-1 Otemachi 2-chome ---------------------------------------------------------------------------- (Street) Chiyoda-ku Tokyo 100-8116, Japan ---------------------------------------------------------------------------- (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 12/27/00 -------------- 3. IRS Identification Number of Reporting Person if an Entity (Voluntary) -------------- 4. Issuer Name and Ticker or Trading Symbol AT&T Corp. (AWE) ----------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director Officer X 10% Owner Other --- --- (give title below) --- --- (specify below) ---------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) ---------------------------- 7. Individual or Joint Group Filing (Check Applicable Line) Form Filed by One Reporting Person --- X Form filed by More than One Reporting Person --- TABLE I--NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
- -------------------------------------------------------------------------------- 1. Title 2. Amount of 3. Ownership Form: 4. Nature of of Securities Bene- Direct (D) or Indirect Bene- Security ficially Owned Indirect (I) ficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - --------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instructions 5(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. (Over) SEC 1473 (3-99) FORM 3 (continued) TABLE II--DERIVATIVE SECURITIES BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exer- 3. Title and Amount of Securities 4. Conversion 5. Ownership 6. Nature of In- Security (Instr. 4) cisable and Underlying Derivative Security or Form of direct Bene- Expiration (Instr. 4) Exercise Derivative ficial Date Price Security: Ownership (Month/Day/ of Direct (D) (Instr. 5) Year) Derivative or In- ---------------------------------------------------- Security direct (I) Date Expira- Amount or (Instr. 5) Exer- tion Title Number of cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Wireless Group Preferred Wireless By Nippon Tele- Tracking Stock 01/22/01(1) N/A Group Common Stock 448,004,162(2) 500-for-1 I graph and Tele- phone Corpora- tion's approximate 67% ownership in NTT DoCoMo, Inc. and DCM Capital USA (UK) Limited - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) These shares are potentially issuable, subject to certain conditions, and therefore exercisable from and after January 15, 2001. (2) These shares are directly beneficially owned by DCM Capital USA (UK) Limited. Includes warrants to acquire shares of Wireless Group Preferred Tracking Stock convertible into 41,748,273 shares of Wireless Group Common Stock. /s/ Kanji Koide 1/5/01 ------------------------------- ----------------- Kanji Koide, Senior Vice Date President on behalf of Nippon Telegraph and Telephone Corporation * If the form is filed by more than one reported person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 Joint Filer Information ----------------------- Name: NTT DoCoMo, Inc. Address: Sanno Park Tower 11-1, Nagata-cho 2-chome Chiyoda-ku Tokyo, Japan 100-6150 Designated Filer: Nippon Telegraph and Telephone Corporation Issuer and Ticker Symbol: AT&T Corp. (AWE) Date of Event Requiring Statement: 12/27/00 Signature: NTT DOCOMO, INC. By: /s/ Yoshinori Uda ----------------------------------- Name: Yoshinori Uda Title: Senior Executive Vice President Joint Filer Information ----------------------- Name: DCM Capital USA (UK) Limited Address: 1st Floor, 14-18 City Road Cardiff CF24 3DL England Designated Filer: Nippon Telegraph and Telephone Corporation Issuer and Ticker Symbol: AT&T Corp. (AWE) Date of Event Requiring Statement: 12/27/00 Signature: DCM CAPITAL USA (UK) LIMITED. By: /s/ Masao Nakamura ---------------------------- Name: Masao Nakamura Title: Chairman -----END PRIVACY-ENHANCED MESSAGE-----