10-Q/A 1 form10qa.htm LESCARDEN INC 10-Q/A 8-31-2008 form10qa.htm


U.S. Securities and Exchange Commission
Washington, D.C. 2054 9

Form 10-Q/A - Quarterly or Transitional Report
(Added by 34-30968, eff. 8/13/93, as amended )

(Mark One)
x Quarterly Report Under Section 13 or 15 (d) of the Securities Exchange Act of 1934

For the quarterly period ended August 31, 2008

¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934

For the transition period from _____________________________ to

Commission file number 0-10035
 
 (Exact name of small business issuer as specified in its charter)
 
     
New York
 
13-2538207
(State or other jurisdiction of incorporation or organization)
 
(I.R.S Employer Identification No.)
     
     
420 Lexington Ave. Ste 212, New York
 
10170
(Address of principle executive office)
 
(Zip Code)
 
Issuer’s telephone number    212-687-1050
 

     (Former name, former address and former fiscal year, if changed since last report)

      Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes x   No ¨

State the number of shares outstanding of each of the issuer's classes of common equity, as of the latest practicable date.
 
Class
 
Outstanding October 10, 2008
Common Stock $.001 par value
 
30,943,450
 


 
 

 

EXPLANATORY NOTE

This abbreviated amendment to the August 31, 2008 10-Q is being filed to include Item 4 and  paragraph 4c of Exhibit 31 Certification pursuant to Item 601(b)(31)(i) of Regulation S-K.

Item 4  Disclosure Controls and Procedures

The Company maintains disclosure controls and procedures that are designed to ensure that information required to be disclosed in the Company’s filings under the Securities Exchange Act of 1934 is recorded, processed, summarized and reported within the periods specified in the rules and forms of the Securities and Exchange Commission. Such information is accumulated and communicated to the Company’s management, including its Chief Executive and Chief Financial Officer, as appropriate, to allow timely decisions regarding required disclosure. The Company’s management, including the Chief Executive and Chief Financial Officer, recognizes that any set of controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives.

The Company has carried out an evaluation, under the supervision and with the participation of the Company’s management, including the Company’s Chief Executive and Chief Financial Officer, of the effectiveness of the design and operation of the Company’s disclosure controls and procedures. Based on such evaluation, the Company’s Chief Executive and Chief Financial Officer concluded that the Company’s disclosure controls and procedures are effective as of the end of the period covered by this quarterly report on Form 10-Q.

There have been no significant changes in the Company’s internal controls or in other factors that could significantly affect the internal controls subsequent to the date of their evaluation in connection with the preparation of this quarterly report on Form 10-Q.
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
LESCARDEN INC.
 
(Registrant)
   
Date: April 10, 2009
 
   
 
S/William E. Luther
 
William E. Luther
 
President and
 
Chief Executive Officer