X0405 TA-1/A 0000005876 XXXXXXXX 084-00416 true LIVE SEC AMERICAN STOCK TRANSFER & TRUST CO, LLC /TA 404194 Operations Center 6201 15th Avenue Brooklyn NY 11219 N 718-921-8200 N N N Y Deutsche Bank Turst Company Americas 085-05212 60 Wall Street New York NY 10005 AST Trust Company (Canada) 084-06506 1 Toronto Steet Suite 1200 Toronto A6 M5C 2V6 Other Ellen McCarthy 08/15/2014 Executive Vice President, Risk and Compl N/A 11/25/2016 Angela Desmond 12/12/2016 Interim Chief Risk and Compliance Office N/A 03/28/2017 Armor Holdings II LLC 05/23/2008 Shareholder N/A Armor Holdco, Inc. 05/23/2008 Shareholder N/A Paul McCullagh 05/22/2009 Director N/A 09/17/2018 Robert M. Carney, Sr. 02/27/2012 President, Issuer & Investor Services N/A Sarah Kavanagh 11/18/2011 Director N/A Stephen Fradkin 04/30/2014 Director N/A Armando Falcon 04/23/2014 Director N/A Simon Pillar 01/28/2015 Director N/A Jacob Haines 03/24/2010 Director N/A Martin Flanigan 09/05/2012 Chief Financial Officer and Director N/A 01/02/2019 Thomas Cortese 10/19/2015 Chief Compliance Officer N/A Asher Richelli 12/18/2014 Chief Legal Officer N/A Brian Longe 01/04/2016 Chief Executive Officer, Chairman N/A 05/23/2018 David Chitty 06/12/2017 EVP Compliance, Risk & Corp. Security N/A Martin Flanigan 05/22/2018 President & Chief Executive Officer N/A Brett Weinblatt 01/02/2019 Chief Financial Officer N/A Limited Liability Corporation N N N N N N N N N N N N N N N N N N N N N N N Y NYS Workers' Compensation Board (Creditor); Island Own Landscape & Stone Design Inc. and Martin Flanigan (Debtors) NYS Workers' Comp Bd v. Island Own Landscape/Stone Design Inc./Martin Flanigan 02/25/2015 Suffolk County Supreme Court (SUP) On 2/25/2015, SUP awarded a judgment in the amount of $1,000 to Workers' Compensation against Island Own Landscape & Stone Design Inc. (Island) and Martin Flanigan, Island's former Treasurer , representing penalties and assessments due, to Island's not having workers' compensation insurance for the period 9/1/2007 through 9/15/2007(the Period). Mr. Flanigan and Island feel that the penalty was levied in error against Island and while there was a temporary cancellation of insurance due to non-payment during the Period, this was rescinded upon payment and coverage was retroactively reinstated. Mr. Flanigan has requested the New York State Workers' Compensation Board to waive the penalty as Island continued to provide workers' compensation insurance, and at no time was it out of compliance. Judgment $1,000. Thomas Cortese 718-921-8295 Chief Compliance Officer 02/05/2019