0001209191-23-049727.txt : 20230918 0001209191-23-049727.hdr.sgml : 20230918 20230918160235 ACCESSION NUMBER: 0001209191-23-049727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230918 DATE AS OF CHANGE: 20230918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIKE CARIN L CENTRAL INDEX KEY: 0001703359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 231261172 MAIL ADDRESS: STREET 1: 1014 VINE STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 MAIL ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-15 0 0000056873 KROGER CO KR 0001703359 FIKE CARIN L C/O THE KROGER CO. 1014 VINE STREET CINCINNATI OH 45202 0 1 0 0 Vice President and Treasurer 0 Common Stock 2023-09-15 4 M 0 6000 24.665 A 50089.8955 D Common Stock 2023-09-15 4 S 0 5300 46.50 D 44789.8955 D Common Stock 2023-09-15 4 S 0 700 46.505 D 44089.8955 D Common Stock 4954 I by Spouse Non-Qualified Stock Option 24.665 2023-09-15 4 M 0 6000 0.00 D 2024-07-15 Common Stock 6000 0 D Between April 1, 2023 and June 30, 2023, the reporting person acquired 26.9651 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ Carin L. Fike, by Dorothy D. Roberts, Attorney-in-Fact 2023-09-18