0001209191-23-049194.txt : 20230913 0001209191-23-049194.hdr.sgml : 20230913 20230913101457 ACCESSION NUMBER: 0001209191-23-049194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230912 FILED AS OF DATE: 20230913 DATE AS OF CHANGE: 20230913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Massa Timothy A CENTRAL INDEX KEY: 0001608128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 231251774 MAIL ADDRESS: STREET 1: 1014 VINE STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 MAIL ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-12 0 0000056873 KROGER CO KR 0001608128 Massa Timothy A THE KROGER CO. 1014 VINE STREET CINCINNATI OH 45202 0 1 0 0 Senior Vice President 0 Common Stock 2023-09-12 4 M 0 23000 24.665 A 217956 D Common Stock 2023-09-12 4 S 0 23000 45.457 D 194956 D Non-Qualified Stock Option 24.665 2023-09-12 4 M 0 16000 0.00 D 2024-07-15 Common Stock 16000 0 D Non-Qualified Stock Option 24.665 2023-09-12 4 M 0 7000 0.00 D 2024-07-15 Common Stock 7000 0 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.440 to $45.485, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a three-year period, at the rate of 33% per year commencing one year after the date of grant. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ Timothy A. Massa, by Dorothy D. Roberts, Attorney-in-Fact 2023-09-13