0001209191-22-000038.txt : 20220103 0001209191-22-000038.hdr.sgml : 20220103 20220103102456 ACCESSION NUMBER: 0001209191-22-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaufman Calvin J CENTRAL INDEX KEY: 0001433128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 22500853 MAIL ADDRESS: STREET 1: THE KROGER CO. STREET 2: 1014 VINE STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 MAIL ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-31 0 0000056873 KROGER CO KR 0001433128 Kaufman Calvin J THE KROGER CO. 1014 VINE STREET CINCINNATI OH 45202 0 1 0 0 Senior Vice President Common Stock 2021-12-31 4 M 0 31100 18.88 A 181497.6246 D Common Stock 2021-12-31 4 S 0 31100 45.561 D 150397.6246 D Non-Qualified Stock Option 18.88 2021-12-31 4 M 0 6668 0.00 D 2023-07-15 Common Stock 6668 0 D Non-Qualified Stock Option 18.88 2021-12-31 4 M 0 24432 0.00 D 2023-07-15 Common Stock 24432 0 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.56 to $45.59, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ Calvin J. Kaufman, by Dorothy D. Roberts, Attorney-in-Fact 2022-01-03