0001209191-21-042920.txt : 20210624 0001209191-21-042920.hdr.sgml : 20210624 20210624114705 ACCESSION NUMBER: 0001209191-21-042920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210622 FILED AS OF DATE: 20210624 DATE AS OF CHANGE: 20210624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tuffin Mark C CENTRAL INDEX KEY: 0001595371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 211041548 MAIL ADDRESS: STREET 1: THE KROGER CO. STREET 2: 1014 VINE STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 MAIL ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-22 0 0000056873 KROGER CO KR 0001595371 Tuffin Mark C THE KROGER CO. 1014 VINE STREET CINCINNATI OH 45202 0 1 0 0 Senior Vice President Common Stock 2021-06-22 4 M 0 50720 24.665 A 272963 D Common Stock 2021-06-22 4 S 0 10049 40.00 D 262914 D Common Stock 2021-06-22 4 S 0 40671 40.01 D 222243 D Non-Qualified Stock Option 24.665 2021-06-22 4 M 0 50720 0.00 D 2014-07-15 Common Stock 50720 0 D This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2021. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ Mark C. Tuffin, by Christine S. Wheatley, Attorney-in-Fact 2021-06-24