0001209191-20-017211.txt : 20200309 0001209191-20-017211.hdr.sgml : 20200309 20200309155450 ACCESSION NUMBER: 0001209191-20-017211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200309 DATE AS OF CHANGE: 20200309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Robert W CENTRAL INDEX KEY: 0001571458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 20697917 MAIL ADDRESS: STREET 1: 1014 VINE STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 MAIL ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-06 0 0000056873 KROGER CO KR 0001571458 Clark Robert W THE KROGER CO. 1014 VINE STREET CINCINNATI OH 45202 0 1 0 0 Senior Vice President Common Stock 2020-03-06 4 M 0 7000 10.94 A 189957.9812 D Common Stock 2020-03-06 4 M 0 21500 10.08 A 211457.9812 D Common Stock 2020-03-06 4 S 0 28500 31.9819 D 182957.9812 D Non-Qualified Stock Option 10.08 2020-03-06 4 M 0 14500 0.00 D 2020-06-24 Common Stock 14500 0 D Non-Qualified Stock Option 10.08 2020-03-06 4 M 0 7000 0.00 D 2020-06-24 Common Stock 7000 0 D Non-Qualified Stock Option 10.94 2020-03-06 4 M 0 7000 0.00 D 2020-09-16 Common Stock 7000 0 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.95 to $32.00, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Between October 1, 2019 and December 31, 2019, the reporting person acquired 289.6481 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ Robert W. Clark, by Stacey M. Heiser, Attorney-in-Fact 2020-03-09