0001209191-20-017211.txt : 20200309
0001209191-20-017211.hdr.sgml : 20200309
20200309155450
ACCESSION NUMBER: 0001209191-20-017211
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200306
FILED AS OF DATE: 20200309
DATE AS OF CHANGE: 20200309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Robert W
CENTRAL INDEX KEY: 0001571458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00303
FILM NUMBER: 20697917
MAIL ADDRESS:
STREET 1: 1014 VINE STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KROGER CO
CENTRAL INDEX KEY: 0000056873
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 310345740
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 1014 VINE ST
CITY: CINCINNATI
STATE: OH
ZIP: 45201
BUSINESS PHONE: 5137624000
MAIL ADDRESS:
STREET 1: 1014 VINE ST
CITY: CINCINNATI
STATE: OH
ZIP: 45201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-06
0
0000056873
KROGER CO
KR
0001571458
Clark Robert W
THE KROGER CO.
1014 VINE STREET
CINCINNATI
OH
45202
0
1
0
0
Senior Vice President
Common Stock
2020-03-06
4
M
0
7000
10.94
A
189957.9812
D
Common Stock
2020-03-06
4
M
0
21500
10.08
A
211457.9812
D
Common Stock
2020-03-06
4
S
0
28500
31.9819
D
182957.9812
D
Non-Qualified Stock Option
10.08
2020-03-06
4
M
0
14500
0.00
D
2020-06-24
Common Stock
14500
0
D
Non-Qualified Stock Option
10.08
2020-03-06
4
M
0
7000
0.00
D
2020-06-24
Common Stock
7000
0
D
Non-Qualified Stock Option
10.94
2020-03-06
4
M
0
7000
0.00
D
2020-09-16
Common Stock
7000
0
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.95 to $32.00, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Between October 1, 2019 and December 31, 2019, the reporting person acquired 289.6481 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
/s/ Robert W. Clark, by Stacey M. Heiser, Attorney-in-Fact
2020-03-09