0001209191-17-064330.txt : 20171207 0001209191-17-064330.hdr.sgml : 20171207 20171207101314 ACCESSION NUMBER: 0001209191-17-064330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171205 FILED AS OF DATE: 20171207 DATE AS OF CHANGE: 20171207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUNDE JAMES A CENTRAL INDEX KEY: 0001277020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 171243813 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-05 0 0000056873 KROGER CO KR 0001277020 RUNDE JAMES A C/O THE KROGER CO., 1014 VINE STREET CINCINNATI OH 45202 1 0 0 0 Common Stock 2017-12-05 4 M 0 10000 13.105 A 108910 D Common Stock 2017-12-05 4 S 0 10000 26.495 D 98910 D Non-Qualified Stock Option 13.105 2017-12-05 4 M 0 10000 0.00 D 2017-12-13 Common Stock 10000 10000 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.49 to $26.51, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ James A. Runde, by Stacey M. Heiser, Attorney-in-Fact 2017-12-07