0001209191-14-059805.txt : 20140925
0001209191-14-059805.hdr.sgml : 20140925
20140925172421
ACCESSION NUMBER: 0001209191-14-059805
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140924
FILED AS OF DATE: 20140925
DATE AS OF CHANGE: 20140925
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KROGER CO
CENTRAL INDEX KEY: 0000056873
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 310345740
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0203
BUSINESS ADDRESS:
STREET 1: 1014 VINE ST
CITY: CINCINNATI
STATE: OH
ZIP: 45201
BUSINESS PHONE: 5137624000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANDERSON REUBEN V
CENTRAL INDEX KEY: 0001018982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00303
FILM NUMBER: 141121383
MAIL ADDRESS:
STREET 1: C/O PHELPS DUNBAR
STREET 2: 200 S. LAMAR #500 SECURITY CENTRE N.
CITY: JACKSON
STATE: MS
ZIP: 39201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-09-24
0
0000056873
KROGER CO
KR
0001018982
ANDERSON REUBEN V
C/O THE KROGER CO.,
1014 VINE STREET
CINCINNATI
OH
45202
1
0
0
0
Common Stock
2014-09-24
4
M
0
10000
16.60
A
74990
D
Common Stock
2014-09-24
4
M
0
5000
19.525
A
79990
D
Common Stock
2014-09-24
4
M
0
5000
23.10
A
84990
D
Common Stock
2014-09-24
4
M
0
5000
26.21
A
89990
D
Common Stock
2014-09-24
4
M
0
6500
26.14
A
96490
D
Common Stock
2014-09-24
4
M
0
5200
20.06
A
101690
D
Common Stock
2014-09-24
4
M
0
3900
20.76
A
105590
D
Common Stock
2014-09-24
4
M
0
3900
24.74
A
109490
D
Common Stock
2014-09-24
4
M
0
2600
21.96
A
112090
D
Common Stock
2014-09-24
4
S
0
47100
52.117
D
64990
D
Non-Qualified Stock Option
16.60
2014-09-24
4
M
0
10000
0.00
D
2014-12-09
Common Stock
10000
0
D
Non-Qualified Stock Option
19.525
2014-09-24
4
M
0
5000
0.00
D
2015-12-08
Common Stock
5000
0
D
Non-Qualified Stock Option
23.10
2014-09-24
4
M
0
5000
0.00
D
2016-12-07
Common Stock
5000
0
D
Non-Qualified Stock Option
26.21
2014-09-24
4
M
0
5000
0.00
D
2017-12-13
Common Stock
5000
0
D
Non-Qualified Stock Option
26.14
2014-09-24
4
M
0
6500
0.00
D
2018-12-11
Common Stock
6500
0
D
Non-Qualified Stock Option
20.06
2014-09-24
4
M
0
5200
0.00
D
2019-12-10
Common Stock
5200
1300
D
Non-Qualified Stock Option
20.76
2014-09-24
4
M
0
3900
0.00
D
2020-12-09
Common Stock
3900
2600
D
Non-Qualified Stock Option
24.74
2014-09-24
4
M
0
3900
0.00
D
2021-06-23
Common Stock
3900
2600
D
Non-Qualified Stock Option
21.96
2014-09-24
4
M
0
2600
0.00
D
2022-07-12
Common Stock
2600
3900
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $52.20, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
/s/ Reuben V. Anderson, by Stacey M. Heiser, Attorney-in-Fact
2014-09-25
EX-24.4_539591
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS:
The undersigned does hereby make, constitute and appoint Christine S. Wheatley,
Stacey M. Heiser, and Dorothy D. Roberts, and each of them (with full power to
each of them to act alone), his true and lawful attorney-in-fact to sign and
execute for and on his behalf, and in his name, place and stead, to sign,
execute, affix his seal, and file with the Securities and Exchange Commission,
any and all documents required to be filed by him under Section 16 of the
Securities Exchange Act of 1934, as amended, or any successor or comparable
requirement, with respect to his holdings or changes in holdings of securities
issued by The Kroger Co., in such form as the attorney-in-fact may approve. The
attorney-in-fact may do any and all other acts that said attorney-in-fact may
deem necessary or appropriate in order to effectuate the foregoing as fully to
all intents and purposes as the undersigned might or could do if personally
present, hereby ratifying and confirming all that said attorney-in-fact may
lawfully do or cause to be done by virtue hereof. The power granted hereby will
remain in effect until revoked in writing by the undersigned.
IN WITNESS WHEREOF, the undersigned has hereunto set his hand and seal, this
26th day of June, 2014.
/s/ Reuben V. Anderson
Reuben V. Anderson