0001209191-14-059805.txt : 20140925 0001209191-14-059805.hdr.sgml : 20140925 20140925172421 ACCESSION NUMBER: 0001209191-14-059805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140924 FILED AS OF DATE: 20140925 DATE AS OF CHANGE: 20140925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON REUBEN V CENTRAL INDEX KEY: 0001018982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 141121383 MAIL ADDRESS: STREET 1: C/O PHELPS DUNBAR STREET 2: 200 S. LAMAR #500 SECURITY CENTRE N. CITY: JACKSON STATE: MS ZIP: 39201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-24 0 0000056873 KROGER CO KR 0001018982 ANDERSON REUBEN V C/O THE KROGER CO., 1014 VINE STREET CINCINNATI OH 45202 1 0 0 0 Common Stock 2014-09-24 4 M 0 10000 16.60 A 74990 D Common Stock 2014-09-24 4 M 0 5000 19.525 A 79990 D Common Stock 2014-09-24 4 M 0 5000 23.10 A 84990 D Common Stock 2014-09-24 4 M 0 5000 26.21 A 89990 D Common Stock 2014-09-24 4 M 0 6500 26.14 A 96490 D Common Stock 2014-09-24 4 M 0 5200 20.06 A 101690 D Common Stock 2014-09-24 4 M 0 3900 20.76 A 105590 D Common Stock 2014-09-24 4 M 0 3900 24.74 A 109490 D Common Stock 2014-09-24 4 M 0 2600 21.96 A 112090 D Common Stock 2014-09-24 4 S 0 47100 52.117 D 64990 D Non-Qualified Stock Option 16.60 2014-09-24 4 M 0 10000 0.00 D 2014-12-09 Common Stock 10000 0 D Non-Qualified Stock Option 19.525 2014-09-24 4 M 0 5000 0.00 D 2015-12-08 Common Stock 5000 0 D Non-Qualified Stock Option 23.10 2014-09-24 4 M 0 5000 0.00 D 2016-12-07 Common Stock 5000 0 D Non-Qualified Stock Option 26.21 2014-09-24 4 M 0 5000 0.00 D 2017-12-13 Common Stock 5000 0 D Non-Qualified Stock Option 26.14 2014-09-24 4 M 0 6500 0.00 D 2018-12-11 Common Stock 6500 0 D Non-Qualified Stock Option 20.06 2014-09-24 4 M 0 5200 0.00 D 2019-12-10 Common Stock 5200 1300 D Non-Qualified Stock Option 20.76 2014-09-24 4 M 0 3900 0.00 D 2020-12-09 Common Stock 3900 2600 D Non-Qualified Stock Option 24.74 2014-09-24 4 M 0 3900 0.00 D 2021-06-23 Common Stock 3900 2600 D Non-Qualified Stock Option 21.96 2014-09-24 4 M 0 2600 0.00 D 2022-07-12 Common Stock 2600 3900 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $52.20, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ Reuben V. Anderson, by Stacey M. Heiser, Attorney-in-Fact 2014-09-25 EX-24.4_539591 2 poa.txt POA DOCUMENT POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS: The undersigned does hereby make, constitute and appoint Christine S. Wheatley, Stacey M. Heiser, and Dorothy D. Roberts, and each of them (with full power to each of them to act alone), his true and lawful attorney-in-fact to sign and execute for and on his behalf, and in his name, place and stead, to sign, execute, affix his seal, and file with the Securities and Exchange Commission, any and all documents required to be filed by him under Section 16 of the Securities Exchange Act of 1934, as amended, or any successor or comparable requirement, with respect to his holdings or changes in holdings of securities issued by The Kroger Co., in such form as the attorney-in-fact may approve. The attorney-in-fact may do any and all other acts that said attorney-in-fact may deem necessary or appropriate in order to effectuate the foregoing as fully to all intents and purposes as the undersigned might or could do if personally present, hereby ratifying and confirming all that said attorney-in-fact may lawfully do or cause to be done by virtue hereof. The power granted hereby will remain in effect until revoked in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has hereunto set his hand and seal, this 26th day of June, 2014. /s/ Reuben V. Anderson Reuben V. Anderson